PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events: a. the Subadviser ceased to be exempt from registration as an Investment Adviser under the Investment Advisor Act of 1940; b. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust, excluding class-action securities suits regarding holdings of the Portfolios; and c. any material change in actual control or management of the Subadviser or the portfolio manager of any Portfolio.
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Sources: Subadvisory Agreement (John Hancock Trust), Subadvisory Agreement (Manufacturers Investment Trust)
PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events:
a. the Subadviser ceased fails to be exempt from registration registered as an Investment Adviser adviser under the Investment Advisor Act of 1940Advisers Act;
b. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust, excluding class-action securities suits regarding holdings of the Portfolios; and
c. any material change in actual control or management of the Subadviser within the meaning of the Investment Company Act of 1940 or any change in the portfolio manager of any Portfolio.
Appears in 1 contract
Sources: Subadvisory Agreement (Manufacturers Investment Trust)
PROVISION OF CERTAIN INFORMATION BY SUBADVISER. The Subadviser will promptly notify the Adviser in writing of the occurrence of any of the following events:
a. the Subadviser ceased ceases to be exempt from registration registered as an Investment Adviser investment adviser under the Investment Advisor Act of 1940Advisers Act;
b. the Subadviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Trust, excluding class-action securities suits regarding holdings of the Portfolios; and
c. any material change in actual control the chief executive officer or management controlling stockholder of the Subadviser or the portfolio manager of any PortfolioPortfolio changes.
Appears in 1 contract