Obligations of the Authorised Representative Clause Samples

Obligations of the Authorised Representative. 5.1 As an Authorised Representative of Libertas Financial Planning, the Authorised Representative may only provide general advice. 5.2 The Authorised Representative must: (a) provide the client a Financial Services Guide including disclosure of all commissions, interests, etc as required by the Act. (b) maintain files and client records in the manner and to the standard required by Libertas Financial Planning, ASIC, APRA, any other relevant regulatory bodies, as well as the FPA and any other relevant professional bodies, and permit Libertas Financial Planning to audit the books and records of the Authorised Representative pertaining to the activities of the Authorised Representative contemplated by this Agreement and to copy such records; (c) comply with standards of ethical conduct and professional competence required by Libertas Financial Planning from time to time; (d) act efficiently, honestly and fairly and not do or omit to do anything, which would adversely affect Libertas Financial Planning’s dealer's licence; (e) faithfully and diligently perform its obligations under this Agreement and not act in any manner likely to bring Libertas Financial Planning into disrepute; (f) comply with their obligations under all applicable legislative and regulatory requirements, including any applicable codes of practice and the requirements of regulatory authorities and maintain any registers of any pecuniary or other interest required by law; (g) observe and comply with the provisions of the Libertas Financial Planning Manual and all reasonable directions, work practices and policies of Libertas Financial Planning as they apply from time to time; (h) comply with the requirements of any professional or industry associations with which Libertas Financial Planning may be affiliated from time to time; (i) provide to Libertas Financial Planning all information reasonably requested by Libertas Financial Planning concerning the Authorised Representative in order to enable Libertas Financial Planning to evaluate the performance of or the ability of the Authorised Representative to continue to carry out his or her obligations pursuant to this Agreement and to act as a Authorised Representative of Libertas Financial Planning, and to enable Libertas Financial Planning to establish, complete and maintain any register required by law; (j) deliver any specified client files and records to Libertas Financial Planning on demand; (k) immediately notify Libertas Financial Planning...
View SourceView Similar (2)
Obligations of the Authorised Representative 
View SourceView Similar (6)

Related to Obligations of the Authorised Representative

  • OBLIGATIONS OF THE OWNER 5.1 The Owner agrees to provide the requisite access and authority for Coinllectibles to have access to information necessary for Coinllectibles to carry out the Services hereunder. 5.2 The Owner shall pay Coinllectibles the Fees (each of the Fees to be paid in full in one tranche and without set-off) as follows: Minting Fee in accordance with Clause 6.1(a) below; and Commission in accordance with Clause 6.1(b) below. 5.3 The Owner shall execute the Power of Attorney in accordance with Clause 9 below.

  • Obligations of the Authority (i) The Authority shall, at its own cost and expense, undertake, comply with and perform all its obligations set out in this Agreement or arising hereunder. (ii) The Authority shall be responsible for the correctness of the Scope of the Project, Project Facilities, Specifications and Standards and the criteria for testing of the completed Works. (iii) The Authority shall, upon submission of the Performance Security as per the RFP by the Contractor, shall provide to the Contractor: (a) No less than 90% (ninety per cent) of the required Right of Way of the Construction Zone of total length of the Project Highway within a period of 30 (thirty) days from the date of this Agreement, which shall be in contiguous stretches of length not less than 1( One) kilometre. (b) approval of the general arrangement drawings (the “GAD”) from railway authorities to enable the Contractor to construct road over- bridges/ under- bridges at level crossings on the Project Highway in accordance with the Specifications and Standards, and subject to the terms and conditions specified in such approval, within a period of 60 (sixty) days from the Appointed Date, and reimbursement of all the costs and expenses paid by the Contractor to the railway authorities for and in respect of the road over- bridges/ under bridges; and7 (c) all environmental clearances as required under Clause 4.3.8 (iv) Delay in providing the Right of Way or approval of GAD by railway authorities, as the case may be, in accordance with the provisions of Clause 3.1 (iii) shall entitle the Contractor to Damages in a sum calculated in accordance with the provisions of Clause 8.3 of this Agreement and Time Extension in accordance with the provisions of Clause 10.5 of this Agreement. For the avoidance of doubt, the Parties agree that the Damages for delay in approval of GAD by the railway authorities for a particular road over-bridge/ under-bridge shall be deemed to be equal to the Damages payable under the provisions of Clause 8.3 for delay in providing Right of Way for a length of 2 (two) kilometre for each such road over-bridge/ under-bridge.

  • OBLIGATIONS OF THE LESSEE The Lessee shall keep the premises in a clean, sanitary, neat and presentable condition. The Lessee shall be responsible for the repairs, outside of ordinary wear and tear, of any part of the Premises that do not affect the structural parts of the building or structure in which it is located or those that are generally considered as minor repair (“Minor Repairs”) including but not limited to replacing light bulbs, cleaning or repairs of windows, doors, toilets and similar appurtenances. The Lessee shall, at its sole expense restore, repair and/or rectify any damage, outside of ordinary wear and tear, to the Premises caused by the Lessee or others that the lessee permits into the Premises that are not covered or compensable by any insurance.

  • Obligations of the Adviser (a) The Adviser shall provide (or cause the Fund’s Custodian (as defined in Section 5 hereof, the Fund’s accountant and the Fund’s distributor) to provide) timely information to the Sub-Adviser regarding such matters as the composition of the Sub-Advised Assets, cash requirements and cash available for investment in the Sub-Advised Assets, and all other information as may be reasonably necessary for the Sub-Adviser to perform its responsibilities hereunder. (b) The Adviser has furnished the Sub-Adviser with a copy of the prospectus and statement of additional information of the Fund and it agrees during the continuance of this Agreement to furnish the Sub-Adviser copies of any revisions or supplements thereto at, or, if practicable, before the time the revisions or supplements become effective. The Adviser agrees to furnish the Sub-Adviser with copies of any financial statements or reports made by the Fund to its shareholders, and any further materials or information that the Sub-Adviser may reasonably request to enable it to perform its functions under this Agreement.

  • Conditions of the Obligations of the Underwriter The obligations of the Underwriter to purchase the Closing Units as provided herein on the Closing Date or the Option Securities as provided herein on any Additional Closing Date, as the case may be, shall be subject to the timely performance by the Company of its covenants and other obligations hereunder, and to each of the following additional conditions: