Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 358 contracts
Sources: Securities Purchase Agreement (Reviva Pharmaceuticals Holdings, Inc.), Securities Purchase Agreement (Silexion Therapeutics Corp), Securities Purchase Agreement (Silexion Therapeutics Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 194 contracts
Sources: Securities Purchase Agreement (Park Ha Biological Technology Co., Ltd.), Securities Purchase Agreement (YY Group Holding Ltd.), Securities Purchase Agreement (EpicQuest Education Group International LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 110 contracts
Sources: Securities Purchase Agreement (Envoy Medical, Inc.), Securities Purchase Agreement (Cocrystal Pharma, Inc.), Securities Purchase Agreement (Citius Oncology, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 50 contracts
Sources: Securities Purchase Agreement (LiveOne, Inc.), Securities Purchase Agreement (Cheetah Net Supply Chain Service Inc.), Securities Purchase Agreement (Cheetah Net Supply Chain Service Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 39 contracts
Sources: Securities Purchase Agreement (Bloomios, Inc.), Securities Purchase Agreement (Sysorex, Inc.), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 37 contracts
Sources: Securities Purchase Agreement (Smart Powerr Corp.), Securities Purchase Agreement (Fangdd Network Group Ltd.), Securities Purchase Agreement (Fangdd Network Group Ltd.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 32 contracts
Sources: Securities Purchase Agreement (Parallax Health Sciences, Inc.), Securities Purchase Agreement (GeoVax Labs, Inc.), Securities Purchase Agreement (Aytu Bioscience, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 27 contracts
Sources: Note Purchase Agreement (AzurRx BioPharma, Inc.), Securities Purchase Agreement (Force Protection Video Equipment Corp.), Securities Purchase Agreement (Biotech Products Services & Research, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 25 contracts
Sources: Securities Purchase Agreement (Safe-T Group Ltd.), Securities Purchase Agreement (MICT, Inc.), Securities Purchase Agreement (MICT, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any shares of Preferred Stock it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 18 contracts
Sources: Securities Purchase Agreement (ReShape Lifesciences Inc.), Securities Purchase Agreement (TearLab Corp), Securities Purchase Agreement (NeuroMetrix, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 17 contracts
Sources: Securities Purchase Agreement (Oragenics Inc), Securities Purchase Agreement (Oragenics Inc), Securities Purchase Agreement (Aclarion, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 14 contracts
Sources: Securities Purchase Agreement (Amergent Hospitality Group Inc.), Securities Purchase Agreement, Securities Purchase Agreement (Guided Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Note it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 13 contracts
Sources: Securities Purchase Agreement (Endexx Corp), Securities Purchase Agreement (Directview Holdings Inc), Securities Purchase Agreement (Directview Holdings Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Pre-Funded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 13 contracts
Sources: Securities Purchase Agreement (Surf Air Mobility Inc.), Securities Purchase Agreement (Surf Air Mobility Inc.), Securities Purchase Agreement (Oncocyte Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Agriforce Growing Systems Ltd.), Securities Purchase Agreement (Synergy CHC Corp.), Securities Purchase Agreement (Dih Holding Us, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Avalanche International, Corp.), Securities Purchase Agreement (ShiftPixy, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Convertible Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 11 contracts
Sources: Securities Purchase Agreement (Flewber Global Inc.), Securities Purchase Agreement (Flewber Global Inc.), Securities Purchase Agreement (Flewber Global Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 11 contracts
Sources: Securities Purchase Agreement (Dih Holding Us, Inc.), Securities Purchase Agreement (NanoVibronix, Inc.), Securities Purchase Agreement (Jayud Global Logistics LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Next Technology Holding Inc.), Securities Purchase Agreement (Helius Medical Technologies, Inc.), Securities Purchase Agreement (Energy Focus, Inc/De)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investorPurchaser” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Neo-Concept International Group Holdings LTD), Securities Purchase Agreement (Vs MEDIA Holdings LTD), Securities Purchase Agreement (Vs MEDIA Holdings LTD)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (GD Culture Group LTD), Securities Purchase Agreement (PSQ Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (United States Antimony Corp), Securities Purchase Agreement (Roadzen Inc.), Securities Purchase Agreement (Algorhythm Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Primech Holdings LTD), Securities Purchase Agreement (China Natural Resources Inc), Securities Purchase Agreement (Agm Group Holdings, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (ADVANCED MEDICAL ISOTOPE Corp), Securities Purchase Agreement (ADVANCED MEDICAL ISOTOPE Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Pre-Funded Warrants, if any, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (1847 Holdings LLC), Securities Purchase Agreement (1847 Holdings LLC)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts the Notes or exercises any the Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Giga Tronics Inc), Share Exchange Agreement (Giga Tronics Inc), Share Exchange Agreement (Giga Tronics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Lexaria Bioscience Corp.), Securities Purchase Agreement (T Stamp Inc), Securities Purchase Agreement (T Stamp Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act or a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Agile Therapeutics Inc), Securities Purchase Agreement (Agile Therapeutics Inc), Securities Purchase Agreement (Agile Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any WarrantsPreferred Shares, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (NextTrip, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts any Preferred Shares or exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (NextTrip, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Evaxion Biotech a/S), Securities Purchase Agreement (Evaxion Biotech a/S), Securities Purchase Agreement (Evaxion Biotech a/S)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof of this Agreement and each Closing date, it is, and on each date on which it exercises exercise any Ordinary Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Bon Natural Life LTD), Securities Purchase Agreement (Bon Natural Life LTD), Securities Purchase Agreement (U Power LTD)
Purchaser Status. At the time such Purchaser was offered the Purchased Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (RYVYL Inc.), Securities Purchase Agreement (RYVYL Inc.), Securities Purchase Agreement (NuCana PLC)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Prefunded Warrants, if applicable, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (AmpliTech Group, Inc.), Securities Purchase Agreement (AmpliTech Group, Inc.), Securities Purchase Agreement (AmpliTech Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof of this Agreement it is, and on each date on which it exercises exercise any Ordinary Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Ebang International Holdings Inc.), Securities Purchase Agreement (Ebang International Holdings Inc.), Securities Purchase Agreement (Ebang International Holdings Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (U.S. Gold Corp.), Securities Purchase Agreement (U.S. Gold Corp.), Securities Purchase Agreement (Golden Minerals Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), or (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Performance Shipping Inc.), Securities Purchase Agreement (Performance Shipping Inc.), Securities Purchase Agreement (Performance Shipping Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrantsshares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (InspireMD, Inc.), Securities Purchase Agreement (Nemus Bioscience, Inc.), Securities Purchase Agreement (Nemus Bioscience, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Note it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Zoomcar Holdings, Inc.), Securities Purchase Agreement (Next.e.GO N.V.), Securities Purchase Agreement (TWO RIVERS WATER & FARMING Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Transcode Therapeutics, Inc.), Securities Purchase Agreement (Transcode Therapeutics, Inc.), Securities Purchase Agreement (Transcode Therapeutics, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(22), (a)(33), (a)(7), (a)(8), (a)(9), (a)(12), 7) or (a)(13) 8) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (Integrated Media Technology LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Seelos Therapeutics, Inc.), Securities Purchase Agreement (Integrated Media Technology LTD), Securities Purchase Agreement (Seelos Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be: an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Nanoviricides, Inc.), Securities Purchase Agreement (Nanoviricides, Inc.), Securities Purchase Agreement (Northwest Biotherapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Private Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Yield10 Bioscience, Inc.), Securities Purchase Agreement (CONTRAFECT Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(4), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Allarity Therapeutics, Inc.), Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (Shuttle Pharmaceuticals Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Ur-Energy Inc), Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (Golden Minerals Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Assembly Biosciences, Inc.), Securities Purchase Agreement (Assembly Biosciences, Inc.), Securities Purchase Agreement (Adamis Pharmaceuticals Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date it will be,and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Chanticleer Holdings, Inc.), Securities Purchase Agreement (Chanticleer Holdings, Inc.), Securities Purchase Agreement (Genius Brands International, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes or exercise the Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Digital Ally Inc), Securities Purchase Agreement (Exactus, Inc.), Securities Purchase Agreement (Digital Ally Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, the Closing Date it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (STRATA Skin Sciences, Inc.), Securities Purchase Agreement (Jaguar Health, Inc.), Securities Purchase Agreement (Jaguar Health, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be either an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (High Wire Networks, Inc.), Securities Purchase Agreement (Foxo Technologies Inc.), Securities Purchase Agreement (Recruiter.com Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Zoomcar Holdings, Inc.), Securities Purchase Agreement (Volcon, Inc.), Securities Purchase Agreement (Crown Electrokinetics Corp.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Shares it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Glowpoint, Inc.), Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (Marathon Patent Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Prefunded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Rani Therapeutics Holdings, Inc.), Securities Purchase Agreement (Eco Wave Power Global AB (Publ)), Securities Purchase Agreement (Nxu, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants and/or Pre-Funded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), or (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Globus Maritime LTD), Securities Purchase Agreement (Globus Maritime LTD), Securities Purchase Agreement (Globus Maritime LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and it expects to be on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Creek Road Miners, Inc.), Securities Purchase Agreement (Innovation Pharmaceuticals Inc.), Securities Purchase Agreement (Innovation Pharmaceuticals Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Share Purchase Agreement (Vivani Medical, Inc.), Share Purchase Agreement (Vivani Medical, Inc.), Share Purchase Agreement (Vivani Medical, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Purchase Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (AppTech Payments Corp.), Securities Purchase Agreement (Siyata Mobile Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Caring Brands, Inc.), Securities Purchase Agreement (Caring Brands, Inc.), Securities Purchase Agreement (Caring Brands, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesInterests, it was, and as of at the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Vapir Enterprises Inc.), Securities Purchase Agreement (Fal Exploration Corp.), Securities Purchase Agreement (Brazil Gold Corp.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Dror Ortho-Design, Inc.), Securities Purchase Agreement (Dror Ortho-Design, Inc.), Securities Purchase Agreement (Dror Ortho-Design, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Pre-Funded Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (GD Culture Group LTD), Securities Purchase Agreement (MultiSensor AI Holdings, Inc.), Securities Purchase Agreement (MultiSensor AI Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises exercise any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Common Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Smith Micro Software, Inc.), Securities Purchase Agreement (Mawson Infrastructure Group Inc.), Securities Purchase Agreement (Mawson Infrastructure Group Inc.)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it converts the Notes or exercises any the Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Bergio International, Inc.), Securities Purchase Agreement (Innocap Inc), Securities Purchase Agreement (Innocap Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrantsconverts the Notes, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (New Age Beverages Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Avant Diagnostics, Inc), Securities Purchase Agreement (Terra Tech Corp.), Securities Purchase Agreement (Premier Biomedical Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrantsshares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Ocean Biomedical, Inc.), Securities Purchase Agreement (Marathon Digital Holdings, Inc.), Securities Purchase Agreement (Histogen Inc.)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrantsconverts the Notes, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Fresh Vine Wine, Inc.), Securities Purchase Agreement (Capstone Technologies Group Inc.), Securities Purchase Agreement (Unique Logistics International Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.), Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.), Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Mangoceuticals, Inc.), Securities Purchase Agreement (Creatd, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any shares of Preferred Stock it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (CV Sciences, Inc.), Securities Purchase Agreement (Polarityte, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will shall be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Volitionrx LTD), Securities Purchase Agreement (Volitionrx LTD), Securities Purchase Agreement (Volitionrx LTD)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Appyea, Inc), Securities Purchase Agreement (Spectrum Global Solutions, Inc.), Securities Purchase Agreement (Spectrum Global Solutions, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1paragraphs (a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) of Rule 501 under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Kairos Pharma, LTD.), Securities Purchase Agreement (Kairos Pharma, LTD.), Securities Purchase Agreement (Reliance Global Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Sphere 3D Corp.), Securities Purchase Agreement (Flora Growth Corp.), Securities Purchase Agreement (OceanPal Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13501(a)(3) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Solar Power, Inc.), Securities Purchase Agreement (ZBB Energy Corp)
Purchaser Status. At the time such Purchaser Purchase was offered the Securities, Securities it was, was and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (SharpLink Gaming, Inc.), Securities Purchase Agreement (SharpLink Gaming, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrantsits Pre-Funded Warrants for cash, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (iSpecimen Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (AI Unlimited Group, Inc.), Securities Purchase Agreement (AI Unlimited Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Heart Test Laboratories, Inc.), Securities Purchase Agreement (Heart Test Laboratories, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Verb Technology Company, Inc.), Securities Purchase Agreement (nFusz, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Bridgeline Digital, Inc.), Securities Purchase Agreement (Bridgeline Digital, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Petroterra Corp.), Securities Purchase Agreement (Guided Therapeutics Inc)
Purchaser Status. At the time such the Purchaser was offered the Notes and Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants it will, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Note and Securities Purchase Agreement, Note and Securities Purchase Agreement (PAVmed Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (DEFSEC Technologies Inc.), Securities Purchase Agreement (KWESST Micro Systems Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Convertible Note Purchase Agreement (Endexx Corp), Convertible Note Purchase Agreement (Endexx Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investorPurchaser” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (CCSC Technology International Holdings LTD), Securities Purchase Agreement (Chanson International Holding)
Purchaser Status. At the time such Purchaser was offered the Securities, it he was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be he is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Pre-Funded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Loop Media, Inc.), Securities Purchase Agreement (Cingulate Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Imunon, Inc.), Securities Purchase Agreement (Imunon, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any applicable Common Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Castellum, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be . an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Ecoark Holdings, Inc.), Securities Purchase Agreement (Ecoark Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Common Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (HCW Biologics Inc.), Securities Purchase Agreement (TuanChe LTD)