Procedures and Policies. The Company and CERES shall establish and maintain effective AML programs designed to ensure full compliance with all aspects of the FinCEN Cannabis Guidance. This includes, but is not limited to, the development and implementation of appropriate policies, procedures, and controls that address specific risks associated with cannabis-related activities, as identified in the FinCEN Cannabis Guidance.
Appears in 2 contracts
Sources: Sub Transfer Agency Agreement (360 Funds), Sub Transfer Agency Agreement (360 Funds)