Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 97 contracts
Sources: Securities Purchase Agreement (authID Inc.), Securities Purchase Agreement (authID Inc.), Stock Purchase Agreement (Smart Powerr Corp.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 91 contracts
Sources: Securities Purchase Agreement (Luxurban Hotels Inc.), Securities Purchase Agreement (Techprecision Corp), Securities Purchase Agreement (Kaival Brands Innovations Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 63 contracts
Sources: Securities Purchase Agreement (Apyx Medical Corp), Securities Purchase Agreement (Spire Global, Inc.), Securities Purchase Agreement (Netcapital Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it isis and on each date on which it converts any shares of Preferred Stock, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 38 contracts
Sources: Securities Purchase Agreement (IIOT-OXYS, Inc.), Securities Purchase Agreement (Nature's Miracle Holding Inc.), Securities Purchase Agreement (Nature's Miracle Holding Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 34 contracts
Sources: Securities Purchase Agreement (DiaMedica Therapeutics Inc.), Securities Purchase Agreement (DiaMedica Therapeutics Inc.), Securities Purchase Agreement (Predictive Oncology Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 23 contracts
Sources: Securities Purchase Agreement (Chron Organization, Inc.), Securities Purchase Agreement (Endonovo Therapeutics, Inc.), Securities Purchase Agreement (Ifan Financial, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, was either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 22 contracts
Sources: Securities Purchase Agreement (Top KingWin LTD), Securities Purchase Agreement (X3 Holdings Co., Ltd.), Securities Purchase Agreement (VCI Global LTD)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 19 contracts
Sources: Securities Purchase Agreement (Immunic, Inc.), Purchase Agreement (Northann Corp.), Purchase Agreement (Northann Corp.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 19 contracts
Sources: Securities Purchase Agreement (Raytech Holding LTD), Securities Purchase Agreement (Robin Energy Ltd.), Securities Purchase Agreement (Robin Energy Ltd.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 18 contracts
Sources: Securities Purchase Agreement (Aralez Pharmaceuticals Inc.), Securities Purchase Agreement (Aralez Pharmaceuticals Inc.), Securities Purchase Agreement (Aralez Pharmaceuticals Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 16 contracts
Sources: Securities Purchase Agreement (Alaunos Therapeutics, Inc.), Securities Purchase Agreement (Houston American Energy Corp), Securities Purchase Agreement (Houston American Energy Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: and on each date on which it exercises any Warrants, it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 15 contracts
Sources: Securities Purchase Agreement (Banzai International, Inc.), Securities Purchase Agreement (Banzai International, Inc.), Securities Purchase Agreement (Banzai International, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 14 contracts
Sources: Securities Purchase Agreement (LML Payment Systems Inc), Securities Purchase Agreement (Cell Therapeutics Inc), Securities Purchase Agreement (Spatialight Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 14 contracts
Sources: Securities Purchase Agreement (iBio, Inc.), Securities Purchase Agreement (DatChat, Inc.), Securities Purchase Agreement (Aethlon Medical Inc)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.; or (iii) non-US residents, as permitted by Regulation S.
Appears in 13 contracts
Sources: Securities Purchase Agreement (AIFU Inc.), Securities Purchase Agreement (Maase Inc.), Securities Purchase Agreement (MingZhu Logistics Holdings LTD)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 13 contracts
Sources: Securities Purchase Agreement (ProPhase Labs, Inc.), Securities Purchase Agreement (Vuzix Corp), Securities Purchase Agreement (Vuzix Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 13 contracts
Sources: Securities Purchase Agreement (Atomera Inc), Securities Purchase Agreement (Protalex Inc), Securities Purchase Agreement (Towerstream Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 11 contracts
Sources: Stock Purchase Agreement (Agile Therapeutics Inc), Securities Purchase Agreement (Lattice INC), Stock Purchase Agreement (Agile Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 11 contracts
Sources: Securities Purchase Agreement (Repros Therapeutics Inc.), Securities Purchase Agreement (Ensurge Inc), Securities Purchase Agreement (Ensurge Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 10 contracts
Sources: Securities Purchase Agreement (bioAffinity Technologies, Inc.), Securities Purchase Agreement (bioAffinity Technologies, Inc.), Securities Purchase Agreement (bioAffinity Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 10 contracts
Sources: Securities Purchase Agreement (Ohmyhome LTD), Securities Purchase Agreement (Ohmyhome LTD), Securities Purchase Agreement (Top Ships Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 10 contracts
Sources: Securities Purchase Agreement (Brand Engagement Network Inc.), Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Energy Focus, Inc/De)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 10 contracts
Sources: Securities Purchase Agreement (Stryve Foods, Inc.), Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.), Securities Purchase Agreement (Tharimmune, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(7), (a)(8) or (a)(8a)(9) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) Act. The Purchaser is not required to be registered as a “qualified institutional buyer” as defined in Rule 144A(a) broker-dealer under Section 15 of the Securities Exchange Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.), Securities Purchase Agreement (Leader Capital Holdings Corp.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (SuperCom LTD), Securities Purchase Agreement (Shineco, Inc.), Securities Purchase Agreement (Shineco, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 8 contracts
Sources: Securities Purchase Agreement (SEALSQ Corp), Securities Purchase Agreement (Wisekey International Holding S.A.), Securities Purchase Agreement (Wisekey International Holding S.A.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.), Securities Purchase Agreement (Ancora Advisors, LLC), Securities Purchase Agreement (Potbelly Corp)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Pura Naturals, Inc.), Securities Purchase Agreement (Cool Technologies, Inc.), Securities Purchase Agreement (Leo Motors, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Quantum Computing Inc.), Securities Purchase Agreement (Quantum Computing Inc.), Securities Purchase Agreement (Quantum Computing Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Sources: Common Stock Purchase Agreement (Vision Sciences Inc /De/), Securities Purchase Agreement (Crdentia Corp), Common Stock Purchase Agreement (Avigen Inc \De)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof hereof, it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Immuneering Corp), Securities Purchase Agreement (Fundamental Global Inc.), Securities Purchase Agreement (Vision Marine Technologies Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (OptimizeRx Corp), Securities Purchase Agreement (Active Power Inc), Securities Purchase Agreement (Peregrine Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Top Wealth Group Holding LTD), Securities Purchase Agreement (Top Wealth Group Holding LTD), Securities Purchase Agreement (Englobal Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: is (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Clean Vision Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (China SXT Pharmaceuticals, Inc.), Securities Purchase Agreement (GD Culture Group LTD), Securities Purchase Agreement (Creatd, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: is either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Processa Pharmaceuticals, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was the Purchasers were offered the Shares, it wasthey each were, and as of the date hereof it isare, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (New Asia Partners, LLC), Securities Purchase Agreement (Wyncrest Capital, Inc.), Securities Purchase Agreement (DE Acquisition 3, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement, Securities Purchase Agreement (Softech Inc), Securities Purchase Agreement (Softech Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Inmune Bio, Inc.), Securities Purchase Agreement (Seanergy Maritime Holdings Corp.), Securities Purchase Agreement (LGBTQ Loyalty Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Edible Garden AG Inc), Securities Purchase Agreement (Edible Garden AG Inc), Securities Purchase Agreement (Edible Garden AG Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (David P. Perry 2015 Trust), Securities Purchase Agreement (Better Therapeutics, Inc.), Securities Purchase Agreement (Better Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Nuvve Holding Corp.), Securities Purchase Agreement (Nuvve Holding Corp.), Securities Purchase Agreement (Monopar Therapeutics)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Evogene Ltd.), Share Purchase Agreement (Edison Nation, Inc.), Securities Purchase Agreement (Medigus Ltd.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (BioCardia, Inc.), Securities Purchase Agreement (BioCardia, Inc.), Securities Purchase Agreement (BioCardia, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “institutional accredited investor” as defined in Rule 501(a)(1), (a)(22), (a)(3), (a)(73) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a7) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Icosavax, Inc.), Securities Purchase Agreement (Omega Therapeutics, Inc.), Securities Purchase Agreement (Omega Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Subscription Agreement (Air Industries Group), Subscription Agreement (Air Industries Group), Subscription Agreement (Air Industries Group)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof hereof, it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Second Sight Medical Products Inc), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Auddia Inc.), Securities Purchase Agreement (Aclarion, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, and on each date on which it converts any Shares, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (T2 Biosystems, Inc.), Securities Purchase Agreement, Securities Purchase Agreement (T2 Biosystems, Inc.)
Purchaser Status. At the time such Purchaser was offered the Commitment Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Debt Modification Agreement (NextPlat Corp), Debt Modification Agreement (Progressive Care Inc.), Debt Modification Agreement (NextPlat Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, it will be either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Top Ships Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants or converts any shares of Preferred Stock, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (DARA BioSciences, Inc.), Securities Purchase Agreement (DARA BioSciences, Inc.), Securities Purchase Agreement (DARA BioSciences, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) 144A under the Securities Act.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Dover Glen, Inc.), Stock Purchase Agreement (PetroAlgae Inc.), Stock Purchase Agreement (Dover Glen, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Janel World Trade LTD), Securities Purchase Agreement (Petro Resources Corp), Securities Purchase Agreement (Janel World Trade LTD)
Purchaser Status. At the time such the Purchaser was offered the Shares, he, she or it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (GreenKissNY, Inc.), Securities Purchase Agreement (GreenKissNY, Inc.), Securities Purchase Agreement (GreenKissNY, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” buyer as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Share Purchase Agreement (Oramed Pharmaceuticals Inc.), Share Purchase Agreement (Alpha Tau Medical Ltd.), Share Purchase Agreement (Oramed Pharmaceuticals Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Arqule Inc), Securities Purchase Agreement (Arqule Inc), Securities Purchase Agreement (Arqule Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (SharpLink Gaming Ltd.), Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (Aptevo Therapeutics Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) was an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Share Purchase Agreement (Structure Therapeutics Inc.), Share Purchase Agreement (Structure Therapeutics Inc.), Securities Purchase Agreement (electroCore, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, and as of the Closing Date it will be, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Destination Xl Group, Inc.), Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.), Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (SAI.TECH Global Corp), Securities Purchase Agreement (It Tech Packaging, Inc.), Securities Purchase Agreement (It Tech Packaging, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Toucan Interactive Corp), Securities Purchase Agreement (Iron Sands Corp.), Securities Purchase Agreement (RFG Acquisition II Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act and not formed for the purpose of investing in the Securities or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Professional Diversity Network, Inc.), Securities Purchase Agreement (Professional Diversity Network, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Purchased Shares, it was, and as of the date hereof it is, either: either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (PLBY Group, Inc.), Securities Purchase Agreement (PLBY Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Ekso Bionics Holdings, Inc.), Securities Purchase Agreement (Canoo Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof of this Agreement and the Closing date, it is, either: (i) and will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (VivoPower International PLC), Securities Purchase Agreement (VivoPower International PLC)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Xtant Medical Holdings, Inc.), Securities Purchase Agreement (Xtant Medical Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Ordinary Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Rubini Jonathan Brian), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (electroCore, Inc.), Securities Purchase Agreement (electroCore, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesUnits, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (NAKED BRAND GROUP LTD), Securities Purchase Agreement (NAKED BRAND GROUP LTD)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, either: was either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Great Ajax Corp.), Securities Purchase Agreement (Ellington Financial Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (usell.com, Inc.), Stock Purchase Agreement (Aspen Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Dunxin Financial Holdings LTD), Securities Purchase Agreement (Guardforce AI Co., Ltd.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Celularity Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) promulgated under the Securities Act.
Appears in 2 contracts
Sources: Series a Convertible Preferred Stock Purchase Agreement, Series a Convertible Preferred Stock Purchase Agreement (Us Energy Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (electroCore, Inc.), Subscription Agreement (Air Industries Group)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” (as defined in Rule 144A(a) 144A under the Securities Act) or an institutional “accredited investor” (within the meaning of Rule 501(a)(1), (2), (3), (7) or (8) under the Securities Act).
Appears in 2 contracts
Sources: Securities Purchase Agreement (Prairie Operating Co.), Securities Purchase Agreement (Prairie Operating Co.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (FSD Pharma Inc.), Securities Purchase Agreement (FSD Pharma Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it the Purchaser was, and as of the date hereof it the Purchaser is, either: either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (FiEE, Inc.), Securities Purchase Agreement (FiEE, Inc.)
Purchaser Status. At the time such Purchaser Member was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Contribution Agreement (Center for Wound Healing, Inc.), Contribution Agreement (Center for Wound Healing, Inc.)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the SharesSecurities, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Redwood Scientific Technologies, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: either (i) an “accredited investor” as defined in investor within the meaning of Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (SWVL Holdings Corp), Securities Purchase Agreement (SWVL Holdings Corp)
Purchaser Status. At the time such Purchaser Investor was offered the Shares, it was, and as of at the date hereof it is, either: is (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) Act. Such Purchaser is not required to be registered as a “qualified institutional buyer” as defined in Rule 144A(a) broker-dealer under Section 15 of the Securities Exchange Act.
Appears in 2 contracts
Sources: Debt Conversion Agreement (Mac Filmworks Inc), Stock Issuance Agreement (Mac Filmworks Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Presto Automation Inc.), Securities Purchase Agreement (Presto Automation Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesADSs, it was, and as of the date hereof it is, is it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Stealth BioTherapeutics Corp), Securities Purchase Agreement (Stealth BioTherapeutics Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Mainz Biomed N.V.), Securities Purchase Agreement (BioCardia, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is (A) either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) 144A under the Securities ActAct and (B) an “Institutional Account” as defined in FINRA Rule 4512(c).
Appears in 1 contract
Sources: Securities Purchase Agreement (Applied Digital Corp.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Stock Purchase Agreement (Neah Power Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesNotes, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Note Purchase and Security Agreement (Cellectar Biosciences, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(4), (a)(5), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Securities Purchase Agreement (Anebulo Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it hereof, is, either: (i) either (a) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (iib) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Securities Purchase Agreement (Steakholder Foods Ltd.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Securities Purchase Agreement (Synthetic Biologics, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Securities Purchase Agreement (AzurRx BioPharma, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(6), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Securities Purchase Agreement (Bridger Aerospace Group Holdings, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Purchased Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Sources: Securities Purchase Agreement (Cardiff Oncology, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: is a “qualified institution buyer” (ias defined in Rule 144A under the Securities Act) or an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 1 contract