POTENTIAL CONFLICTS OF INTERESTS Sample Clauses
POTENTIAL CONFLICTS OF INTERESTS. To be truly comprehensive in the services we deliver to you, it should also be understood that your Consultant may be licensed as an insurance agent and/or registered representative of a broker-dealer. Recommendations made under the authority of these licenses, such as insurance(s) or investment product(s), could generate a sales commission to our Firm. Per this agreement, your Consultant is REQUIRED to disclose all commissions our Firm may receive, in an actual dollarized value, prior to any commissionable recommendation being presented to you. Our Firm will also apply ALL revenue delivered from a commissioned sale to each Client’s retainer account with Southwestern Advisory Group; which could prevent the need for our Firm to invoice for billable hours, or quarterly service fees, until that account has been depleted. To assist in the avoidance of any potential conflicts of interest regarding commissionable product sales, our Consultants DO NOT possess, or exercise, any discretion with respect to client transactions that could generate a commissionable product sale. Your Consultant is not, and will not, be incentivized - monetarily or through gifts - to recommend transactions that could generate a commissionable product sale by our Firm, third-party custodian(s), investment advisor(s), investment product manufacturer(s), investment product distributor(s), retirement plan sponsor(s), broker-dealer(s) or insurance carrier(s). It should also be clearly understood that ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇, President of Southwestern Advisory Group, also serves as President of Southwestern Enterprises, Southwestern Asset Management, Southwestern Farm Capital, Southwestern Capital Partners, Southwestern Land & Livestock, and Southwestern Management Services. No other Consultants with Southwestern Advisory Group maintain any leadership position, employee status or equity ownership in Southwestern Enterprises, Southwestern Asset Management, Southwestern Farm Capital, Southwestern Capital Partners, and Southwestern Land & Livestock. Consultants are employed by Southwestern Management Services but maintain no leadership positions or equity ownership.
POTENTIAL CONFLICTS OF INTERESTS. In the event that the assumption by Executive of the duties of Chief Executive Officer of both Companies creates a conflict of interest, the Companies shall indemnify, defend and hold harmless Executive from and against any and all claims, losses, damages, causes of action or other proceedings, and any and all other liabilities of any nature whatsoever, which arise out of or relate to such alleged conflict. Nothing contained in this Section 9.9 shall be deemed to be an admission by the Companies that such a conflict exists, and notwithstanding the Companies agreement to abide by the terms of this Section 9.9, the Companies expressly disclaim that such a conflict exists.
POTENTIAL CONFLICTS OF INTERESTS. 28.1. You accept and confirm that a conflict of interest may arise when the interest of eToro and its affiliates and/or group members competes or may appear to compete with your interests under these Terms.
28.2. Specifically you hereby acknowledge and confirm that:
28.2.1. We may establish business, including without limitation, trading relationships with other issuers of financial instruments and we may have a financial interest in such instruments;
28.2.2. We may compensate and/or share our revenues from your activity with our affiliates, partners and/or other similar parties performing marketing activities on our behalf
28.3. eToro shall maintain policies, controls and procedures to manage the identified conflicts of interest. eToro shall undertake ongoing monitoring of business activities to ensure that internal controls are appropriate.
POTENTIAL CONFLICTS OF INTERESTS. The Executive and the Company agree that any direct or indirect interest in, connection with or benefit from any outside activities, particularly commercial activities, which in any way poses a material risk of adversely affecting any member of the Company Group involves a possible conflict of interest. Circumstances in which a conflict of interest on the part of the Executive would or might arise, and which should be reported immediately to the Company, include, but are not limited to, the following:
(a) Ownership of a material interest in any lender, supplier, contractor, subcontractor, customer or other entity with which any member of the Company Group does business.
(b) Acting in any capacity, including director, officer, partner, consultant, employee, distributor, agent or the like, for any lender, supplier, contractor, subcontractor, customer or other entity with which any member of the Company Group does business.
(c) Acceptance, directly or indirectly, of payments, services or loans from a lender, supplier, contractor, subcontractor, customer or other entity with which any member of the Company Group does business, including, without limitation, gifts, trips, entertainment or other favors of more than a nominal value, but excluding loans from publicly held insurance companies and commercial or savings banks at market rates of interest.
(d) Use of information or facilities to which the Executive has access in a manner which will be detrimental to the interests of any member of the Company Group, such as use for the Executive’s own benefit of knowledge or information developed through the Company Group’s business activities.
(e) Misuse of information of any kind obtained through the Executive’s connection with the Company Group.
(f) Acquiring or trading in, directly or indirectly, other properties or interests connected with the design or marketing of products or services for or by any member of the Company Group.
POTENTIAL CONFLICTS OF INTERESTS. The AIFM and any affiliated party may encounter conflict of interest situations with the Fund; before making any investment, the AIFM will make sure that it has identified and handles any potential conflict of interest; before any review of an investment opportunity, the AIFM will carry out a check of conflict of interest.
POTENTIAL CONFLICTS OF INTERESTS. Certain officers, directors and stockholders of TogetherSoft participate in arrangements that provide them with interests in the Mergers that are different from yours, including, among others, the continued service as an employee of Borland after the consummation of the Mergers, retention and severance benefits, the acceleration of stock and option vesting, continued indemnification. These interests, among others, may influence certain officers, directors and stockholders of TogetherSoft to support or approve the adoption of the Merger Agreement. See “Interests of Certain Persons in the Mergers.”
POTENTIAL CONFLICTS OF INTERESTS. To the best of the knowledge and belief of the Purchaser, no officer or director of the Purchaser and no entity controlled by one or more of the foregoing:
(a) owns, directly or indirectly, any interest in or is an officer, director, employee or consultant of, any person which is, or is engaged in business as, a competitor, lessor, lessee, supplier, distributor, sales agent or customer of the Purchaser;
(b) owns, directly or indirectly, in whole or in part, any property that the Purchaser uses in the conduct of its business; or
(c) has any cause of action or other claim whatsoever against, or owes any amount to, the Purchaser.
POTENTIAL CONFLICTS OF INTERESTS. 26.1. You accept and confirm that a conflict of interest may arise when the interest of ▇▇▇▇.▇▇ and its affiliates and/or group members competes or may appear to compete with your interests under this Agreement.
26.2. Specifically you hereby acknowledge and confirm that:
26.2.1. We may assign or transfer the execution of your Orders to another member of the ▇▇▇▇.▇▇ group or companies;
26.2.2. We may execute at the same time Orders by different users that are opposite to one another;
26.2.3. We may establish business, including without limitation, trading relationships with other issuers of financial instruments and we may have a financial interest in such instruments;
26.2.4. If we act as a counterparty with respect to Conversion Services there may be inherent conflicts of interest; and
26.2.5. We may compensate and/or share our revenues from your activity with our affiliates, partners and/or other similar parties performing marketing activities on our behalf
POTENTIAL CONFLICTS OF INTERESTS. Except as set forth on Schedule 5.26, no officer, director or manager (or equivalent Person) or member, stockholder or other security holder of any Loan Party: (a) is an officer, director, manager, employee or consultant of, any Person that is, or is engaged in business as, a competitor, lessor, lessee, supplier, distributor, sales agent or customer of, or lender to or borrower from, the Loan Parties; (b) owns, directly or indirectly, in whole or in part, any tangible or intangible property that the Loan Parties use or contemplate using in the conduct of business; or (c) has any cause of action or other claim whatsoever against, or owes or has advanced any amount to any Loan Party, except for advances in the ordinary course of business such as for accrued vacation pay, accrued benefits under employee benefit plans, and reasonable and customary expense reimbursements existing on the date hereof.
POTENTIAL CONFLICTS OF INTERESTS. To the best of the knowledge and belief of the Vendors, no officer or director of the Company and no entity controlled by one or more of the foregoing:
(a) owns, directly or indirectly, any interest in or is an officer, director, employee or consultant of, any person which is, or is engaged in business as, a competitor, lessor, lessee, supplier, distributor, sales agent or customer of any of the Group Companies provided that nothing in this paragraph (a) shall prohibit any officer or Director from owning, or having any direct or indirect interest, in any real property in any country or in any person which is engaged in any business involving real property;
(b) owns, directly or indirectly, in whole or in part, any property that any of the Group Companies uses in the conduct of its business; or
(c) has any cause of action or other claim whatsoever against, or owes any amount to, any of the Group Companies.