Common use of Organizational Structure Clause in Contracts

Organizational Structure. Please indicate or (if applicable) describe how the Selling Stockholder is organized. (a) Is the Selling Stockholder a natural person? (If so, please mark the box and skip to Question 5.) (b) Is the Selling Stockholder a reporting company under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)? (If so, please mark the box and skip to Question 5.) (c) Is the Selling Stockholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please mark the box and skip to Question 5.) (d) Is the Selling Stockholder a registered investment company under the Investment Company Act of 1940? (If so, please mark the box and skip to Question 5.) If the answer to all of the foregoing questions is “no,” please complete the following:

Appears in 5 contracts

Sources: Securities Purchase Agreement (Guerrilla RF, Inc.), Registration Rights Agreement (Guerrilla RF, Inc.), Registration Rights Agreement (Guerrilla RF, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the Selling Stockholder is organized. (a) Is the Selling Stockholder a natural person? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) (b) Is the Selling Stockholder a reporting company under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) (c) Is the Selling Stockholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) (d) Is the Selling Stockholder a registered investment company under the Investment Company Act of 1940? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) If the answer to all of the foregoing questions is “no,” please complete the following:

Appears in 3 contracts

Sources: Subscription Agreement (Hoth Therapeutics, Inc.), Subscription Agreement (Relmada Therapeutics, Inc.), Subscription Agreement (Relmada Therapeutics, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the Selling Stockholder is organized. (a) Is the Selling Stockholder a natural person? (If so, please mark m▇▇▇ the box and skip to Question 5.)) Yes ¨ No ¨ (b) Is the Selling Stockholder a reporting company under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)? (If so, please mark m▇▇▇ the box and skip to Question 5.)) Yes ¨ No ¨ (c) Is the Selling Stockholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please mark m▇▇▇ the box and skip to Question 5.)) Yes ¨ No ¨ (d) Is the Selling Stockholder a registered investment company under the Investment Company Act of 1940? (If so, please mark m▇▇▇ the box and skip to Question 5.) Yes ¨ No ¨ If the answer to all of the foregoing questions is “no,” please complete the following:

Appears in 3 contracts

Sources: Subscription Agreement (Summit Wireless Technologies, Inc.), Subscription Agreement (Protea Biosciences Group, Inc.), Subscription Agreement (Protea Biosciences Group, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the Selling Stockholder is organized. (a) Is the Selling Stockholder a natural person? (If so, please mark m▇▇▇ the box and skip to Question 5.) (b) Is the Selling Stockholder a reporting company under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)? (If so, please mark m▇▇▇ the box and skip to Question 5.) (c) Is the Selling Stockholder a majority-owned subsidiary of a reporting company under the Exchange Act? (If so, please mark m▇▇▇ the box and skip to Question 5.) (d) Is the Selling Stockholder a registered investment company under the Investment Company Act of 1940? (If so, please mark m▇▇▇ the box and skip to Question 5.) If the answer to all of the foregoing questions is “no,” please complete the following:

Appears in 3 contracts

Sources: Registration Rights Agreement (FTE Networks, Inc.), Registration Rights Agreement (FTE Networks, Inc.), Unit Purchase Agreement (FTE Networks, Inc.)

Organizational Structure. Please indicate or (if applicable) describe how the Selling Stockholder is organized. (a) Is the Selling Stockholder a natural person? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) (b) Is the Selling Stockholder a reporting company under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) (c) Is the Selling Stockholder a majority-owned subsidiary of a reporting company under the Exchange ActAct (including Parent)? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) (d) Is the Selling Stockholder a registered investment company under the Investment Company Act of 1940? (If so, please mark ▇▇▇▇ the box and skip to Question 5.) If the answer to all of the foregoing questions is “no,” please complete the following:

Appears in 1 contract

Sources: Investor Rights Agreement (DanDrit Biotech USA, Inc.)