PROVISION OF CERTAIN INFORMATION BY ADVISER. Adviser will notify the Trust of the occurrence of any of the following events: A. Adviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which Adviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust; and/or C. A change in control or management of Adviser is anticipated.
Appears in 3 contracts
Sources: Investment Advisory Agreement (FQF Trust), Investment Advisory Agreement (FQF Trust), Investment Advisory Agreement (FQF Trust)