Common use of Notice to Holders Prior to Certain Actions Clause in Contracts

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11; (b) Share Exchange Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 4 contracts

Sources: Indenture (Redfin Corp), Indenture (Redfin Corp), Indenture (Redfin Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event (other than with respect to any Merger Event pursuant to which the Company is required to provide notice pursuant to Section 14.01(b)(iii), in which case notice shall be given pursuant to such section); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 4 contracts

Sources: Indenture (Nutanix, Inc.), Indenture (Q2 Holdings, Inc.), Indenture (Q2 Holdings, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.13; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with delivered to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares of record shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 3 contracts

Sources: Indenture (Rockley Photonics Holdings LTD), Indenture (Rockley Photonics Holdings LTD), Indenture (Rockley Photonics Holdings LTD)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Event (other than with respect to any Share Exchange Event for which notice is provided for by Section 14.01(b)(iii)); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 3 contracts

Sources: Indenture (Granite Construction Inc), Indenture (Granite Construction Inc), Indenture (Granite Construction Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 or Section 14.11;13.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 3 contracts

Sources: Indenture (Gannett Co., Inc.), Indenture (Gannett Co., Inc.), Indenture (Gannett Co., Inc.)

Notice to Holders Prior to Certain Actions. In case of anyof: (a) any action by the Company or one of its Subsidiaries any Subsidiary thereof that would require an adjustment in to the Conversion Rate pursuant to under Section 14.04 or Section 14.11;14.06; (b) any Share Exchange Event; orEvent; (c) any voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; or (d) any Merger Transaction; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenturethe Indenture excluding, for the avoidance of doubt, Section 14.07), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered sent to each Holder at such Holder’s address appearing on the Note Register, as promptly as possible practicable but in any event at least 20 five calendar days prior to the applicable date hereinafter specifiedspecified in clause (x) or (y) below (or, if later, no more than two Business Days following the date on which the Company knows of the applicable date specified in clause (x) or (y) below), a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries Subsidiary or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its SubsidiariesSubsidiary, or (iiy) the date on which such Share Exchange Event, Merger Transaction, dissolution, liquidation or winding-winding up is expected to become effective or occur, and and, if applicable, the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, Merger Transaction, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity operation of any provision herein consequent on such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upevent.

Appears in 3 contracts

Sources: Indenture (Envestnet, Inc.), Indenture (Envestnet, Inc.), Indenture (Envestnet, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 3 contracts

Sources: Indenture (Vocera Communications, Inc.), Indenture (Chegg, Inc), Indenture (Realpage Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Specified Corporate Event or any consolidation, merger, sale, assignment, lease, conveyance or other transfer or disposition of all or substantially all assets in accordance with Article 11; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Specified Corporate Event, any consolidation, merger, sale, assignment, lease, conveyance or other transfer or disposition of all or substantially all assets in accordance with Article 11, or any dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Specified Corporate Event, consolidation, merger, sale, assignment, lease, conveyance or other transfer or disposition of all or substantially all assets in accordance with Article 11, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Specified Corporate Event, or any consolidation, merger, sale, assignment, lease, conveyance or other transfer or disposition of all or substantially all assets in accordance with Article 11, dissolution, liquidation or winding-up.

Appears in 3 contracts

Sources: Indenture (Whiting Petroleum Corp), Indenture (Whiting Petroleum Corp), Indenture (Whiting Petroleum Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 (Adjustment of Conversion Rate) or Section 14.11;13.11 (Shareholder Rights Plans); (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, Holder as promptly as possible but in any event at least 20 10 calendar days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares or ADSs, as the case may be, of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares or ADSs, as the case may be, of record shall be entitled to exchange their Common Stock Ordinary Shares or ADSs, as the case may be, for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture Agreement (Oatly Group AB), Indenture Agreement (Oatly Group AB)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event (other than pursuant to any Merger Event for which notice is provided (or is to be provided) pursuant to Section 14.01(b)(iii)); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each Holder, as promptly as possible but in any event at least 20 10 calendar days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Palo Alto Networks Inc), Indenture (Palo Alto Networks Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with furnished to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Affirm Holdings, Inc.), Indenture (Enovis CORP)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 or Section 14.11;13.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture)) and to the extent applicable, the Company shall cause to be filed with delivered to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares of record shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Selina Hospitality PLC), Subscription Agreement (BOA Acquisition Corp.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Tabula Rasa HealthCare, Inc.), Indenture (Benefitfocus,Inc.)

Notice to Holders Prior to Certain Actions. In case of anycase: (a) action by the Company shall authorize the issuance to all holders of Shares of rights or one warrants to subscribe for or purchase Shares or securities convertible into Shares or of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 any other subscription rights or Section 14.11;warrants; or (b) Share Exchange Event; the Company shall authorize the distribution to all holders of Shares of evidences of its indebtedness or assets (other than cash dividends out of earned surplus); or (c) of any consolidation or merger to which the Company is a party and for which approval of any shareholders of the Company is required, or of the conveyance or transfer of the properties and assets of the Company substantially as an entirety; or (d) of the voluntary or involuntary dissolution, liquidation or winding-winding up of the Company, then, ; or (e) the Company proposes to take any action (other than actions of the character described in each case (unless notice Paragraph A of such event is otherwise required Section 4.04) which would require an adjustment of the conversion price pursuant to another provision of this Indenture), Section 4.04; then the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) Agent, and shall cause to be delivered mailed to each Holderthe Holders, as promptly as possible but at their last addresses appearing in any event the register of Securities, at least 20 days (or 10 days in any case specified in clause (a) or (b) above) prior to the applicable record date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Shares of record are to be determined for the purposes of entitled to receive any such action by the Company rights, warrants or one of its Subsidiariesdistribution are expected to be determined, or (ii) the date on which any such Share Exchange Eventreclassification, consolidation, merger, conveyance, transfer, dissolution, liquidation or winding-winding up is expected to become effective or occureffective, and the date as of which it is expected that holders of Common Stock Shares of record shall be entitled to exchange their Common Stock Shares for securities or other property property, if any, deliverable upon such Share Exchange Eventreclassification, consolidation, merger, conveyance, transfer, dissolution, liquidation or winding-winding up. Failure The failure to give such notice, the notice required by this Section or any defect therein, therein shall not affect the legality or validity of such action by the Company or one of its Subsidiariesany distribution, Share Exchange Eventright, warrant, reclassification, consolidation, merger, conveyance, transfer, dissolution, liquidation or winding-winding up, or the vote upon any such action.

Appears in 2 contracts

Sources: Indenture (Thorn Apple Valley Inc), Indenture (Thorn Apple Valley Inc)

Notice to Holders Prior to Certain Actions. In case of anycase: (a) action by the Company makes any distribution or one of its Subsidiaries dividend that would require an adjustment in the Conversion Rate Price pursuant to Section 14.04 or Section 14.11;15.5; or (b) Share Exchange Event; the Company takes any action that would require a supplemental indenture pursuant to Section 15.6; or (c) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holderholder of Notes at his address appearing on the Note register provided for in Section 2.5 of this Indenture, as promptly as possible but in any event at least 20 15 days prior to the applicable date hereinafter specified, a notice stating (ix) the date on which a record date is to be taken for the purpose of such action by the Company dividend, distribution, rights or one of its Subsidiaries warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock of record to be entitled to such dividend, distribution, rights or warrants are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (iiy) the date on which such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up is expected to become effective or occur, occur and the date as of which it is expected that holders of record of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Eventreclassification, change consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiariesdividend, Share Exchange Eventdistribution, reclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up. Neither the failure to give such notice nor any defect therein shall affect the legality or validity of the proceedings referenced in clauses (a) through (c) of this Section 15.10.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Tribune Co), Securities Purchase Agreement (Softkey International Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 9.04 or Section 14.11;9.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to substantially concurrently with the applicable date hereinafter specifiedpublic disclosure thereof, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Second Supplemental Indenture (INSMED Inc), First Supplemental Indenture (INSMED Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 or Section 14.11;13.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Significant Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be mailed to each Holder at its address appearing on the Note Register (or, in the case of Global Notes, to be delivered to each HolderHolder in accordance with the applicable procedures of the Depositary), as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up, if any. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (TCP Capital Corp.), Indenture (TCP Capital Corp.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed or sent to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Microchip Technology Inc), Indenture (Microchip Technology Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause deliver to be filed with each Holder, the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder), as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Twenty One Assets, LLC), Subscription Agreement (M3-Brigade Acquisition v Corp.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Teladoc Health, Inc.), Indenture (Heska Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 14.03 or Section 14.11;14.09; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the CompanyCompany or, if resulting in any distribution or dividend to the holders of the Common Stock, any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each Holder, in accordance with Section 19.03, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record of the holder of the Common Stock is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Orexigen Therapeutics, Inc.), Indenture (Orexigen Therapeutics, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 14.05 or Section 14.11;14.12; (b) Share Exchange Event; Specified Corporate Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture)Agreement) and to the extent applicable, the Company shall cause to be filed with the Trustee Representative and the Conversion Agent (if other than the TrusteeRepresentative) and to be delivered to each HolderHolder at its address appearing on the Note Register, as promptly as possible practicable but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Note Issuance Agreement (Appgate, Inc.), Note Issuance Agreement (Northern Star Investment Corp. II)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with furnished to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Fluor Corp), Indenture (Affirm Holdings, Inc.)

Notice to Holders Prior to Certain Actions. In case of anycase: (a) action by the Company makes any distribution or one of its Subsidiaries dividend that would require an adjustment in the Conversion Rate Price pursuant to Section 14.04 or Section 14.11;14.5; or (b) Share Exchange Event; the Company takes any action that would require a supplemental indenture pursuant to Section 14.6; or (c) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holderholder of Notes at his address appearing on the Note register, as promptly as possible but in any event at least 20 15 days prior to the applicable date hereinafter specified, a notice stating (ix) the date on which a record date is to be taken for the purpose of such action by the Company dividend, distribution, rights, options or one of its Subsidiaries warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock of record to be entitled to such dividend, distribution, rights, options or warrants are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (iiy) the date on which such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up is expected to become effective or occur, occur and the date as of which it is expected that holders of record of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up. Failure Neither the failure to give such notice, or notice nor any defect therein, therein shall not affect the legality or validity of such action by the Company or one proceedings referenced in clauses (a) through (c) of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upthis Section 14.10.

Appears in 2 contracts

Sources: Indenture (Rac Financial Group Inc), Indenture (Penn Treaty American Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, Holder as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Enphase Energy, Inc.), Indenture (Enphase Energy, Inc.)

Notice to Holders Prior to Certain Actions. In case of any:case, (a) action by the Company shall declare a dividend (or one of any other distribution) on its Subsidiaries Common Shares that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;13.4; or (b) Share Exchange Event; the Company shall authorize the granting to the holders of all or substantially all of its Common Shares of rights or warrants to subscribe for or purchase any share of any class or any other rights or warrants; or (c) of any reclassification or reorganization of the Common Shares of the Company (other than a subdivision or combination of its outstanding Common Shares, or a change in par value, or from par value to no par value, or from no par value to par value), or of any consolidation or merger to which the Company is a party and for which approval of any stockholders of the Company is required, or of the sale or transfer of all or substantially all of the assets of the Company or any of its significant subsidiaries; or (d) of the voluntary or involuntary dissolution, liquidation or winding-winding up of the Company, Company or any of its significant subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture)case, the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holder of Securities at such Holder’s address appearing on the list of Security holders provided for in Section 13.6 of this Indenture, as promptly as possible practicable but in any event at least 20 15 days prior to the applicable date hereinafter specified, a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company dividend, distribution or one of its Subsidiaries rights or warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock Shares of record to be entitled to such dividend, distribution or rights are to be determined for the purposes of such action by the Company or one of its Subsidiariesdetermined, or (iiy) the date on which such Share Exchange Eventreclassification, consolidation, merger, sale, transfer, dissolution, liquidation or winding-winding up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Shares of record shall be entitled to exchange their Common Stock Shares for securities or other property deliverable upon such Share Exchange Eventreclassification, consolidation, merger, sale, transfer, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiariesdividend, Share Exchange Eventdistribution, reclassification, consolidation, merger, sale, transfer, dissolution, liquidation or winding-winding up.

Appears in 2 contracts

Sources: Indenture (Endeavour Silver Corp), Indenture (Endeavour Silver Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with delivered to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered or notified to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Indenture (Vishay Intertechnology Inc), Indenture (Vishay Intertechnology Inc)

Notice to Holders Prior to Certain Actions. In case of any: (ai) action by the Company or one of its Subsidiaries that would (as anticipated based on circumstances in effect at the time notice would be due under this Section 12.13, as determined in good faith by the Board of Directors) require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;12.05 of this Supplemental Indenture; (bii) Share Exchange Event; Merger Event; or (ciii) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Security Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 2 contracts

Sources: Supplemental Indenture (M I Homes Inc), Supplemental Indenture (M I Homes Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 or Section 14.11;13.11; (b) Share Exchange Event; Specified Corporate Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with provided to the Trustee and the Conversion Agent (if other than the Trustee) ), in writing, and to be delivered given to each Holder, Holder as promptly as possible practicable but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Kempharm, Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be mailed (or delivered electronically in accordance with the procedures of the Depositary in the case of Global Notes) to each HolderHolder at its address appearing on the Security Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (Acorda Therapeutics Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with delivered to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Silicon Laboratories Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Rovi Corp)

Notice to Holders Prior to Certain Actions. In case of any: : (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11; 14.11; (b) Share Exchange Event; or Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Patrick Industries Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company Issuer or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 8.04 or Section 14.11;8.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Issuer or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture, excluding for the avoidance of doubt Section 8.04(l)), the Company Issuer shall cause to be filed with the Trustee and the Conversion Agent conversion agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company Issuer or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company Issuer or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and and, if applicable, the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company Issuer or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (Affymetrix Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company makes any distribution or one of its Subsidiaries dividend that would require an adjustment in the Conversion Rate Price pursuant to Section 14.04 or Section 14.11; 11.5 hereof, (b) Share Exchange Event; or the Company takes any action that would require a supplemental indenture pursuant to Section 11.6 hereof or (c) of the voluntary or involuntary dissolution, liquidation liquidating or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holder, Holder of Notes as promptly as possible but in any event at least 20 15 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record date is to be taken for the purpose of such action by the Company dividend, distribution, rights, options or one of its Subsidiaries warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock stock of record to be entitled to such dividend, distribution, rights, options or warrants are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up is expected to become effective or occur, occur and the date as of which it is expected that holders of record of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up. Failure Neither the failure to give such notice, or notice nor any defect therein, therein shall not affect the legality or validity of such action by the Company or one proceedings referenced in clauses (a) through (c) of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upthis Section 11.11.

Appears in 1 contract

Sources: Indenture (Kti Inc)

Notice to Holders Prior to Certain Actions. In case of any: : (aak) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11; 14.13; (bal) Share Exchange Event; or Merger Event; or (cam) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with delivered to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares of record shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Fourth Supplemental Indenture (Rockley Photonics Holdings LTD)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or ‎Section 14.11 (other than as to any notice required pursuant to Section 14.11;14.01(b)(iii) with respect to the effective date of any Corporate Event); (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Zynga Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event (other than pursuant to any Share Exchange Event for which notice is provided (or is required to be provided) pursuant to Section 14.01(b)(iii)); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture)) and to the extent applicable, the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) Subsidiaries no later than the earlier of the date notice of such date is required to be provided under Rule 10b-17 of the Exchange Act, other applicable Commission rule or applicable rules of the principal U.S. national or regional securities exchange on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock is then listed or admitted for securities or other property deliverable upon trading and such Share Exchange Event, dissolution, liquidation or winding-update is publicly announced by the Company. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Zscaler, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be mailed (or delivered electronically in accordance with the procedures of the Depositary in the case of Global Notes) to each HolderHolder at its address appearing on the Security Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (Keyw Holding Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company Company, the Parent or one any of its the Parent’s other Subsidiaries that would require an adjustment in the Conversion Exchange Rate pursuant to Section 14.04 or Section 14.11;14.11; or (b) Share Exchange Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or the Parent; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Exchange Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company Company, the Parent or one of its the Parent’s other Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company Company, the Parent or one of its the Parent’s other Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company Company, the Parent or one of its the Parent’s other Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (American Water Works Company, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Class A Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Class A Common Stock of record shall be entitled to exchange their Class A Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Evolent Health, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered provided to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Universal American Corp.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed file with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered shall send to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Monster Worldwide, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-winding up.

Appears in 1 contract

Sources: Indenture (PNM Resources Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 9.06 or Section 14.11;9.13; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of the Indenture, in which case the timing and delivery requirements of such provision shall supersede this IndentureSection 9.12 or when the Company otherwise provides public notice of such event), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Class A Ordinary Shares of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Class A Ordinary Shares of record shall be entitled to exchange their Common Stock Class A Ordinary Shares for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up; provided, however, that the Company may delay the delivery of any such notice required under this Section 9.12 to the effective date of such event if the Company in good faith determines that the withholding of such notice is in the interests of the Company and does not adversely affect the rights of any Holder in any material respect.

Appears in 1 contract

Sources: First Supplemental Indenture (Bitdeer Technologies Group)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Second Supplemental Indenture (SM Energy Co)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Indie Semiconductor, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and each Holder to be delivered to each Holdernotified, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure Notice shall be deemed to give such notice, or any defect therein, shall not affect have been given on the legality or validity date of such action by the Company mailing or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.electronic delivery. Whenever notice is required to be given pursuant to this Section

Appears in 1 contract

Sources: Indenture (Euronet Worldwide Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.12; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares or ADSs, as the case may be, of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares or ADSs, as the case may be, of record shall be entitled to exchange their Common Stock Ordinary Shares or ADSs, as the case may be, for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Trip.com Group LTD)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 9.04 or Section 14.11;9.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, Holder as promptly as possible but in any event at least 20 five days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (Veeco Instruments Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Specified Corporate Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 calendar days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Enernoc Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 9.04 or Section 14.11;9.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to concurrently with the applicable date hereinafter specifiedpublic disclosure thereof, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (XPO Logistics, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 five days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (SYNAPTICS Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a1) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 or Section 14.11;13.12; (b2) Share Exchange Event; Event; or (c3) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Loan and Security Agreement (GSV Capital Corp.)

Notice to Holders Prior to Certain Actions. In case of anycase: (a) action by the Company shall declare a dividend (or one of any other distribution) on its Subsidiaries Common Stock that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;13.03; or (b) Share Exchange Event; the Company shall authorize the granting to all of the holders of its Common Stock of rights, options or warrants to subscribe for or purchase any share of any class or any other rights, options or warrants, or (c) of any Merger Event; or (d) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), ; the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered transmitted to each HolderNoteholder at its address appearing on the Note Register, provided for in Section 2.06 of this Indenture, as promptly as possible but in any event at least 20 twenty (20) days prior to the applicable date hereinafter specifiedspecified in clause (x) or (y) below, as the case may be, a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company dividend, distribution or one of its Subsidiaries rights, options or warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock of record to be entitled to such dividend, distribution or rights, options or warrants are to be determined for the purposes of such action by the Company or one of its Subsidiariesdetermined, or (iiy) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiariesdividend, Share Exchange distribution, Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Forest City Enterprises Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Base Conversion Rate, the Incremental Share Factor, the Daily Conversion Rate Fraction or the Daily Conversion Rate Cap pursuant to Section 14.04 10.04, Section 10.07 or Section 14.11;10.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (Stillwater Mining Co /De/)

Notice to Holders Prior to Certain Actions. In case of anyof: (a) any action by the Company or one of its Subsidiaries any Subsidiary thereof that would require an adjustment in to the Conversion Rate pursuant to under Section 14.04 5.06 or Section 14.11;5.15; (b) any Share Exchange Event; orTransaction; (c) any voluntary or involuntary dissolution, liquidation or winding-winding up of the Company, Company or any of its Subsidiaries; or (d) any Merger Transaction; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenturethe Indenture excluding, for the avoidance of doubt, Section 5.07), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holder at such Holder’s address appearing on the list of Holders provided for in Section 5.01 of the Original Indenture, as promptly as possible practicable but in any event at least 20 ten days prior to the applicable date hereinafter specifiedspecified in clause (x) or (y) below, a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries Subsidiary or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its SubsidiariesSubsidiary, or (iiy) the date on which such Share Exchange EventTransaction, Merger Transaction, dissolution, liquidation or winding-winding up is expected to become effective or occur, and and, if applicable, the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange EventTransaction, Merger Transaction, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity operation of any provision herein consequent on such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upevent.

Appears in 1 contract

Sources: First Supplemental Indenture (Medivation, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) : 119. action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11; (b) 14.11; 120. Share Exchange Event; or (c) Event; or 121. voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Liveperson Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company makes any distribution or one of its Subsidiaries dividend that would require an adjustment in the Conversion Rate Price pursuant to Section 14.04 or Section 14.11; 11.05 hereof, (b) Share Exchange Event; or the Company takes any action that would require a supplemental indenture pursuant to Section 11.06 hereof or (c) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holder, Holder of Debentures as promptly as possible but in any event at least 20 15 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record date is to be taken for the purpose of such action by the Company dividend, distribution, rights, options or one of its Subsidiaries warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock of record to be entitled to such dividend, distribution, rights, options or warrants are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up is expected to become effective or occur, occur and the date as of which it is expected that holders of record of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up. Failure Neither the failure to give such notice, or notice nor any defect therein, therein shall not affect the legality or validity of such action by the Company or one proceedings referenced in clauses (a) through (c) of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upthis Section 11.11.

Appears in 1 contract

Sources: Indenture (Greyhound Lines Inc)

Notice to Holders Prior to Certain Actions. The Company shall provide written notice to the Holders and the Trustee at least 25 Scheduled Trading Days in advance of the occurrence of any of the following events (unless the Company does not have knowledge of such event at least 25 Scheduled Trading Days in advance of the occurrence of such event, in which case the Company shall provide written notice to the Holders and the Trustee as promptly as practicable (and in any event, no more than one Business Day) after it has knowledge of such event): (a) the effective date of any Fundamental Change, Make-Whole Adjustment Event or Merger Event; or (b) the ex-dividend date for any issuance or distribution that would require an adjustment in the Conversion Rate pursuant to Section 4.05(b), Section 4.05(c) or Section 4.05(d). In addition, in case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 ‎Section 4.05 or Section 14.11;‎Section 4.12; or (b) Share Exchange Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless earlier notice of such event is otherwise required pursuant to another provision the first paragraph of this IndentureSection 4.11), the Company shall cause provide written notice to be filed with the Trustee Holders and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating of (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Protalix BioTherapeutics, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock ordinary shares or ADSs, as the case may be, of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock ordinary shares or ADSs, as the case may be, of record shall be entitled to exchange their Common Stock ordinary shares or ADSs, as the case may be, for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Trina Solar LTD)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Broadsoft, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 9.04 or Section 14.11;9.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Security Register, as promptly as possible but in any event at least 20 days prior to concurrently with the applicable date hereinafter specifiedpublic disclosure thereof, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (RPM International Inc/De/)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event (other than any transaction or event that would constitute a Merger Event for which notice is provided to Holders pursuant to Section 14.01(b)(iii)); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Accelerate Diagnostics, Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company makes any distribution or one of its Subsidiaries dividend that would require an adjustment in the Conversion Rate Price pursuant to Section 14.04 or Section 14.11; 11.5 hereof, (b) Share Exchange Event; or the Company takes any action that would require a supplemental indenture pursuant to Section 11.6 hereof or (c) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holder, Holder of Notes as promptly as possible but in any event at least 20 15 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record date is to be taken for the purpose of such action by the Company dividend, distribution, rights, options or one of its Subsidiaries warrants, or, if a record is not to be taken, the date as of which the holders of Common Stock of record to be entitled to such dividend, distribution, rights, options or warrants are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up is expected to become effective or occur, occur and the date as of which it is expected that holders of record of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Eventreclassification, change, consolidation, merger, sale, conveyance, transfer, dissolution, liquidation or winding-up. Failure Neither the failure to give such notice, or notice nor any defect therein, therein shall not affect the legality or validity of such action by the Company or one proceedings referenced in clauses (a) through (c) of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upthis Section 11.11.

Appears in 1 contract

Sources: Indenture (Kti Inc)

Notice to Holders Prior to Certain Actions. The Company shall provide written notice to the Holders, the Trustee and the Collateral Agent at least 25 Scheduled Trading Days in advance of the occurrence of any of the following events (unless the Company does not have knowledge of such event at least 25 Scheduled Trading Days in advance of the occurrence of such event, in which case the Company shall provide written notice to the Holders and the Trustee as promptly as practicable (and in any event, no more than one Business Day) after it has knowledge of such event): (a) the effective date of any Change of Control, Make-Whole Adjustment Event or Merger Event; or (b) the ex-dividend date for any issuance or distribution that would require an adjustment in the Conversion Rate pursuant to Section 10.03(b), Section 10.03(c) or Section 10.03(d). In addition, in case of any: (a) action by the Company or one of its Subsidiaries a Subsidiary that would require an adjustment in the Conversion Rate pursuant to Section 14.04 ‎Section 10.04 or Section 14.11;‎Section 10.12; or (b) Share Exchange Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or a Subsidiary; then, in each case (unless earlier notice of such event is otherwise required pursuant to another provision the first paragraph of this IndentureSection 10.11), the Company shall cause provide written notice to be filed with the Holders, the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each HolderCollateral Agent, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating of (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries a Subsidiary or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiariesa Subsidiary, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Medicine Man Technologies, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares or ADSs, as the case may be, of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares or ADSs, as the case may be, of record shall be entitled to exchange their Common Stock Ordinary Shares or ADSs, as the case may be, for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any ​ ​ ​ defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (NIO Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11; (b) Share Exchange Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Accelerate Diagnostics, Inc)

Notice to Holders Prior to Certain Actions. In case of anyof: (a) any action by the Company or one of its Subsidiaries any Subsidiary thereof that would require an adjustment in to the Conversion Rate pursuant to under Section 14.04 5.06 or Section 14.11;5.15; (b) any Share Exchange Event; orEvent; (c) any voluntary or involuntary dissolution, liquidation or winding-winding up of the Company, Company or any of its Subsidiaries; or (d) any Merger Transaction; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenturethe Indenture excluding, for the avoidance of doubt, Section 5.07), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered sent to each Holder at such Holder’s address appearing on the list of Holders provided for in Section 701 of the Original Indenture, as promptly as possible practicable but in any event at least 20 five calendar days prior to the applicable date hereinafter specifiedspecified in clause (x) or (y) below (or, if later, no more than two Business Days following the date on which the Company knows of the applicable date specified in clause (x) or (y) below), a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries Subsidiary or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its SubsidiariesSubsidiary, or (iiy) the date on which such Share Exchange Event, Merger Transaction, dissolution, liquidation or winding-winding up is expected to become effective or occur, and and, if applicable, the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, Merger Transaction, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity operation of any provision herein consequent on such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-upevent.

Appears in 1 contract

Sources: First Supplemental Indenture (Spectranetics Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.13; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Acorda Therapeutics Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company Parent or one of its Subsidiaries that would require an adjustment in the Conversion Exchange Rate pursuant to Section 14.04 or Section 14.11;14.12; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Parent or the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Exchange Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares of record are to be determined for the purposes of such action by the Company Parent or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares of record shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company Parent or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Gamida Cell Ltd.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event (other than with respect to any Merger Event pursuant to which the Company is required to provide notice pursuant to Section 14.01(b)(iii), in which case notice shall be given pursuant to such section); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with delivered to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Q2 Holdings, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Microchip Technology Inc)

Notice to Holders Prior to Certain Actions. In addition to any notice requirements set forth in Section 14.04(j), the prior notice requirements of this Section 14.10 shall apply in the case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, Company or any of its Subsidiaries; in which each such case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), ) the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 15 calendar days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Meadowbrook Insurance Group Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holdergiven, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Whenever a notice is required to be given pursuant to this Section 14.10, such notice may, at the Company’s request and expense, be given by the Trustee on the Company’s behalf. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Aradigm Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Exchange; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Veritone, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event (other than with respect to any Merger Event pursuant to which the Company is required to provide notice pursuant to Section 14.01(b)(iii), in which case the notice shall be given pursuant to such Section); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock record of record Ordinary Shares are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock record of record Ordinary Shares shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (CyberArk Software Ltd.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Event (including, for the avoidance of doubt, any Public Acquirer Change of Control); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Heritage Insurance Holdings, Inc.)

Notice to Holders Prior to Certain Actions. In case of anycase: (a) action by the Company shall declare a dividend (or one of any other distribution) on its Subsidiaries Common Stock that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;13.04; or (b) Share Exchange Event; the Company shall authorize the granting to all or substantially all of the holders of its Common Stock of rights, options or warrants to subscribe for or purchase any share of any class or any other rights, options or warrants, or (c) of a Reorganization Event; or (d) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), ; the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderNoteholder at his address appearing on the Note Register, provided for in Section 2.05 of this Indenture, as promptly as possible but in any event at least 20 twenty (20) days prior to the applicable date hereinafter specifiedspecified in clause (x) or (y) below, as the case may be, a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (iiy) the date on which such Share Exchange Reorganization Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Reorganization Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Reorganization Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Cadence Design Systems Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) : action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11; (b) Share Exchange Event; or (c) 14.11; Merger Event; or voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Servicesource International, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Significant Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Horizon Pharma, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Shares of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Shares of record shall be entitled to exchange their Common Stock Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (BLACKBERRY LTD)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered given to each Holder, as promptly as possible but in any event at least 20 10 calendar days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Palo Alto Networks Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-winding up.

Appears in 1 contract

Sources: Indenture (Merit Medical Systems Inc)

Notice to Holders Prior to Certain Actions. In case of anyUnless a notice has been provided under Section 5.01(b) or Section 5.01(c), as applicable, in case: (a) action by the Company shall declare a dividend (or one of any other distribution ) on its Subsidiaries Common Stock that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;5.06; (b) Share Exchange Event; orthe Company shall authorize the granting to the holders of all or substantially all of its Common Stock of rights or warrants to subscribe for or purchase any share of any class or any other rights or warrants that would require an adjustment in the Conversion Rate pursuant to Section 5.06; (c) of any reclassification or reorganization of the Common Stock of the Company (other than a subdivision or combination of its outstanding Common Stock, or a change in par value, or from par value to no par value, or from no par value to par value), or of any consolidation or merger to which the Company is a party and for which approval of any stockholders of the Company is required, or of the sale, lease or transfer of all or substantially all of the assets of the Company; or (d) of the voluntary or involuntary dissolution, liquidation or winding-winding up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture)case, the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each Holder at such Holder’s address appearing on the list of Holders provided for in Section 701 of the Original Indenture, as promptly as possible practicable but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which such the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its SubsidiariesCompany, or (iiy) the date on which such Share Exchange Eventreclassification, consolidation, merger, sale, lease, transfer, dissolution, liquidation or winding-winding up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Eventreclassification, consolidation, merger, sale, transfer, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiariesdividend, Share Exchange Eventdistribution, reclassification, consolidation, merger, sale, transfer, dissolution, liquidation or winding-winding up.

Appears in 1 contract

Sources: First Supplemental Indenture (PHH Corp)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 11.04 or Section 14.11;11.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this the Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: First Supplemental Indenture (Horizon Global Corp)

Notice to Holders Prior to Certain Actions. The Company shall provide written notice to the Holders and the Trustee at least 25 Scheduled Trading Days in advance of the occurrence of any of the following events (unless the Company does not have knowledge of such event at least 25 Scheduled Trading Days in advance of the occurrence of such event, in which case the Company shall provide written notice to the Holders and the Trustee as promptly as practicable (and in any event, no more than one Business Day) after it has knowledge of such event): (a) the effective date of any Fundamental Change, Make-Whole Adjustment Event or Merger Event; or (b) the ex-dividend date for any issuance or distribution that would require an adjustment in the Conversion Rate pursuant to ‎Section 10.05(b), ‎Section 10.05(c) or ‎Section 10.05(d). In addition, in case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 ‎‎Section 10.05 or Section 14.11;‎Section 10.12; or (b) Share Exchange Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless earlier notice of such event is otherwise required pursuant to another provision the first paragraph of this IndentureSection 10.11), the Company shall cause provide written notice to be filed with the Trustee Holders and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating of (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock ‌ ​ ​ of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Protalix BioTherapeutics, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎‎Section 14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Assertio Holdings, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section ‎Section 14.04 or Section 14.11;‎Section 14.11; (b) Share Exchange Event; orEvent; or ‌ ​ (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with furnished to the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Advanced Energy Industries Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 13.04 or Section 14.11;13.11 (other than as to any notice required pursuant to Section 13.01(b)(iii) with respect to the effective date of any Corporate Event); (b) Share Exchange Event; Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Groupon, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenturethe Notes), the Company shall cause to be filed with deliver a written notice the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each HolderHolders, as promptly as possible but in any event at least 20 calendar days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock Ordinary Shares of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock Ordinary Shares of record shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (MakeMyTrip LTD)

Notice to Holders Prior to Certain Actions. In case of anycase: (a) action by the Company or one of its Subsidiaries shall take any action that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;13.04; or (b) Share Exchange Event; of a Reorganization Event; or (c) of the voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (ix) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (iiy) the date on which such Share Exchange Reorganization Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Reorganization Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Reorganization Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Sunrise Senior Living Inc)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event (other than with respect to any Merger Event pursuant to which the Company is required to provide notice pursuant to ‎Section 14.01(b)(iii), in which case the notice shall be given pursuant to such Section); or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock record of record Ordinary Shares are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock record of record Ordinary Shares shall be entitled to exchange their Common Stock Ordinary Shares for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Nova Measuring Instruments LTD)

Notice to Holders Prior to Certain Actions. In case of any: : (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 14.05 or Section 14.11; 14.12; (b) Share Exchange Event; or Specified Corporate Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture)Agreement) and to the extent applicable, the Company shall cause to be filed with the Trustee Representative and the Conversion Agent (if other than the TrusteeRepresentative) and to be delivered to each HolderHolder at its address appearing on the Note Register, as promptly as possible practicable but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Specified Corporate Event, dissolution, liquidation or winding-winding up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Specified Corporate Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Note Issuance Agreement (Appgate, Inc.)

Notice to Holders Prior to Certain Actions. The Company shall provide written notice to the Holders and the Trustee at least 25 Scheduled Trading Days in advance of the occurrence of any of the following events (unless the Company does not have knowledge of such event at least 25 Scheduled Trading Days in advance of the occurrence of such event, in which case the Company shall provide written notice to the Holders and the Trustee as promptly as practicable (and in any event, no more than one Business Day) after it has knowledge of such event): (a) the effective date of any Fundamental Change, Make-Whole Adjustment Event or Merger Event; or (b) the ex-dividend date for any issuance or distribution that would require an adjustment in the Conversion Rate pursuant to Section 10.05(b), Section 10.05(c) or Section 10.05(d). In addition, in case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 ‎Section 10.05 or Section 14.11;‎Section 10.12; or (b) Share Exchange Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, Company or any of its Subsidiaries; then, in each case (unless earlier notice of such event is otherwise required pursuant to another provision the first paragraph of this IndentureSection 10.11), the Company shall cause provide written notice to be filed with the Trustee Holders and the Conversion Agent (if other than the Trustee) and to be delivered to each Holder, as promptly as possible but in any event at least 20 days prior to the applicable date hereinafter specified, a notice stating of (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Protalix BioTherapeutics, Inc.)

Notice to Holders Prior to Certain Actions. In case of any: (a) action by the Company or one of its Subsidiaries that would require an adjustment in the Conversion Rate pursuant to Section 14.04 or Section 14.11;14.11; (b) Share Exchange Event; Merger Event; or (c) voluntary or involuntary dissolution, liquidation or winding-up of the Company, ; then, in each case (unless notice of such event is otherwise required pursuant to another provision of this Indenture), the Company shall cause to be filed with the Trustee and the Conversion Agent (if other than the Trustee) and to be delivered mailed to each HolderHolder at its address appearing on the Note Register, as promptly as possible but in any event at least 20 10 days prior to the applicable date hereinafter specified, a notice stating (i) the date on which a record is to be taken for the purpose of such action by the Company or one of its Subsidiaries or, if a record is not to be taken, the date as of which the holders of Common Stock of record are to be determined for the purposes of such action by the Company or one of its Subsidiaries, or (ii) the date on which such Share Exchange Merger Event, dissolution, liquidation or winding-up is expected to become effective or occur, and the date as of which it is expected that holders of Common Stock of record shall be entitled to exchange their Common Stock for securities or other property deliverable upon such Share Exchange Merger Event, dissolution, liquidation or winding-up. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such action by the Company or one of its Subsidiaries, Share Exchange Merger Event, dissolution, liquidation or winding-up.

Appears in 1 contract

Sources: Indenture (Brocade Communications Systems Inc)