Common use of Private Placement Clause in Contracts

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations), the offer and sale of the Purchased Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 4 contracts

Sources: Subscription Agreement (Kirkland's, Inc), Subscription Agreement (Beyond, Inc.), Subscription Agreement (Digimarc CORP)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Purchasers set forth in Section 3.4 (Investment RepresentationsSections 3.2(b)-(f), the offer offer, issuance and sale of the Purchased Shares pursuant to this Agreement will be the Purchasers as contemplated hereby are exempt from the registration requirements of the Securities Act.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Voiceserve Inc), Securities Purchase Agreement (Voiceserve Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth contained in Section 3.4 (Investment Representations)Sections 4.5 and 4.6, the offer and sale of the Purchased Shares to the Purchaser pursuant to this Agreement will be is exempt from the registration requirements of under the Securities Act.

Appears in 4 contracts

Sources: Stock Purchase Agreement (Powertel Inc /De/), Stock Purchase Agreement (Powertel Inc /De/), Stock Purchase Agreement (Intercel Inc/De)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth Purchasers contained in Section 3.4 (Investment Representations)Sections 4.2 and 4.3 hereof, the offer and sale of the Purchased Shares pursuant Securities to this Agreement will be the Purchasers as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 4 contracts

Sources: Securities Purchase Agreement (Metabasis Therapeutics Inc), Securities Purchase Agreement (Metabasis Therapeutics Inc), Securities Purchase Agreement (Favrille Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth contained in Section 3.4 (Investment Representations)Sections 4.2 and 4.3, the offer and sale of the Purchased Shares to the Purchaser pursuant to this Agreement will be is exempt from the registration requirements of under the Securities Act.

Appears in 3 contracts

Sources: Stock Purchase Agreement (Powertel Inc /De/), Stock Purchase Agreement (Metro One Telecommunications Inc), Stock Purchase Agreement (Powertel Inc /De/)

Private Placement. Assuming the accuracy and completeness of the Purchasers' representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations)4 hereof, the offer and sale issuance by the Company of the Purchased Shares pursuant to this Agreement will be is exempt from the registration requirements of under the Securities Act.

Appears in 3 contracts

Sources: Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp)

Private Placement. Assuming the accuracy of each of the representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations)4, the offer and sale issuance by the Company of the Purchased Convertible Preferred Stock and the Preferred Shares pursuant to this Agreement will be is exempt from the registration requirements of under the Securities Act.

Appears in 3 contracts

Sources: Investment Agreement (Guaranty Financial Group Inc.), Investment Agreement (Guaranty Financial Group Inc.), Investment Agreement (Guaranty Financial Group Inc.)

Private Placement. Assuming the truth and accuracy of the applicable Purchasers’ representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations)4 of this Agreement, the offer and sale of the Purchased Shares pursuant Securities to this Agreement will be the Purchasers as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 3 contracts

Sources: Stock Purchase Agreement (Velocity Express Corp), Stock Purchase Agreement (Velocity Express Corp), Stock Purchase Agreement (Velocity Express Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors set forth in Section 3.4 3.5 (Investment Representations), the offer offer, issuance and sale exchange of the Purchased Issued Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 3 contracts

Sources: Subscription and Exchange Agreement (Comtech Telecommunications Corp /De/), Subscription and Exchange Agreement (Comtech Telecommunications Corp /De/), Subscription and Exchange Agreement (Comtech Telecommunications Corp /De/)

Private Placement. Assuming the accuracy of the ----------------- representations and warranties of the Purchaser Purchasers set forth in Section 3.4 (Investment RepresentationsSections 3.2(b)-(f), the offer offer, issuance and sale of the Purchased Shares pursuant Securities to this Agreement will be the Purchasers as contemplated hereby are exempt from the registration requirements of the Securities Act.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Questcor Pharmaceuticals Inc), Securities Purchase Agreement (Questcor Pharmaceuticals Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors set forth in Section 3.4 (Investment Representations), the offer and sale of the Purchased Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 2 contracts

Sources: Subscription Agreement (Luna Innovations Inc), Subscription Agreement (Comtech Telecommunications Corp /De/)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth Investors in Section 3.4 (Investment Representations3.2(c), the offer and sale of the Purchased Shares pursuant Securities to this Agreement will be the Investors as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 2 contracts

Sources: Securities Purchase Agreement (PostRock Energy Corp), Securities Purchase Agreement (PostRock Energy Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth Purchasers contained in Section 3.4 (Investment Representations)4.2, the offer and the sale of the Purchased Shares to the Purchasers pursuant to this Agreement will be is exempt from the registration requirements of under the Securities Act.

Appears in 2 contracts

Sources: Series Aa Preferred Stock Purchase Agreement (Knology Inc), Series C Preferred Stock Purchase Agreement (Knology Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors contained in Section 3.2 and the compliance by the Investors with the provisions set forth in Section 3.4 (Investment Representations)herein, the offer issuance and sale of the Purchased Shares pursuant to in the manner contemplated by this Agreement will be is exempt from the registration requirements of the Securities Act.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Acer Therapeutics Inc.), Securities Purchase Agreement (Acer Therapeutics Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Purchasers set forth in Section 3.4 (Investment RepresentationsSections 3.2(b)-(f), the offer offer, issuance and sale of the Purchased Shares pursuant and Warrants to this Agreement will be the Purchasers as contemplated hereby are exempt from the registration requirements of the Securities ActAct and do not contravene the rules and regulations of the Company’s current Trading Market.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Tasker Capital Corp), Securities Purchase Agreement (Tasker Capital Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth Purchasers contained in Section 3.4 (Investment Representations)Sections 4.2 and 4.3 hereof, the offer and sale of the Purchased Shares pursuant to this Agreement will be the Purchasers as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Securities Purchase Agreement (U.S. Auto Parts Network, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth in Section 3.4 3.5 (Investment Representations), the offer and sale of the Purchased Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Subscription Agreement (Sonim Technologies Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors set forth in Section 3.4 3.5 (Investment Representations), the offer and sale of the Purchased Shares, the issuance of the Additional Shares and exchange of the Exchange Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Subscription and Exchange Agreement (Comtech Telecommunications Corp /De/)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations)Article 3 hereof, the offer and sale of the Purchased Shares pursuant Securities to Purchaser as contemplated by this Agreement will be are exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Securities Purchase Agreement (Lightning Gaming, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations)Article III of this Agreement, the offer offer, sale, and sale issuance of the Purchased Shares pursuant to and the issuance of the Underlying Purchased Shares upon conversion of the Purchased Shares, in each case in conformity with the terms of this Agreement will be Agreement, are exempt from the registration requirements of Section 5 of the Securities Act.

Appears in 1 contract

Sources: Stock Purchase Agreement (Joe's Jeans Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors contained in Section 3.2 and the compliance by the Investors with the provisions set forth in Section 3.4 (Investment Representations)herein, the offer issuance and sale of the Purchased Shares pursuant to in the manner contemplated by this Agreement will be is exempt from the registration requirements of the Securities ActAct and any applicable state securities laws.

Appears in 1 contract

Sources: Securities Purchase Agreement (Pixelworks, Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors set forth in Section 3.4 3.5 (Investment Representations), the offer and sale exchange of the Purchased Exchange Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Exchange Agreement (Comtech Telecommunications Corp /De/)

Private Placement. Assuming the truth and accuracy of the Purchasers’ representations and warranties of the Purchaser set forth contained in Section 3.4 (Investment Representations)Article 3 hereof, the offer and sale of the Purchased Shares pursuant Securities to this Agreement will be the Purchasers as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Securities Purchase Agreement (Isis Pharmaceuticals Inc)

Private Placement. Assuming Subject to the accuracy of the representations and warranties of the Purchaser set forth in Section 3.4 (Investment Representations)3.2, the offer and sale of the Purchased Shares pursuant to this Agreement will be the Purchaser as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Securities Purchase Agreement (Empire Global Corp.)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Purchasers set forth in Section 3.4 (Investment Representations), the offer and sale of the Purchased Shares pursuant to this Agreement will be exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Subscription Agreement (Dream Finders Homes, Inc.)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investor contained in Section 3.2 and the compliance by the Investor with the provisions set forth in Section 3.4 (Investment Representations)herein, the offer issuance and sale of the Purchased Shares pursuant to in the manner contemplated by this Agreement will be is exempt from the registration requirements of the Securities ActAct and any applicable state securities laws.

Appears in 1 contract

Sources: Securities Purchase Agreement (Pixelworks, Inc)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser set forth contained in Section 3.4 (Investment Representations)Sections 4.05 and 4.06, the offer and sale of the Purchased Shares to the Purchaser pursuant to this Agreement will be is exempt from the registration requirements of under the Securities Act.

Appears in 1 contract

Sources: Stock Purchase Agreement (Scana Corp)

Private Placement. Assuming the accuracy of the representations and warranties of the Purchaser Investors contained in Section 3.2 and the compliance by the Investors with the provisions set forth in Section 3.4 (Investment Representations)herein, the offer issuance and sale of the Purchased Common Shares pursuant to this Agreement will be in the manner contemplated by the Transaction Documents is exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Securities Purchase Agreement (Ikanos Communications, Inc.)

Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchaser set forth contained in Section 3.4 (Investment Representations)Article 3 hereof, the offer and sale of the Purchased Shares pursuant Securities to this Agreement will be the Purchasers as contemplated hereby is exempt from the registration requirements of the Securities Act.

Appears in 1 contract

Sources: Securities Purchase Agreement (Amarin Corp Plc\uk)