PRUDENTIAL REQUIREMENTS. 10.1 Distributor may require Trader to comply with prudential requirements: The Distributor may, by giving notice to the Trader, require the Trader to comply with prudential requirements, in which case the Trader must, whether the notice is received before or after the commencement of this Agreement, comply with prudential requirements as follows: (a) if the Trader is not trading on the Network, the Trader must comply with prudential requirements before the Trader starts trading on the Network; and (b) if the Trader is trading on the Network, the Trader must comply with prudential requirements within 10 Working Days after receipt of the Distributor's notice.
Appears in 43 contracts
Sources: Distributor Agreement, Distributor Agreement, Distribution Agreement
PRUDENTIAL REQUIREMENTS. β
10.1 Distributor may require Trader to comply with prudential requirements: The Distributor may, by giving notice to the Trader, require the Trader to comply with prudential requirements, in which case the Trader must, whether the notice is received before or after the commencement of this Agreement, comply with prudential requirements as follows:
(a) if the Trader is not trading on the Network, the Trader must comply with prudential requirements before the Trader starts trading on the Network; and
(b) if the Trader is trading on the Network, the Trader must comply with prudential requirements within 10 Working Days after receipt of the Distributor's notice.
Appears in 13 contracts
Sources: Distributor Agreement, Distributor Agreement, Distributor Agreement
PRUDENTIAL REQUIREMENTS. 10.1 Distributor may require Trader to comply with prudential requirements: The Distributor may, by giving notice to the Trader, require the Trader to comply with prudential requirements, in which case the Trader must, whether the notice is received before or after the commencement of this Agreement, comply with prudential requirements as follows:
(a) : if the Trader is not trading on the Network, the Trader must comply with prudential requirements before the Trader starts trading on the Network; and
(b) and if the Trader is trading on the Network, the Trader must comply with prudential requirements within 10 Working Days after receipt of the Distributor's notice.
Appears in 3 contracts
Sources: Distributor Agreement, Distributor Agreement, Distributor Agreement