Common use of Options; Warrants Clause in Contracts

Options; Warrants. Except as contemplated by this Agreement, as of the date hereof, there are no outstanding (i) securities of Newco convertible into or exchangeable for shares of Capital Stock of Newco, (ii) options or other rights to acquire from Newco, or obligation of Newco to issue, any Capital Stock or securities convertible into or exchangeable for Capital Stock of Newco, and (iii) equity equivalents, interests in the ownership or earnings of Newco or other similar rights (collectively, "Newco Securities"). There are no outstanding obligations of Newco to repurchase, redeem, or otherwise acquire any Newco Securities.

Appears in 3 contracts

Sources: Agreement and Plan of Combination (J W Genesis Financial Corp), Agreement and Plan of Combination (Jw Charles Financial Services Inc/Fl), Agreement and Plan of Combination (Jw Charles Financial Services Inc/Fl)