Common use of Placement Agent’s Fees Clause in Contracts

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each Buyer harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities.

Appears in 5 contracts

Sources: Securities Purchase Agreement (Top KingWin LTD), Securities Purchase Agreement (Workhorse Group Inc.), Securities Purchase Agreement (Delcath Systems, Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the SecuritiesCommon Shares and Promissory Notes. The Company shall pay, and hold each Buyer the Investor harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the SecuritiesCommon Shares and the Promissory Notes other than ▇▇▇▇▇-▇▇▇▇▇▇ Capital Group LLC.

Appears in 5 contracts

Sources: Equity Purchase Facility Agreement (New Era Helium Inc.), Equity Purchase Facility Agreement (New ERA Energy & Digital, Inc.), Equity Purchase Facility Agreement (New Era Helium Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale (but not the resale) of the SecuritiesCommon Shares. The Company shall pay, and hold each Buyer the Investor harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Common Shares other than Curvature Securities.

Appears in 2 contracts

Sources: Equity Purchase Facility Agreement (La Rosa Holdings Corp.), Equity Purchase Facility Agreement (La Rosa Holdings Corp.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any the Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each the Buyer harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities other than to ▇▇▇▇▇▇▇▇ Securities., Inc..

Appears in 1 contract

Sources: Securities Purchase Agreement (Maison Solutions Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Buyers or its their investment advisoradvisors) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each Buyer the Buyers harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the SecuritiesSecurities other than R▇▇▇▇▇ & R▇▇▇▇▇▇ LLC.

Appears in 1 contract

Sources: Securities Purchase Agreement (Fitell Corp)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agentof the Placement Agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Purchasers or its their investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securitieshereby. The Company shall pay, and hold each Buyer the Purchasers harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither Except for the Company’s engagement of the Placement Agent, neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities.

Appears in 1 contract

Sources: Securities Purchase Agreement (Veritone, Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Buyers or its their investment advisoradvisors) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each Buyer the Buyers harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the SecuritiesSecurities other than Curvature Securities LLC.

Appears in 1 contract

Sources: Securities Purchase Agreement (Nocera, Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Buyers or its their investment advisoradvisors) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each Buyer the Buyers harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities.Securities other than ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇, Inc.

Appears in 1 contract

Sources: Securities Purchase Agreement (Maison Solutions Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby hereby, including, without limitation, in connection with the sale of the Securities. The Company shall pay, and hold each Buyer harmless against, any liability, loss or expense (including, without limitation, attorney’s 's fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities.

Appears in 1 contract

Sources: Securities Purchase Agreement (Kaixin Holdings)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the SecuritiesCommon Shares and Promissory Notes. The Company shall pay, and hold each Buyer the Investor harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the SecuritiesCommon Shares and the Promissory Notes other than Craig- Hallum Capital Group LLC.

Appears in 1 contract

Sources: Equity Purchase Facility Agreement (New Era Helium Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securitieshereby. The Company shall pay, and hold each Buyer harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claimclaim (other than from Persons engaged by any Buyer or its investment advisor). Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities.

Appears in 1 contract

Sources: Securities Purchase Agreement (Lotus Technology Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any the Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each the Buyer harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the SecuritiesSecurities other than C▇▇▇▇-▇▇▇▇▇▇ Capital Group LLC.

Appears in 1 contract

Sources: Securities Purchase Agreement (New Era Helium Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Buyers or its their investment advisoradvisors) relating to or arising out of the transactions contemplated hereby in connection with the sale of the Securities. The Company shall pay, and hold each Buyer the Buyers harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the Securities other than Curvature Securities.

Appears in 1 contract

Sources: Securities Purchase Agreement (Cosmos Health Inc.)

Placement Agent’s Fees. The Company shall be responsible for the payment of any placement agent’s fees, financial advisory fees, or brokers’ commissions (other than for Persons engaged by any Buyer the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby in connection with the sale of the SecuritiesCommon Shares and Promissory Notes. The Company shall pay, and hold each Buyer the Investor harmless against, any liability, loss or expense (including, without limitation, attorney’s fees and out-of-pocket expenses) arising in connection with any such claim. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the offer or sale of the SecuritiesCommon Shares and the Promissory Notes other than C▇▇▇▇-▇▇▇▇▇▇ Capital Group LLC.

Appears in 1 contract

Sources: Equity Purchase Facility Agreement (New Era Helium Inc.)