Over-the-Counter Transactions. In certain jurisdictions, and only in limited circumstances, ACU Bullion may be allowed to conduct over-the- counter transactions. Because the company that handles the transaction may also be the client's counterparty, in this case it will increase the client's investment risk. Over-the-counter transactions are generally less regulated, or are supervised by independent regulatory bodies. Therefore, customers must understand the trading rules and the risks that may occur when trading.
Appears in 2 contracts
Sources: Customer Agreement, Customer Agreement