Organizational Structure. Please indicate or (if applicable) describe how you are organized. (a) Are you a natural person? Yes ¨ No ¨ (b) Are you a reporting company under the 1934 Act? Yes ¨ No ¨ (c) Are you a majority-owned subsidiary of a reporting company under the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 6) Yes ¨ No ¨ (d) Are you a registered investment fund under the 1940 Act? Yes ¨ No ¨ If you have answered “no” to all of the foregoing questions, please describe: (i) the exact legal description of your entity (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above), (iii) the names of each person or persons having voting and investment control over the Company’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).
Appears in 3 contracts
Sources: Registration Rights Agreement (Dimensional Associates, LLC), Merger Agreement (Digital Music Group, Inc.), Agreement and Plan of Merger (Dimensional Associates, LLC)
Organizational Structure. Please indicate or (if applicable) describe how you are the selling security holder is organized.
(a) Are you . Is the selling security holder a natural person? ___ Yes ¨ ___ No ¨
(b) Are you Is the selling security holder a reporting company under the 1934 Securities Exchange Act of 1934, as amended (the "Exchange Act")? ___ Yes ¨ ___ No ¨
(c) Are you Is the selling security holder a majority-owned subsidiary of a reporting company under the 1934 Exchange Act? (if so, please ▇▇▇▇ ___Yes ___ No Is the box and skip to Question 6) Yes ¨ No ¨
(d) Are you selling security holder a registered investment fund company under the 1940 ActInvestment Company Act of 1940? ___ Yes ¨ ___ No ¨ If you have answered “no” the answer to all of the foregoing questions, questions is “no,” please describe: (i) the exact legal description of your entity the selling security holder (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above), ; (iii) the names of each person or persons having voting and investment control over the Company’s 's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).
Appears in 2 contracts
Sources: Registration Rights Agreement (Bio Key International Inc), Registration Rights Agreement (Bio Key International Inc)
Organizational Structure. Please indicate or (if applicable) describe how you are organized.
(a) Are you a natural person? (if so, please ▇▇▇▇ the box and skip to Question 5) [ ]Yes ¨ No ¨[ ]No
(b) Are you a reporting company under the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 5) [ ]Yes ¨ No ¨[ ]No
(c) Are you a majority-owned subsidiary of a reporting company under the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 65) [ ]Yes ¨ No ¨[ ]No
(d) Are you a registered investment fund under the 1940 Act? (if so, please ▇▇▇▇ the box and skip to Question 5) [ ]Yes ¨ [ ]No ¨ If you have answered ““no”” to all of the foregoing questions, please describe: (i) the exact legal description of your entity (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above), (iii) the names of each person or persons having voting and investment control over the Company’’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).
Appears in 2 contracts
Sources: Registration Rights Agreement (Xa, Inc.), Registration Rights Agreement (Xa, Inc.)
Organizational Structure. Please indicate or (if -------------------------- applicable) describe how you are organized.
(a) Are you a natural person? [ ] Yes ¨ [ ] No ¨-------------- (if so, please ▇▇▇▇ the box and skip to Question 5)
(b) Are you a reporting company under the 1934 Act? [ ] Yes ¨ [ ] No ¨
(c) Are you a majority-owned subsidiary of a reporting company under ----------------- the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 65)
(c) Are you a majority-owned subsidiary ------------------------- of a reporting company under [ ] Yes ¨ [ ] No ¨the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 5)
(d) Are you a registered investment [ ] Yes [ ] No fund under the 1940 Act? Yes ¨ No ¨ (if so, please ▇▇▇▇ the box and skip to Question 5) If you have answered “"no” " to all of the foregoing questions, please describe: (i) the exact legal description of your entity (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above), (iii) the names of each person or persons having voting and investment control over the Company’s PAM's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).
Appears in 1 contract
Organizational Structure. Please indicate or (if applicable) describe how you are organized.
(a) Are you a natural person? (if so, please ▇▇▇▇ the box and skip to Question 5) ¨ Yes ¨ No ¨No
(b) Are you a reporting company under the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 5) ¨ Yes ¨ No ¨
(c) Are you a majority-owned subsidiary of a reporting company under the 1934 Act? (if so, please ▇▇▇▇ the box and skip to Question 65) ¨ Yes ¨ No ¨No
(d) Are you a registered investment fund under the 1940 Act? (if so, please ▇▇▇▇ the box and skip to Question 5) ¨ Yes ¨ No ¨ If you have answered “no” to all of the foregoing questions, please describe: No
(i) the exact legal description of your entity (e.g., corporation, partnership, limited liability company, etc.); ;
(ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above), (iii) the names of each person or persons having voting and investment control over the Company’’s securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).
Appears in 1 contract
Organizational Structure. Please indicate or (if applicable) describe how you are organized.
(a) Are you a natural person? |_| Yes ¨ |_| No ¨(if so, please mark the box and skip to Question 5)
(b) Are you a reporting company reportin▇ ▇▇mpany under the 1934 Act? |_| Yes ¨ |_| No ¨(if so, please mark the box and skip to Question 5)
(c) Are you a majority-owned majo▇▇▇▇-owned subsidiary of a reporting company under the 1934 Act? (if so, please ▇▇▇▇ mark the box and skip to Question 65) |_| Yes ¨ No ¨|_| No
(d) Are ▇▇▇ you a registered investment fund under the 1940 Act? |_| Yes ¨ |_| No ¨ (if so, please mark the box and skip to Question 5) If you have answered “answer▇▇ "no” " to all of the foregoing questions, please describe: (i) the exact legal description of your entity (e.g., corporation, partnership, limited liability company, etc.); (ii) whether the legal entity so described is managed by another entity and the exact legal description of such entity (repeat this step until the last entity described is managed by a person or persons, each of whom is described in any one of (a) through (d) above), (iii) the names of each person or persons having voting and investment control over the Company’s PAM's securities that the entity owns (e.g., director(s), general partner(s), managing member(s), etc.).
Appears in 1 contract