PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: A. the Subadviser fails to be registered as an investment adviser under the Advisers Act; B. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry, or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Company; C. a controlling stockholder of the Subadviser or the portfolio manager of a Portfolio changes or there is otherwise an actual change in control or management of the Subadviser.
Appears in 6 contracts
Sources: Investment Sub Advisory Agreement (Portfolio Partners Inc), Investment Sub Advisory Agreement (Portfolio Partners Inc), Investment Sub Advisory Agreement (Ing Partners Inc)