Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 80 contracts
Sources: Securities Purchase Agreement (SEALSQ Corp), Securities Purchase Agreement (Jiuzi Holdings, Inc.), Securities Purchase Agreement (Cocrystal Pharma, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 47 contracts
Sources: Securities Purchase Agreement (Vicarious Surgical Inc.), Securities Purchase Agreement (Silo Pharma, Inc.), Securities Purchase Agreement (U Power LTD)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 40 contracts
Sources: Securities Purchase Agreement (RYVYL Inc.), Convertible Note Purchase Agreement (Vsee Health, Inc.), Securities Purchase Agreement (RedHawk Acquisition I Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Warrants Notes or the Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 29 contracts
Sources: Securities Purchase Agreement (NUSATRIP Inc), Securities Purchase Agreement (NUSATRIP Inc), Securities Purchase Agreement (NUSATRIP Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 14 contracts
Sources: Securities Purchase Agreement (Senseonics Holdings, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or Warrants, the Warrant Shares and Warrant ADSs issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 13 contracts
Sources: Securities Purchase Agreement (Can-Fite BioPharma Ltd.), Securities Purchase Agreement (Can-Fite BioPharma Ltd.), Securities Purchase Agreement (Can-Fite BioPharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE 4, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Sources: Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Securities Purchase Agreement (Helius Medical Technologies, Inc.), Securities Purchase Agreement (Soleno Therapeutics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Linkage Global Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants Warrant or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Recon Technology, LTD), Securities Purchase Agreement (Sino-Global Shipping America, Ltd.), Securities Purchase Agreement (Sino-Global Shipping America, Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 12 contracts
Sources: Securities Purchase Agreement (BTCS Inc.), Securities Purchase Agreement (BTCS Inc.), Securities Purchase Agreement (SWVL Holdings Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 10 contracts
Sources: Securities Purchase Agreement (MusclePharm Corp), Securities Purchase Agreement (Biozone Pharmaceuticals, Inc.), Securities Purchase Agreement (Biozone Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of the PurchasersInvestors’ representations and warranties set forth in Section 3.2section 3.02, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Investors as contemplated hereby.
Appears in 10 contracts
Sources: Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Paid Inc), Securities Purchase Agreement (Mitesco, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants Preferred Investment Options or the Warrant Preferred Investment Option Shares by the Company to the Purchasers as contemplated hereby.
Appears in 10 contracts
Sources: Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Microbot Medical Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company and its Subsidiaries to the Purchasers Purchaser as contemplated hereby.
Appears in 9 contracts
Sources: Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 and in the Subscription Agreement entered into by each Purchaser in connection with this Agreement, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Sources: Unit Purchase Agreement (Guerrilla RF, Inc.), Unit Purchase Agreement (Summit Wireless Technologies, Inc.), Unit Purchase Agreement (Relmada Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23 hereof, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 9 contracts
Sources: Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers Purchaser as contemplated herebyhereby in accordance with the terms of this Agreement.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE IV, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Feinberg Larry N), Securities Purchase Agreement (Hansen Medical Inc), Securities Purchase Agreement (GTX Inc /De/)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Notes, the Shares upon conversion thereof, the Warrants or the Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Esports Entertainment Group, Inc.), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc), Securities Purchase Agreement (OncBioMune Pharmaceuticals, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Warrants Notes or the Warrant Shares Registrable Securities issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Aprecia Inc), Securities Purchase Agreement (United Benefits & Pension Services, Inc.), Securities Purchase Agreement (Sub-Urban Brands, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.24, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 7 contracts
Sources: Stock Purchase Agreement (Cinedigm Corp.), Stock Purchase Agreement (Cinedigm Corp.), Stock Purchase Agreement (Cinedigm Corp.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebySecurities.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Theralink Technologies, Inc.), Securities Purchase Agreement (Theralink Technologies, Inc.), Securities Purchase Agreement (Theralink Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.25, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Sources: Subscription Agreement (Coretec Group Inc.), Subscription Agreement (KULR Technology Group, Inc.), Subscription Agreement (Calpian, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Buyer’s representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers Buyer as contemplated hereby.
Appears in 5 contracts
Sources: Stock Purchase Agreement (Yunhong Green Cti Ltd.), Stock Purchase Agreement (Yunhong Green Cti Ltd.), Stock Purchase Agreement (Yunhong CTI Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Celsion CORP), Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Bio Blast Pharma Ltd.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Purchase Warrants or the Purchase Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (AppTech Payments Corp.), Securities Purchase Agreement (Siyata Mobile Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Purchaser’s Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 5 contracts
Sources: Securities Purchase Agreement (ReTo Eco-Solutions, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 5 contracts
Sources: Purchase Agreement (POSITIVEID Corp), Purchase Agreement (POSITIVEID Corp), Common Stock Purchase Agreement (Smartire Systems Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.26, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Subscription Agreement (MoneyOnMobile, Inc.), Subscription Agreement (Calpian, Inc.), Subscription Agreement (MoneyOnMobile, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Shares or Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23.1, no registration under the Securities Act is required for the offer and sale of the Warrants Notes or the Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Innovative Payment Solutions, Inc.), Securities Purchase Agreement (Innovative Payment Solutions, Inc.), Securities Purchase Agreement (Innovative Payment Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2Article IV, no registration under the Securities Act is required for the offer and sale of the Warrants Notes or the Warrant Shares issuable upon conversion thereof by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.)
Private Placement. Assuming the accuracy of the PurchasersHolders’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Holders as contemplated hereby.
Appears in 4 contracts
Sources: Securities Exchange Agreement (Unique Logistics International Inc), Securities Exchange and Amendment Agreement (Gigabeam Corp), Securities Exchange and Amendment Agreement (Gigabeam Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2Article 4, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Biotime Inc), Securities Purchase Agreement (OncoCyte Corp), Securities Purchase Agreement (OncoCyte Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Private Warrants or the Private Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Yield10 Bioscience, Inc.), Securities Purchase Agreement (CONTRAFECT Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated herebyunder the Transaction Documents.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Galera Therapeutics, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (CurAegis Technologies, Inc.), Securities Purchase Agreement (CurAegis Technologies, Inc.), Securities Purchase Agreement (CurAegis Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or and the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE III, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Preferred Stock by the Company NPS to the Purchasers as contemplated herebyby this Agreement.
Appears in 4 contracts
Sources: Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Bluefly Inc), Securities Purchase Agreement (RHO Ventures VI LP), Common Stock Purchase Agreement (Anacor Pharmaceuticals Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.22.02, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Sources: Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchaser set forth in Section 3.26 below, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Protea Biosciences Group, Inc.), Securities Purchase Agreement (Protea Biosciences Group, Inc.), Securities Purchase Agreement (Protea Biosciences Group, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ investment representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Authentidate Holding Corp), Securities Purchase Agreement (Authentidate Holding Corp), Note Purchase Agreement (Authentidate Holding Corp)
Private Placement. Assuming the accuracy of each of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Shares and Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Adverum Biotechnologies, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Investor’s representations and warranties set forth in Section 3.23.02, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Notes by the Company to the Purchasers Investor as contemplated hereby.
Appears in 3 contracts
Sources: Note Purchase Agreement (Alternus Clean Energy, Inc.), Securities Purchase Agreement (Qualigen Therapeutics, Inc.), Securities Purchase Agreement (Virpax Pharmaceuticals, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated herebyPurchaser under the Transaction Documents.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Transphorm, Inc.), Securities Purchase Agreement (Transphorm, Inc.), Securities Purchase Agreement (Transphorm, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, based upon an exemption from registration provided by SEC Regulation D, no registration under the Securities Act is required for the offer and sale of the Warrants or and the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Akso Health Group), Securities Purchase Agreement (Phoenix Motor Inc.), Securities Purchase Agreement (Phoenix Motor Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company Issuer to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Aspyra Inc), Securities Purchase Agreement (Vubotics Inc), Securities Purchase Agreement (Aspyra Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.22.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Purchase Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Sources: Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD), Purchase Agreement (China Mobile Games & Entertainment Group LTD)
Private Placement. Assuming the accuracy of the Purchasers’ Investor representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Units by the Company to the Purchasers Investor as contemplated herebyhereby or the exercise of the Warrants.
Appears in 3 contracts
Sources: Subscription Agreement (NeoStem, Inc.), Subscription Agreement (NeoStem, Inc.), Subscription Agreement (NeoStem, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.3, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (AtlasClear Holdings, Inc.), Securities Purchase Agreement (Klotho Neurosciences, Inc.), Securities Purchase Agreement (AtlasClear Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares issuable thereunder by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Intensity Therapeutics, Inc.), Securities Purchase Agreement (Professional Diversity Network, Inc.), Securities Purchase Agreement (Fortress Biotech, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2ARTICLE 4, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Pulse Biosciences, Inc.), Securities Purchase Agreement (Pulse Biosciences, Inc.), Securities Purchase Agreement (Enphase Energy, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or Unregistered Commitment Shares (the Warrant Shares “Unregistered Securities”) by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Comstock Inc.), Securities Purchase Agreement (Comstock Inc.), Securities Purchase Agreement (Comstock Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Carpenter Chad M.), Common Stock Purchase Agreement (Boston Life Sciences Inc /De), Common Stock Purchase Agreement (Boston Life Sciences Inc /De)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or any other applicable law rule or regulation is required for the offer and sale of the Warrants or the Warrant Shares Debentures by the Company to the Purchasers as contemplated hereby.
Appears in 3 contracts
Sources: Debenture Purchase Agreement (Luxeyard, Inc.), Debenture Purchase Agreement (Cytosorbents Corp), Debenture Purchase Agreement (BeesFree, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2Sections 3.2(c) though (h) herein, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser hereunder.
Appears in 2 contracts
Sources: Share Purchase Agreement (Netlist Inc), Share Purchase Agreement (Netlist Inc)
Private Placement. Assuming the accuracy of the PurchasersWarrantholders’ representations and warranties set forth in Section 3.2ARTICLE IV, no registration under the Securities Act is required for the offer and sale exchange of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Warrantholders as contemplated hereby.
Appears in 2 contracts
Sources: Exchange Agreement, Exchange Agreement (Hansen Medical Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Fuse Science, Inc.), Securities Purchase Agreement (Naked Brand Group Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.24, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Surna Inc.), Securities Purchase Agreement (Root9B Technologies, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Preferred Stock and Warrants or the Warrant Shares by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Flyexclusive Inc.), Securities Purchase Agreement (Flyexclusive Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (Mitek Systems Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Units by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or and the Warrant Shares issuable upon exercise thereof by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Akari Therapeutics PLC), Securities Purchase Agreement (Oxigene Inc)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company transaction pursuant to the Purchasers as contemplated herebyTransaction Documents.
Appears in 2 contracts
Sources: Purchase Agreement (Comprehensive Care Corp), Purchase Agreement (Comprehensive Care Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Ordinary Warrants or the Ordinary Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (SuperCom LTD), Securities Purchase Agreement (RVL Pharmaceuticals PLC)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.23.2 of this Agreement, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser under the Transaction Documents.
Appears in 2 contracts
Sources: Securities Purchase Agreement (ENDI Corp.), Securities Purchase Agreement (Enterprise Diversified, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares ADSs by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Midatech Pharma PLC), Securities Purchase Agreement (Prima BioMed LTD)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2ARTICLE 4, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23.2 of this Agreement and the accuracy of the information disclosed in the Accredited Investor Questionnaires, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyunder the Transaction Documents.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Hoku Scientific Inc), Securities Purchase Agreement (Wonder Auto Technology, Inc)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.23, no registration under the Securities Act or any state securities law is required for the offer and sale of the Notes and Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyby the Transaction Documents, including the subsequent exercise of the Warrants, by virtue of the exemption provided by Rule 506 of the Securities Act.
Appears in 2 contracts
Sources: Cumulative Convertible Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.), Cumulative Convertible Senior Note and Warrant Purchase Agreement (Psi Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Holder’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Holder as contemplated hereby.
Appears in 2 contracts
Sources: Securities Exchange Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (Giga Tronics Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Notes by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (NewAge, Inc.), Note Purchase and Security Agreement (Cellectar Biosciences, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ ' representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (KWESST Micro Systems Inc.), Securities Purchase Agreement (ZW Data Action Technologies Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.24.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (North American Technologies Group Inc /Mi/), Securities Purchase Agreement (North American Technologies Group Inc /Mi/)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act or any other applicable law rule or regulation is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (InspireMD, Inc.), Securities Purchase Agreement (InspireMD, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Buyer’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Buyers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (PDS Biotechnology Corp), Securities Purchase Agreement (Bionano Genomics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser's representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (NextCoal International, Inc.), Securities Purchase Agreement (Tutogen Medical Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties of the Purchaser set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Share Purchase Agreement (iBio, Inc.), Share Purchase Agreement (iBio, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.22, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Vringo Inc), Securities Purchase Agreement (Vringo Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.22.02, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (China Health Resource, Inc.), Securities Purchase Agreement (Alliqua, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.23(c), no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebySecurities.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Magnegas Applied Technology Solutions, Inc.), Securities Purchase Agreement (Magnegas Applied Technology Solutions, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration may not be required under the Securities Act is required for the offer and sale of the Private Placement Warrants or and the Private Placement Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Checkpoint Therapeutics, Inc.), Securities Purchase Agreement (Checkpoint Therapeutics, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers as contemplated hereby. If such registration is required it will be performed in less than 30 calendar days.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Tharimmune, Inc.), Securities Purchase Agreement (Tharimmune, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or and the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (COPsync, Inc.), Securities Purchase Agreement (COPsync, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Preferred Stock and Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Flyexclusive Inc.), Securities Purchase Agreement (Hymowitz Gregg)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Common Warrants or the Common Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (180 Life Sciences Corp.), Securities Purchase Agreement (Englobal Corp)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser or the issuance of Underlying Common Shares.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Workstream Inc), Securities Purchase Agreement (Workstream Inc)
Private Placement. Assuming the accuracy of the Purchasers’ each Purchaser’s representations and warranties set forth in Section 3.2herein, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company Parent to the Purchasers such Purchaser as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (NaturalNano, Inc.), Securities Purchase Agreement (Ecosphere Technologies Inc)
Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22(b), no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Buyers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (S7 Finance B.V.), Securities Purchase Agreement (MoneyOnMobile, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchasers representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Debentures and Additional Investment Rights by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Able Energy Inc), Securities Purchase Agreement (Able Energy Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Series A Warrants or the Series A Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Sg Blocks, Inc.), Securities Purchase Agreement (Presidio Property Trust, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Seller’s representations and warranties set forth in Section 3.23.05 hereof, no registration under the Securities Act is required for the offer and sale issuance of the Warrants or the Warrant Shares Stock Consideration by the Company to the Purchasers as contemplated herebyPurchaser.
Appears in 2 contracts
Sources: Acquisition Agreement (SB/RH Holdings, LLC), Acquisition Agreement (Energizer Holdings, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ Purchaser’s representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares of Preferred Stock by the Company to the Purchasers Purchaser as contemplated hereby.
Appears in 2 contracts
Sources: Securities Purchase and Exchange Agreement (Pressure Biosciences Inc), Securities Purchase and Exchange Agreement (Pressure Biosciences Inc)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or and the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Sources: Securities Purchase Agreement (Tenon Medical, Inc.)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares by the Company to the Purchasers as contemplated herebyPurchaser.
Appears in 1 contract
Sources: Securities Purchase Agreement (Origin Agritech LTD)
Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Pre-Funded Warrants or the Warrant Shares by the Company to the Purchasers as contemplated hereby.
Appears in 1 contract
Private Placement. Assuming the accuracy of the PurchasersBuyers’ representations and warranties set forth in Section 3.22.1, no registration under the Securities Act is required for the offer and sale of the Warrants or the Warrant Shares Securities by the Company to the Purchasers Buyer as contemplated hereby.
Appears in 1 contract
Sources: Securities Purchase Agreement (Infinity Resources Holdings Corp.)