PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust in writing of the occurrence of any of the following: a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and c. the chief executive officer or managing member of the Adviser or the portfolio manager of any Fund changes.
Appears in 40 contracts
Sources: Advisory Agreement (John Hancock Capital Series), Advisory Agreement (John Hancock Investment Trust Ii), Advisory Agreement (John Hancock Sovereign Bond Fund)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Manager in writing of the occurrence of any of the followingfollowing events:
a. A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry inquiry, or investigation, at law or in equity, before or by any court, public board board, or body, involving the affairs of the Trust; andand/or
c. C. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager of any Fund changesthe Portfolio changes or there is otherwise an actual change in control or management of the Adviser.
Appears in 21 contracts
Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and
c. the chief executive officer or managing member of the Adviser or the portfolio manager of any Fund changes.
Appears in 21 contracts
Sources: Advisory Agreement (John Hancock Funds II), Advisory Agreement (John Hancock Strategic Series), Advisory Agreement (John Hancock Exchange-Traded Fund Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the following:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
c. the chief executive officer or managing member of the Adviser or the portfolio manager of any the Fund changes.
Appears in 21 contracts
Sources: Advisory Agreement (John Hancock CQS Asset Backed Securities Fund), Advisory Agreement (John Hancock Multi Asset Credit Fund), Advisory Agreement (Manulife Private Credit Plus Fund)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Manager in writing of the occurrence of any of the followingfollowing events:
a. A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry inquiry, or investigation, at law or in equity, before or by any court, public board board, or body, involving the affairs of the Trust; andand/or
c. C. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager managers of any Fund changesthe Adviser changes or there is otherwise an actual change in control or management of the Adviser.
Appears in 13 contracts
Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Axa Premier Vip Trust), Investment Advisory Agreement (Eq Advisors Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and
c. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager of any Fund Portfolio changes.
Appears in 8 contracts
Sources: Advisory Agreement (John Hancock Variable Insurance Trust), Advisory Agreement (John Hancock Trust), Advisory Agreement (John Hancock Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and
c. the chief executive officer or managing member of the Adviser or the portfolio manager of any Fund the Trust changes.
Appears in 6 contracts
Sources: Investment Advisory Agreement (Manulife Private Credit Fund), Advisory Agreement (John Hancock Collateral Trust), Investment Advisory Agreement (John Hancock GA Senior Loan Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Manager in writing of the occurrence of any of the followingfollowing events:
a. A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry inquiry, or investigation, at law or in equity, before or by any court, public board board, or body, involving the affairs of the Trust; andand/or
c. C. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager of any Fund changeseither Portfolio changes or there is otherwise an actual change in control or management of the Adviser.
Appears in 6 contracts
Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
c. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager of any the Fund changes.
Appears in 5 contracts
Sources: Advisory Agreement (North American Senior Floating Rate Fund Inc), Interim Advisory Agreement (North American Senior Floating Rate Fund Inc), Advisory Agreement (North American Senior Floating Rate Fund Inc)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Manager in writing of the occurrence of any of the followingfollowing events:
a. A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry inquiry, or investigation, at law or in equity, before or by any court, public board board, or body, involving the affairs of the Trust; andand/or
c. C. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager of any Fund changesthe Portfolio changes or there is otherwise an actual change in control or management of the Adviser.
Appears in 5 contracts
Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the following:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
c. the chief executive officer or managing member parent company of the Adviser or the portfolio manager of any the Fund changes.
Appears in 4 contracts
Sources: Advisory Agreement (ASGI Aurora Opportunities Fund, LLC), Advisory Agreement (ASGI Corbin Multi-Strategy Fund, LLC), Advisory Agreement (ASGI Aurora Opportunities Fund, LLC)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the following:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
c. the chief executive officer or managing member of the Adviser or the portfolio manager of any the Registered Fund changes.
Appears in 4 contracts
Sources: Advisory Agreement (John Hancock Investment Trust), Advisory Agreement (John Hancock Investment Trust), Advisory Agreement (John Hancock Investment Trust)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the following:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
c. the chief executive officer or managing member ultimate parent company of the Adviser or the portfolio manager of any the Fund changes.
Appears in 3 contracts
Sources: Advisory Agreement (ASGI Mesirow Insight Fund, LLC), Advisory Agreement (Wells Fargo Multi-Strategy 100 Tei Fund A, LLC), Advisory Agreement (Wells Fargo Multi-Strategy 100 Tei Fund A, LLC)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and
c. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio manager of any Fund changes.
Appears in 2 contracts
Sources: Investment Advisory Agreement (North American Funds), Interim Investment Advisory Agreement (North American Funds)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
c. the chief executive officer or managing member of the Adviser or the portfolio manager of any the Fund changes.
Appears in 2 contracts
Sources: Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust in writing of the occurrence of any of the followingfollowing events:
a. the Adviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and
c. the chief executive officer or managing member controlling stockholder of the Adviser or the portfolio Fund manager of any Fund changes.
Appears in 2 contracts
Sources: Investment Advisory Agreement (North American Funds), Investment Advisory Agreement (North American Funds)
PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Trust Fund in writing of the occurrence of any of the following:
: a. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement;
; b. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the TrustFund; and
and c. the chief executive officer or managing member ultimate parent company of the Adviser or the portfolio manager of any the Fund changes.
Appears in 1 contract
Sources: Advisory Agreement (ASGI Mesirow Insight Fund, LLC)