Common use of Prevent Clause in Contracts

Prevent. Finst employs a multitude of techniques to prevent situations that may give rise to a (potential) harmful conflict of interest. Important measures are the following: a) a strict separation between trading functions and controlling functions, where applicable also in reporting lines; b) procedures to restrict, control and monitor the exchange or information between different functions within Finst; c) technical restrictions with regard to the access to information by different functions within Finst; d) guidance and training of Finst staff to raise awareness of (potential) conflicts of interest and how to deal with conflicts of interest when they arise; e) adherence by Finst staff to a.o. the Finst Code of Conduct and Conflict of Interest Policy; f) rules and limitations with regard to own account trading by Finst staff; g) rules and limitations with regard to accepting ancillary functions outside Finst by Finst staff; h) rules and limitations with regard to the acceptance of gifts and invitations by Finst staff.

Prevent. Finst employs a multitude of techniques to prevent situations that may give rise to a (potential) harmful conflict of interest. Important measures are the following: a) a strict separation between trading functions and controlling functions, where applicable also in reporting lines; b) procedures to restrict, control and monitor the exchange or information between different functions within Finst; c) technical restrictions with regard to the access to information by different functions within Finst;; VB20230417 d) guidance and training of Finst staff to raise awareness of (potential) conflicts of interest and how to deal with conflicts of interest when they arise; e) adherence by Finst staff to a.o. the Finst Code of Conduct and Conflict of Interest Policy; f) rules and limitations with regard to own account trading by Finst staff; g) rules and limitations with regard to accepting ancillary functions outside Finst by Finst staff; h) rules and limitations with regard to the acceptance of gifts and invitations by Finst staff.