Pursuant to U. S.S.G. § 2B1.1(b)(20)(A)(iii), 4 levels are added because the offense involved a violation of securities law and, at the time of the offense, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ was an investment adviser, or a person associated with an investment adviser.
Appears in 2 contracts
Sources: Non Prosecution Agreement, Non Prosecution Agreement