Receipt of Risk Disclosure Statement Clause Samples

Receipt of Risk Disclosure Statement. You confirm that you have received the Risk Disclosure Statement for Futures and Options or the Disclosure Document for Recognized Market Options, as applicable, which have been approved by the provincial securities administrators or other regulatory authorities responsible in each jurisdiction. For Option Accounts Only Futures 1. Effect of “Leverage” or “Gearing”: Transactions in futures carry a high degree of risk. The amount of initial margin is small relative to the value of the futures contract so that transactions are “leveraged” or “geared”. A relatively small market movement will have a proportionately larger impact on the funds you have deposited or
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Receipt of Risk Disclosure Statement. You confirm that you have received the Risk Disclosure Statement for Futures and Options or the Disclosure Document for Recognized Market Options, as applicable, which RISK DISCLOSURE STATEMENT FOR FUTURES AND OPTIONS (FOR RESIDENTS OF ALL JURISDICTIONS EXCEPT QUÉBEC)
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Receipt of Risk Disclosure Statement. You confirm that you have received the Risk Disclosure Statement for Futures and Options as applicable, which have been approved by the provincial Securities administrators or other regulatory authorities responsible in each jurisdiction.
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Receipt of Risk Disclosure Statement. You confirm that you have received the Risk Disclosure Statement for Futures and Options or the Disclosure Document for Recognized Market Options, as applicable, which have been approved by the provincial securities administrators or other regulatory authorities responsible in each jurisdiction . For Option Accounts Only Futures 1. Effect of “Leverage” or “Gearing”: Transactions in futures carry a high degree of risk . The amount of initial margin is small relative to the value of the futures contract so that transactions are “leveraged” or “geared” . A relatively small market movement will have a proportionately larger impact on the funds you have deposited or will have to deposit; this may work against you as well as for you . You may sustain a total loss of initial margin funds and any additional funds deposited with the firm to maintain your position . If the market moves against your position or margin levels are increased, you may be called upon to pay substantial additional funds on short notice to maintain your position . If you fail to provide additional funds within the time prescribed, your position may be liquidated at a loss and you will be liable for any resulting deficit .
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Related to Receipt of Risk Disclosure Statement

  • Risk Disclosure Statement Counterparty represents and warrants that it has received, read and understands the OTC Options Risk Disclosure Statement provided by Dealer and a copy of the most recent disclosure pamphlet prepared by The Options Clearing Corporation entitled “Characteristics and Risks of Standardized Options”.

  • Disclosure Statement A disclosure statement of the Property signed and dated by the Seller;

  • Confirmation and Statements Promptly after the close of business on each day, the Custodian shall furnish the Fund with confirmations and a summary of all transfers to or from the account of the Fund during the day. Where securities purchased by the Fund are in a fungible bulk of securities registered in the name of the Custodian (or its nominee) or shown in the Custodian's account on the books of a Securities Depository, the Custodian shall by book-entry or otherwise identify the quantity of those securities belonging to the Fund. At least monthly, the Custodian shall furnish the Fund with a detailed statement of the Securities and monies held for the Fund under this Agreement.

  • Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor

  • Certification Regarding Entire TIPS Agreement Vendor agrees that, if awarded, Vendor's final TIPS Contract will consist of the provisions set forth in the finalized TIPS Vendor Agreement, Vendor's responses to these attribute questions, and: