Common use of Outstanding Debt Securities Clause in Contracts

Outstanding Debt Securities. 1. $28,125,000 of outstanding par value of junior subordinated notes - Alesco Capital Trust I; 2. $20,000,000 of outstanding par value of junior subordinated notes - Sunset Financial Statutory Trust I; and 3. $8,121,000 of outstanding par value of 10.50% Contingent Convertible Senior Notes Due 2027 (convertible into common shares at approximately $116.37 per share). ▇▇▇▇▇, ▇▇▇▇▇▇ ▇. 503,142 200,000 703,142 4,983,557 5,686,699 800,000 6,486,699 32.5% 800,000 7,286,699 32.1% ▇▇▇▇ Park – – – – – 1,949,167 1,949,167 9.8% 1,949,167 3,898,334 17.2% ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇ (1) 1,472,175 – 1,472,175 – 1,472,175 – 1,472,175 7.4% – 1,472,175 6.5% ▇▇▇▇▇▇▇, ▇▇▇ 573,445 – 573,445 – 573,445 – 573,445 2.9% – 573,445 2.5% ▇▇▇▇▇▇, ▇▇▇▇▇▇ 117,895 50,000 167,895 – 167,895 – 167,895 0.8% – 167,895 0.7% ▇▇▇▇▇▇▇, ▇▇▇▇ 49,616 30,000 79,616 – 79,616 – 79,616 0.4% – 79,616 0.4% ▇▇▇▇, ▇▇▇▇▇▇▇ 18,392 – 18,392 – 18,392 – 18,392 0.1% – 18,392 0.1% Beach, ▇▇▇▇▇▇ 105,731 19,231 124,962 – 124,962 – 124,962 0.6% – 124,962 0.6% ▇▇▇▇▇▇▇, ▇▇▇▇▇▇ 61,412 19,231 80,643 – 80,643 – 80,643 0.4% – 80,643 0.4% ▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇ 62,922 19,231 82,153 – 82,153 – 82,153 0.4% – 82,153 0.4% ▇▇▇▇▇▇, G. ▇▇▇▇▇▇ 76,931 19,231 96,162 – 96,162 – 96,162 0.5% – 96,162 0.4% ▇▇▇▇▇▇▇, ▇▇▇▇▇▇ 57,578 19,231 76,809 – 76,809 – 76,809 0.4% – 76,809 0.3% ▇▇▇▇▇▇▇▇▇, ▇▇▇▇ 62,722 19,231 81,953 – 81,953 – 81,953 0.4% – 81,953 0.4% ▇▇▇▇▇, ▇▇▇▇▇ 83,072 19,231 102,303 – 102,303 – 102,303 0.5% – 102,303 0.5% ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ 65,662 19,231 84,893 – 84,893 – 84,893 0.4% – 84,893 0.4% ▇▇▇▇▇, ▇▇▇▇ ▇. 123,627 19,231 142,858 – 142,858 – 142,858 0.7% – 142,858 0.6% Public and Other 8,050,690 299,013 8,349,703 – 8,349,703 – 8,349,703 41.8% – 8,349,703 36.8% Note: The pro forma beneficial ownership table in this Schedule 5.3 excludes the following securities, which do not have voting rights at the IFMI, Inc. level: ▇▇▇▇▇▇, ▇▇▇▇▇ 72,088 – – 72,088 ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇ 223,520 – – 223,520 ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇ 44,925 – – 44,925 ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ – 9,938 – 9,938 ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇ – 74,536 – 74,536 ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇ – 9,938 – 9,938 ▇▇▇▇▇, ▇▇▇▇▇ – 74,536 – 74,536 ▇▇▇▇▇▇, ▇▇▇▇▇▇▇ – 5,591 – 5,591 ▇▇▇▇▇, ▇▇▇▇▇ – 6,212 – 6,212 ▇▇▇▇▇▇, ▇▇▇▇▇▇ – 5,591 – 5,591 ▇▇▇▇▇, ▇▇▇▇▇▇ – – 500,000 500,000 ▇▇▇▇▇▇▇, ▇▇▇▇ – – 132,450 132,450

Appears in 2 contracts

Sources: Securities Purchase Agreement (Institutional Financial Markets, Inc.), Securities Purchase Agreement (Institutional Financial Markets, Inc.)