Common use of Professional Clients Clause in Contracts

Professional Clients. The following additional provisions shall apply to a Client that is a professional client, the Firm shall: i) act in accordance with the best interests of the Client; ii) provide certain information before providing the Services; iii) not give or receive inducements; iv) achieve best execution in respect of Client orders; v) execute orders subject to constraints regarding timing and handling relative to the Orders of other clients; vi) ensure that information provided is fair, clear and not misleading ; and vii) provide certain information to Clients regarding Orders.

Appears in 2 contracts

Sources: Execution Only Services Terms of Business, Execution Only Services Terms of Business