Common use of Order Execution Clause in Contracts

Order Execution. ▇▇▇▇▇.▇▇▇ will attempt to execute all Orders that it may, in its sole discretion, accept from Customer in accordance with Customer’s instructions received through the ▇▇▇▇▇.▇▇▇ Online Trading System or via telephone to the ▇▇▇▇▇.▇▇▇ Trading Desk. In cases where the prevailing market represents prices different from the prices ▇▇▇▇▇.▇▇▇ has posted on our screen, ▇▇▇▇▇.▇▇▇ will attempt, on a best efforts basis, to execute trades on or close to the prevailing market prices. All Contracts made and entered into by ▇▇▇▇▇.▇▇▇ hereunder will be entered into by ▇▇▇▇▇.▇▇▇ as principal. Customer acknowledges, understands and agrees that ▇▇▇▇▇.▇▇▇ is not acting as a broker, intermediary, agent, and advisor or in any fiduciary capacity. Slippage is a term referring to the difference between requested price and the price at which an order is actually filled. Slippage typically occurs around times of news or economic announcements and extreme market volatility and can be either positive or negative. Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by ▇▇▇▇▇.▇▇▇ and undertaken on a “best-efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time. Please visit ▇▇▇▇▇.▇▇▇’s website for more information on order types. In limited instances ▇▇▇▇▇.▇▇▇ may be unable to execute your trade at your requested rate due to the size of your trade and available liquidity in the market. In these instances, your trade will default to a Request For Quote (“RFQ”). The RFQ functionality will send you a real-time streaming price that you can choose to accept or reject. If you accept the updated price quote, a new trade will be submitted for execution at the updated price, subject to the terms of this Agreement. In rare circumstances due to market conditions, lack of liquidity typically associated with large order sizes and/or higher than normal market volatility and associated volume, your order may not be auto executed and be subject to manual review. Such manual review may result in a delay in execution with a potential for price slippage. ▇▇▇▇▇.▇▇▇ will always attempt to fill your trades timely and at the best available price.

Order Execution. ▇▇▇▇▇.▇▇▇ GAIN Capital will attempt to execute all Orders that it may, in its sole discretion, accept from Customer in accordance with Customer’s instructions received through the ▇▇▇▇▇.▇▇▇ GAIN Capital Online Trading System or via telephone to the ▇▇▇▇▇.▇▇▇ GAIN Capital Trading Desk. In cases where the prevailing market represents prices different from the prices ▇▇▇▇▇.▇▇▇ GAIN Capital has posted on our screen, ▇▇▇▇▇.▇▇▇ GAIN Capital will attempt, on a best efforts basis, to execute trades on or close to the prevailing market prices. All Contracts made and entered into by ▇▇▇▇▇.▇▇▇ GAIN Capital hereunder will be entered into by ▇▇▇▇▇.▇▇▇ GAIN Capital as principal. Customer acknowledges, understands and agrees that ▇▇▇▇▇.▇▇▇ GAIN Capital is not acting as a broker, intermediary, agent, and advisor or in any fiduciary capacity. Slippage is a term referring to the difference between requested price and the price at which an order is actually filled. Slippage typically occurs around times of news or economic announcements and extreme market volatility and can be either positive or negative. Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by ▇▇▇▇▇.▇▇▇ and undertaken on a “best-efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time. Please visit ▇▇▇▇▇.▇▇▇’s website for more information on order types. In limited instances ▇▇▇▇▇.▇▇▇ may be unable to execute your trade at your requested rate due to the size of your trade and available liquidity in the market. In these instances, your trade will default to a Request For Quote (“RFQ”). The RFQ functionality will send you a real-time streaming price that you can choose to accept or reject. If you accept the updated price quote, a new trade will be submitted for execution at the updated price, subject to the terms of this Agreement. In rare circumstances due to market conditions, lack of liquidity typically associated with large order sizes and/or higher than normal market volatility and associated volume, your order may not be auto executed and be subject to manual review. Such manual review may result in a delay in execution with a potential for price slippage. ▇▇▇▇▇.▇▇▇ GAIN Capital will always attempt to fill your trades timely and at the best available price.

Order Execution. ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ will attempt to execute all Orders that it may, in its sole discretion, accept from Customer in accordance with Customer’s instructions received through the ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Online Trading System or via telephone to the ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Trading Desk. In cases where the prevailing market represents prices different different from the prices ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ has posted on our screen, ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ will attempt, on a best efforts efforts basis, to execute trades on or close to the prevailing market prices. All Contracts made and entered into by ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ hereunder will be entered into by ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ as principal. Customer acknowledges, understands and agrees that ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ is not acting as a broker, intermediary, agent, and advisor or in any fiduciary fiduciary capacity. Slippage is a term referring to the difference difference between requested price and the price at which an order is actually filledfilled. Slippage typically occurs around times of news or economic announcements and extreme market volatility and can be either positive or negative. Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ and undertaken on a “best-efforts efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time. Please visit ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇’s website for more information on order types. In limited instances ▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ may be unable to execute your trade at your requested rate due to the size of your trade and available liquidity in the market. In these instances, your trade will default to a Request For Quote (“RFQ”). The RFQ functionality will send you a real-time streaming price that you can choose to accept or reject. If you accept the updated price quote, a new trade will be submitted for execution at the updated price, subject to the terms of this Agreement. In rare circumstances due to market conditions, lack of liquidity typically associated with large order sizes and/or higher than normal market volatility and associated volume, your order may not be auto executed and be subject to manual review. Such manual review may result in a delay in execution with a potential for price slippage. ▇▇▇▇▇.▇▇▇ will always attempt to fill your trades timely and at the best available price.