Common use of PROVISION OF CERTAIN INFORMATION BY ADVISER Clause in Contracts

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager in writing of the occurrence of any of the following events: A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust; and/or C. the chief executive officer or controlling stockholder of the Adviser or the portfolio manager of any Portfolio changes or there is otherwise an actual change in control or management of the Adviser.

Appears in 2 contracts

Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager in writing of the occurrence of any of the following events: A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust; and/or C. the chief executive officer or controlling stockholder of the Adviser or the portfolio manager of any Portfolio changes the Portfolios or Allocated Portions change or there is otherwise an actual change in control or management of the Adviser.

Appears in 2 contracts

Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager in writing of the occurrence of any of the following events: A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust; and/or C. the chief executive officer or controlling stockholder of the Adviser or the portfolio manager managers of any the Portfolio changes or there is otherwise an actual change in control or management of the Adviser.

Appears in 2 contracts

Sources: Investment Advisory Agreement (Eq Advisors Trust), Investment Advisory Agreement (Eq Advisors Trust)

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager in writing of the occurrence of any of the following events: A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust; and/or C. the The chief executive officer or controlling stockholder of the Adviser or the portfolio manager managers of any Portfolio the Adviser changes or there is otherwise an actual change in control or management of the Adviser.

Appears in 1 contract

Sources: Investment Advisory Agreement (Eq Advisors Trust)

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager Trust in writing of the occurrence of any of the following events: A. the The Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the The Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, inquiry or investigation, at law or in equity, before or by any court, public board, board or body, involving the affairs of the Trust; and/or C. the The chief executive officer or controlling stockholder of the Adviser or the portfolio manager of any Portfolio changes or there is otherwise an actual change in control or management of the Adviser.

Appears in 1 contract

Sources: Investment Advisory Agreement (Stockback Trust)

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager in writing of the occurrence of any of the following events: A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust; and/or C. the chief executive officer or controlling stockholder member of the Adviser or the any portfolio manager of any the ▇▇▇▇▇▇▇▇ Allocated Portion of the Portfolio changes or there is otherwise an actual change in control or management of the Adviser.

Appears in 1 contract

Sources: Investment Advisory Agreement (Eq Advisors Trust)

PROVISION OF CERTAIN INFORMATION BY ADVISER. The Adviser will promptly notify the Manager in writing of the occurrence of any of the following events: A. the Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the TrustFund; and/or C. the chief executive officer or controlling stockholder of the Adviser or the portfolio manager of any the Portfolio changes or there is otherwise an actual change in control or management of the Adviser.

Appears in 1 contract

Sources: Investment Advisory Agreement (Enterprise Group of Funds Inc)