Common use of NOTIFICATION BY THE TRUST Clause in Contracts

NOTIFICATION BY THE TRUST. The Trust agrees to advise the Distributor immediately: (a) of any request by the SEC for amendments to the Trust's Registration Statement insofar as it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's Registration Statement insofar as it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information or the initiation of any proceeding for that purpose; (c) of the occurrence of any material event which makes untrue any statement made in the Trust's Registration Statement insofar as it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information or which requires the making of a change in order to make the statements therein not misleading; and (d) of all actions of the SEC with respect to any amendments to the Trust's Registration Statement insofar as they are related to the shares of any of the Funds, the Prospectus or the Statement of Additional Information which may from time to time be filed with the SEC under the 1933 Act.

Appears in 1 contract

Sources: Distribution Agreement (Janus Adviser Series)

NOTIFICATION BY THE TRUST. The Trust agrees to advise the Distributor Underwriter immediately: (a) of any request by the SEC Securities and Exchange Commission for amendments to the Trust's Registration Statement insofar as it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information or for additional information;, (b) in the event of the issuance by the SEC Securities and Exchange Commission of any stop order suspending the effectiveness of the Trust's Registration Statement insofar as it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information or the initiation of any proceeding for that purpose;, (c) of the occurrence happening of any material event which makes untrue any statement made in the Trust's Registration Statement insofar as it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information or which requires the making of a change in either thereof in order to make the statements therein not misleading; misleading and (d) of all actions of the SEC Securities and Exchange Commission with respect to any amendments to the Trust's Registration Statement insofar as they are related it relates to the shares of any of the Funds, the Prospectus or the Statement of Additional Information which may from time to time be filed with the SEC Securities and Exchange Commission under the 1933 Securities Act.

Appears in 1 contract

Sources: Distribution Services Agreement (Forum Funds Inc)