Optional Services. To the extent that Company elects to engage any entity other than the Transfer Agent (“Company Vendor”) to provide any of the services listed below, the Company shall give the Transfer Agent the right of first refusal to provide such services upon the same terms and fees as the Company Vendor: (a) Employee Stock Purchase or Option Plan services; and (b) Corporate Actions services (including, inter alia, odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganizations, coordination of post-merger services and special meetings).
Appears in 13 contracts
Sources: Transfer Agency and Service Agreement (Gabelli Convertible & Income Securities Fund Inc), Transfer Agency and Service Agreement (Gabelli Global Utility & Income Trust), Transfer Agency and Service Agreement (Gabelli Healthcare & WellnessRx Trust)
Optional Services. To the extent that Company elects to engage any entity other than the Transfer Agent (“Company Vendor”) to provide any of the services listed belowfollowing services, the Company shall give the Transfer Agent the right of first refusal an opportunity to provide bid on such services upon the same terms and fees as the Company Vendor:
(a) Employee Stock Purchase or Option Plan services; and
(b) Corporate Actions services (including, inter alia, services related to odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganizations, coordination of post-merger services and special meetings).
Appears in 2 contracts
Sources: Transfer Agency and Service Agreement (Virtus Global Dividend & Income Fund Inc.), Transfer Agency and Service Agreement (Duff & Phelps Global Utility Income Fund Inc.)
Optional Services. To the extent that Company elects to engage any entity other than the Transfer Agent (“Company Vendor”) to provide any of the services listed below, the Company shall give the Transfer Agent the right of first refusal to provide such services upon the same terms and fees as the Company Vendor:
(a) Employee Stock Purchase or Option Plan services; and
(b) Corporate Actions services (including, inter alia, odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganizations, coordination of post-merger services and special meetings).
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Cushing MLP Total Return Fund)
Optional Services. To the extent that Company elects to engage any entity other than the Transfer Agent (“"Company Vendor”") to provide any of the services listed below, the Company shall give the Transfer Agent the right of first refusal to provide such services upon the same terms and fees as the Company Vendor:
(a) Employee Stock Purchase or Option Plan services; and
and (b) Corporate Actions services (including, inter alia, odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganizations, coordination of post-merger services and special meetings).
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Tortoise Gas & Oil Corp)
Optional Services. To the extent that Company elects to engage any entity other than the Transfer Agent (“"Company Vendor”") to provide any of the services listed below, the Company shall give the Transfer Agent the right of first refusal to provide such services upon the same terms and fees as the Company Vendor:
(a) Employee Stock Purchase or Option Plan services; and
(b) Corporate Actions services (including, inter alia, odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganizations, coordination of post-merger services and special meetings).
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Gabelli Go Anywhere Trust)
Optional Services. To the extent that Company elects to engage any entity other than the Transfer Agent (“Company Vendor”) to provide any of the services listed belowfollowing services, the Company shall give the Transfer Agent the right of first refusal an opportunity to provide bid on such services upon the same terms and fees as the Company Vendor:
(a) Employee Stock Purchase or Option Plan services; and
(b) Corporate Actions services (including, inter alia, services related to odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganizations, coordination of post-merger services and special meetings).
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Zweig Fund Inc /Md/)