Other Statements and Reports. AVC and GMB have timely filed all material reports, registrations and statements, together with any amendments required to be made with respect thereto, that they were required to file since January 1, 1995 with (i) the Board of Governors of the Federal Reserve System (the "Federal Reserve Board"), (ii) the FDIC, (iii) the Vermont Department of Banking, Insurance and Securities and any other state banking commissions or any other state regulatory authority (each a "State Regulator") and (iv) any self-regulatory organization or other regulatory agency and all other material reports and statements required to be filed by them since January 1, 1995, including without limitation, any report or statement required to be filed pursuant to the laws, rules or regulations of the United States, the Federal Reserve Board, the FDIC, any State Regulator or any self-regulatory organization, and have paid all fees and assessments due and payable in connection therewith. Except as set forth on Schedule 4.09 hereto, there is no material unresolved violation, criticism or exception pertaining in any way to the Business or any of the Purchased Assets which has been previously cited by any regulatory agency in any report or statement relating to any examination of AFC, AVC or GMB.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Arrow Financial Corp), Stock Purchase Agreement (Vermont Financial Services Corp)