Common use of Prohibited orders Clause in Contracts

Prohibited orders. The Client must ensure that: (i) each Authorised Person accesses the DMA Service in a way that ensures fairness, efficiency and ongoing protection of market integrity; (ii) it does not place an Order through the DMA Service such that the beneficial ownership of the financial products which are the subject of the Order would not change if the Order were executed; (iii) it does not take any action, fail to take any action or place any Order through the DMA Service where that Order (or the resulting transaction) would violate or cause or result in the Client, the Intermediary or Openmarkets violating any applicable regulation, including without limitation, any applicable regulation in relation to: A market manipulation, false trading, market rigging, fictitious transactions, wash trading or matching of orders; B ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇; C front running; D fraud; E creation of a disorderly market or otherwise prejudicing the integrity or F the efficiency of the market; or G misleading or deceptive conduct; and (iv) each Order is submitted in accordance with these terms, or any policy or operational guideline published by Openmarkets from time to time in relation to the DMA Service.

Prohibited orders. The Client must ensure that: (i) a. each Authorised Person accesses the DMA Service in a way that ensures fairness, efficiency and ongoing protection of market integrity; (ii) b. it does not place an Order through the DMA Service such that the beneficial ownership of the financial products which are the subject of the Order would not change if the Order were was executed; (iii) c. it does not take any action, fail to take any action or place any Order through the DMA Service where that Order (or the resulting transaction) would violate or cause or result in the Client, the Intermediary or Openmarkets OpenMarkets violating any applicable regulationApplicable Regulation, including without limitation, any applicable regulation Applicable Regulation in relation to: A : (i) market manipulation, false trading, market rigging, fictitious transactions, wash trading or matching of orders; B ; (ii) ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇; C ; (iii) front running; D ; (iv) fraud; E ; (v) creation of a disorderly market or otherwise prejudicing the integrity or F the efficiency of the market; or G or (vi) misleading or deceptive conduct; and (iv) each Order is submitted in accordance with these terms, or any policy or operational guideline published by Openmarkets from time to time in relation to the DMA Service.

Prohibited orders. The Client must ensure that: (i) a. each Authorised Person accesses the DMA Service in a way that ensures fairness, efficiency and ongoing protection of market integrity; (ii) b. it does not place an Order through the DMA Service such that the beneficial ownership of the financial products which are the subject of the Order would not change if the Order were was executed; (iii) c. it does not take any action, fail to take any action or place any Order through the DMA Service where that Order (or the resulting transaction) would violate or cause or result in the Client, the Intermediary Client or Openmarkets OpenMarkets violating any applicable regulationApplicable Regulation, including without limitation, any applicable regulation Applicable Regulation in relation to: A : (i) market manipulation, false trading, market rigging, fictitious transactions, wash trading or matching of orders; B ; (ii) ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇; C ; (iii) front running; D ; (iv) fraud; E ; (v) creation of a disorderly market or otherwise prejudicing the integrity or F the efficiency of the market; or G or (vi) misleading or deceptive conduct; and (iv) d. each Order is submitted in accordance with these terms, terms or any policy or operational guideline published by Openmarkets OpenMarkets from time to time in relation to the DMA Service.

Prohibited orders. The Client must ensure that: (i) each Authorised Person accesses the DMA Service in a way that ensures fairness, efficiency and ongoing protection of market integrity; (ii) it does not place an Order through the DMA Service such that the beneficial ownership of the financial products which are the subject of the Order would not change if the Order were executed; (iii) it does not take any action, fail to take any action or place any Order through the DMA Service where that Order (or the resulting transaction) would violate or cause or result in the Client, the Intermediary or Openmarkets violating any applicable regulation, including without limitation, any applicable regulation in relation to: A : (A) market manipulation, false trading, market rigging, fictitious transactions, wash trading or matching of orders; B ; (B) ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇; C ; (C) front running; D ; (D) fraud; E ; (E) creation of a disorderly market or otherwise prejudicing the integrity or F or (F) the efficiency of the market; or G or (G) misleading or deceptive conduct; and (iv) each Order is submitted in accordance with these terms, or any policy or operational guideline published by Openmarkets from time to time in relation to the DMA Service.Service.‌

Prohibited orders. The Client must ensure that: (i) a. each Authorised Person accesses the DMA Service in a way that ensures fairness, efficiency and ongoing protection of market integrity; (ii) b. it does not place an Order through the DMA Service such that the beneficial ownership of the financial products which are the subject of the Order would not change if the Order were was executed; (iii) c. it does not take any action, fail to take any action or place any Order through the DMA Service where that Order (or the resulting transaction) would violate or cause or result in the Client, the Intermediary or Openmarkets violating any applicable regulationApplicable Regulation, including without limitation, any applicable regulation Applicable Regulation in relation to: A : (i) market manipulation, false trading, market rigging, fictitious transactions, wash trading or matching of orders; B ; (ii) ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇; C ; (iii) front running; D ; (iv) fraud; E ; (v) creation of a disorderly market or otherwise prejudicing the integrity or F the efficiency of the market; or G or (vi) misleading or deceptive conduct; and (iv) d. each Order is submitted in accordance with these terms, terms or any policy or operational guideline published by Openmarkets from time to time in relation to the DMA Service.

Prohibited orders. The Client Licensee must ensure that: (ia) each Authorised Person accesses the DMA Service in a way that ensures fairness, efficiency and ongoing protection of market integrity; (iib) it does not place an Order through the DMA Service such that the beneficial ownership of the financial products Traded Products which are the subject of the Order would not change if the Order were was executed; (iiic) it does not take any action, fail to take any action or place any Order through the DMA Service where that Order (or the resulting transaction) would violate or cause or result in the ClientLicensee, the Intermediary a Client or Openmarkets OpenMarkets violating any applicable regulationApplicable Regulation, including without limitation, any applicable regulation Applicable Regulation in relation to: A : (i) market manipulation, false trading, market rigging, fictitious transactions, wash trading or matching of orders; B ▇OpenMarkets Intermediary Services Agreement 65 (ii) i▇▇▇▇▇▇ ▇▇▇▇▇▇▇; C ; (iii) front running; D ; (iv) fraud; E ; (v) creation of a disorderly market or otherwise prejudicing the integrity or F the efficiency of the market; or G or (vi) misleading or deceptive conduct; and (ivd) each Order is submitted in accordance with these terms, terms or any policy or operational guideline published by Openmarkets OpenMarkets from time to time in relation to the DMA Service.