Placement Agent Fees Clause Samples
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Placement Agent Fees. The Investor acknowledges that (i) the Company has engaged, consented to and authorized the Placement Agent in connection with the transactions contemplated by this Agreement, (ii) the Company shall pay the Placement Agent a commission and reimburse the Placement Agent’s expenses and the Company shall indemnify and hold harmless the Investor from and against all fees, commissions or other payments owing by the Company to the Placement Agent or any other person or firm acting on behalf of the Company hereunder and (iii) registered representatives of the Placement Agent and/or its designees (including, without limitation, registered representatives of the Placement Agent and/or its designees who may participate in the Offering and sale of the securities sold in the Offering) may be paid a portion of the commissions paid to the Placement Agent.
Placement Agent Fees. (a) On the basis of the representations and warranties herein contained and subject to the terms and conditions herein set forth, the Company agrees to pay Merrill Lynch a fee (the "Fee"), based upon the aggregate amou▇▇ ▇▇ ▇e▇▇▇▇▇ies sold, as calculated in accordance with the provisions of this Section for its services pursuant to this Agreement. The Fee will equal to 5.125% of the purchase price of all Securities sold to the Fund pursuant to this Agreement.
(b) On the date in which the Fund purchases the Securities from the Company in accordance with this Agreement (the "Closing Time"), the Company shall pay the Fee to the Placement Agent in cash by wire transfer of immediately available funds to a bank account designated by the Placement Agent.
Placement Agent Fees. The Investor understands that the Placement Agent will be paid a cash fee equal to the sum of (i) 9% of the gross cash proceeds received by the Company from the sale of the Closing Securities and (ii) 7% of the principal amount of the Convertible Notes surrendered to the Company as permitted in Section 1.2 of this Agreement.
Placement Agent Fees. The Investor acknowledges that (i) the Company has engaged and authorized ▇▇▇▇▇▇▇▇▇ & Company, Inc. and UBS Securities LLC (Jefferies & Co. Inc. and UBS Securities LLC collectively referred to herein as the “Placement Agents”) in connection with the Offering and the transactions contemplated by this Agreement, (ii) the Company shall pay the Placement Agents a commission and reimburse the Placement Agents’ expenses and the Company shall indemnify and hold harmless the Investor from and against all fees, commissions or other payments owing by the Company to the Placement Agents or any other person or firm acting on behalf of the Company hereunder and (iii) registered representatives of the Placement Agents and/or their designees (including, without limitation, registered representatives of the Placement Agents and/or their designees who may participate in the Offering and sale of the securities sold in the Offering) may be paid a portion of the commissions paid to the Placement Agents.
Placement Agent Fees. On the Closing Date, the Company shall pay to E▇ ▇▇▇▇▇▇, a division of Benchmark Securities LLC, as placement agent (the “Placement Agent”), all fees and expenses due to the Placement Agent as of such Closing Date, pursuant to the terms of the engagement letter, one even date hereof, between the Company and the Placement Agent (the “Engagement Letter”), by wire transfer of immediately available funds in accordance with the Placement Agent’s written wire instructions.
Placement Agent Fees. (a) The Investor has asked the General Partner to confirm and General Partner does confirm that no placement fees, finder’s fees or commissions have been paid by or on behalf of the General Partner or its Affiliates to any third party placement agent, finder, individual or entity that are not Affiliates, “in connection with Investor’s investment” (as defined below), or which could be charged to the Investor directly or indirectly.
(b) To the actual knowledge of the General Partner, as of the date hereof, none of (i) the General Partner, (ii) any placement agent, solicitor, broker-dealer or other similar “agent” (as defined below) engaged by the General Partner in connection with the Offering or (iii) any Affiliate of the General Partner, has a commercial, investment, or business or other similar relationship with a Covered Person (as defined below), or within the last six (6) months has engaged in any financial or other transaction with a Covered Person (for the avoidance of doubt, other than the relationships and transactions contemplated in this Agreement, the Partnership Agreement, and the Subscription Agreement). “Covered Person” means: (i) any Enumerated Person (as defined below), (ii) anyone known to the General Partner to be an immediate family member of an Enumerated Person (i.e., a spouse, parent, child or sibling), and (iii) anyone known to the General Partner to be an Affiliate of any of the foregoing. “Enumerated Person” means (i) any member of the KRS Board of Trustees as of the date hereof and as set forth on
Placement Agent Fees. The Company reserves the right to pay in cash placement and finders’ fees in connection with the sale of the Units in an amount up to five percent (5%) of the Purchase Price of such Units.
Placement Agent Fees. No fees or commissions will be payable by the Company to brokers, finders or investment bankers with respect to the Offering.
Placement Agent Fees. In consideration for your execution of this Agreement and for the performance of your obligations hereunder, the Company agrees to pay International Assets Advisory, LLC (the “Placement Agent”), by wire transfer of immediately available funds on the Closing Date, if any, a selling commission computed at the rate of (i) seven and one-half percent (7.5%) of the gross proceeds of the Units sold in the Offering to purchasers who were solicited by you and who are not Company Purchasers (as defined below), and (ii) three percent (3.0%) of the gross proceeds of Units sold in the Offering to purchasers referred to International Assets Advisory, LLC by the Company’s officers, directors or affiliates if such purchasers opened securities accounts with, and purchased such Units through, International Assets Advisory, LLC (“Company Purchasers”). The Company and you agree that all Units sold in the Offering will be sold at the public offering price. International Assets Advisory, LLC may, in its sole discretion, refuse to accept orders for Units from Company Purchasers for any reason or no reason. International Assets Advisory, LLC will allocate commissions among the Sales Agents in accordance with the terms of the agreements among the Sales Agents.
Placement Agent Fees. On the initial Advance Date and all ---------------------- subsequent Advance Dates the Company shall pay the May Davis Group, Inc., as cash compens▇▇▇▇▇, an amount equal to Four and one half percent (4.5%) of the gross proceeds of the Advance. Upon initial Closing Forefront shall issue to the May Davis Group a warrant to purch▇▇▇ eight hundred and thirty three thousand three hundred and thirty three thousand shares (833,333) of the Company's Common Stock exercisable at an exercise price of 110% of the Closing Bid Price of Forefront's Common Stock on the day of Closing. Furthermore upon Closing the Company shall issue to the May Davis Group nine hundred and fifty ▇▇▇▇ thousand and forty seven and one half (955,047.5) restricted shares of the Company's Common.