Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 25 contracts
Sources: Underwriting Agreement (Enstar Group LTD), Underwriting Agreement (Enstar Group LTD), Underwriting Agreement (Enstar Group LTD)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 22 contracts
Sources: Underwriting Agreement (Avid Bioservices, Inc.), Underwriting Agreement (Carvana Co.), Underwriting Agreement (Carvana Co.)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 7 contracts
Sources: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the UnderwritersUnderwriter), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 5 contracts
Sources: Underwriting Agreement (Immunomedics Inc), Underwriting Agreement (StealthGas Inc.), Underwriting Agreement (StealthGas Inc.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 5 contracts
Sources: Underwriting Agreement (Spire Inc), Underwriting Agreement (Spire Inc), Underwriting Agreement (Spire Missouri Inc)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities or the Conversion Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 5 contracts
Sources: Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (ACRES Commercial Realty Corp.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 4 contracts
Sources: Underwriting Agreement (Spire Inc), Underwriting Agreement (Laclede Group Inc), Underwriting Agreement (Laclede Group Inc)
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 4 contracts
Sources: Underwriting Agreement (Angel Oak Mortgage, Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 4 contracts
Sources: Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (Velocity Financial, LLC)
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇1▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, Prospectus or any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 3 contracts
Sources: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 3 contracts
Sources: Underwriting Agreement (Home Loan Servicing Solutions, Ltd.), Underwriting Agreement (Clarus Therapeutics Inc), Underwriting Agreement (Clarus Therapeutics Inc)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 3 contracts
Sources: Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (SteadyMed Ltd.), Underwriting Agreement (BGC Partners, Inc.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 3 contracts
Sources: Underwriting Agreement (Home Loan Servicing Solutions, Ltd.), Underwriting Agreement (Home Loan Servicing Solutions, Ltd.), Underwriting Agreement (Home Loan Servicing Solutions, Ltd.)
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇1933 Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 2 contracts
Sources: Underwriting Agreement (Angel Oak Mortgage REIT, Inc.), Underwriting Agreement (Angel Oak Mortgage REIT, Inc.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 2 contracts
Sources: Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (RedHill Biopharma Ltd.)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇1▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 2 contracts
Sources: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 2 contracts
Sources: Underwriting Agreement (Northwest Natural Holding Co), Underwriting Agreement (Northwest Natural Holding Co)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617 hereof).
Appears in 2 contracts
Sources: Underwriting Agreement (DENNY'S Corp), Underwriting Agreement (Spire Inc)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇1933 Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 2 contracts
Sources: Underwriting Agreement (National Oilwell Varco Inc), Underwriting Agreement (FMC Technologies Inc)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing ProspectusPreliminary Prospectuses, the ProspectusFinal Prospectuses, any amendment or supplements supplement to any of the foregoing that are filed with the SEC Qualifying Authorities or the Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 2 contracts
Sources: Underwriting Agreement (IMV Inc.), Underwriting Agreement (IMV Inc.)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 2 contracts
Sources: Underwriting Agreement (Palmer Square Capital BDC Inc.), Underwriting Agreement (Applied Genetic Technologies Corp)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 2 contracts
Sources: Underwriting Agreement (Hawaiian Electric Co Inc), Underwriting Agreement (Connecticut Water Service Inc / Ct)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇1933 Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 2 contracts
Sources: Underwriting Agreement (Laclede Group Inc), Underwriting Agreement (Laclede Group Inc)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 2 contracts
Sources: Underwriting Agreement (BOSTON OMAHA Corp), Underwriting Agreement (BOSTON OMAHA Corp)
Offering Materials. Without limitation to limiting the provisions of Section 16 23 hereof, the Company has not distributed and or, prior to the completion of the distribution of the Securities, will not distribute, directly or indirectly (other than through the Underwriters), distribute any “written communication” (as defined under Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1623 hereof).
Appears in 2 contracts
Sources: Atm Sales Agreement (Tidewater Inc), Atm Sales Agreement (NextDecade Corp.)
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 2 contracts
Sources: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Securities and Exchange Commission (the “SEC”) and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 2 contracts
Sources: Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇1933 Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 2 contracts
Sources: Underwriting Agreement (SiriusPoint LTD), Underwriting Agreement (Enstar Group LTD)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the SecuritiesNotes, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 1 contract
Sources: Underwriting Agreement (ACRES Commercial Realty Corp.)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the UnderwritersManager), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment amendments or supplements to any of the foregoing Prospectus that are filed with the SEC and any Permitted Issuer Free Writing Prospectuses (as defined in Section 16)Prospectuses.
Appears in 1 contract
Sources: Equity Distribution Agreement (Palmer Square Capital BDC Inc.)
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇1▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the UnderwritersPlacement Agent), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇Securities Act) or other offering materials in connection with the offering or sale of the Securities or the Conversion Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 1 contract
Sources: Equity Distribution Agreement (ACRES Commercial Realty Corp.)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, Prospectus or any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 1 contract
Sources: Underwriting Agreement (Ares Commercial Real Estate Corp)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇1▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1618 hereof).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇1933 Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the ProspectusProspectus and Testing the Waters Writing, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Sources: Underwriting Agreement (Tabula Rasa HealthCare, Inc.)
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “"written communication” " (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 1 contract
Sources: Underwriting Agreement (Ares Commercial Real Estate Corp)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇1▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 18 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the UnderwritersPlacement Agents), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇Securities Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, Prospectus or any amendment or supplements to any of the foregoing that are filed with the SEC thereto and any Permitted Free Writing Prospectuses (as defined in Section 1618).
Appears in 1 contract
Sources: Equity Distribution Agreement (Ares Commercial Real Estate Corp)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇1933 Act) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617).. (42)
Appears in 1 contract
Sources: Underwriting Agreement (Northwest Natural Holding Co)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇19▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 1617).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617 hereof).
Appears in 1 contract
Sources: Underwriting Agreement (Spire Inc)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the UnderwritersUnderwriter), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Sources: Underwriting Agreement (Applied Genetic Technologies Corp)
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1617 hereof).
Appears in 1 contract
Sources: Underwriting Agreement (National Oilwell Varco Inc)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇405) or other offering materials in connection with the offering or sale of the Offered Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements supplement to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 1616 hereof).
Appears in 1 contract
Sources: Underwriting Agreement (Spire Inc)
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇1▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, any preliminary prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined Rule 405 under the ▇▇19▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC and any Permitted Free Writing Prospectuses (as defined in Section 16).
Appears in 1 contract
Offering Materials. Without limitation to the provisions of Section 16 17 hereof, the Company has not distributed and will not distribute, directly or indirectly (other than through the Underwriters), any “written communication” (as defined in Rule 405 under the ▇▇▇▇ ▇▇▇) or other offering materials in connection with the offering or sale of the Securities, other than the Pre-Pricing Prospectus, the Prospectus, any amendment or supplements to any of the foregoing that are filed with the SEC Commission and any Permitted Free Writing Prospectuses (as defined in Section 16).
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Sources: Underwriting Agreement (Applied Genetic Technologies Corp)