Common use of PROVISION OF CERTAIN INFORMATION BY SUBADVISER Clause in Contracts

PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: A. the Subadviser fails to be registered as an investment adviser under the Advisers Act or under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Company; C. A senior portfolio manager of a Portfolio changes or there is a "change in control" (as that phrase is interpreted under the 1940 Act and the Advisers Act) of the Subadviser.

PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: A. a. the Subadviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. b. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, inquiry or investigation, at law or in equity, before or by any court, public board, board or body, involving the affairs of the Company;Trust (excluding class action suits in which the Trust is an eligible member of the plaintiff class by reason of the Trust’s ownership in shares of the defendant); and C. A c. any change in actual control or senior management of the Subadviser or any change in the portfolio manager managers of a Portfolio changes or there is a "change in control" (as that phrase is interpreted under the 1940 Act and the Advisers Act) of the SubadviserPortfolio.

PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: A. a. the Subadviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. b. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, inquiry or investigation, at law or in equity, before or by any court, public board, board or body, involving the affairs of the Company;Trust; provided that Subadviser will address receipt of claim eligibility notices in connection with shareholder class action litigation consistent with Subadviser's class action procedures; and C. A senior c. any change in actual control or management of the Subadviser or the portfolio manager of a Portfolio changes or there is a "change in control" (as that phrase is interpreted under the 1940 Act and the Advisers Act) of the Subadviserany Portfolio.

PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: A. a. the Subadviser fails to be registered as an investment adviser under the Investment Advisers Act or under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; B. b. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, inquiry or investigation, at law or in equity, before or by any court, public board, board or body, involving the affairs of the Company;Trust (it being acknowledged that to routine regulatory inquiries will be reported to the Adviser and addressed under the Adviser’s established quarterly due diligence process); and C. A senior portfolio manager of a Portfolio changes or there is a "c. any change in control" (as that phrase is interpreted under the 1940 Act and the Advisers Act) actual control or senior management of the SubadviserSubadviser or any change in the portfolio managers of the Trust.