RECORDS MAINTAINED BY TRANSFER AGENT Clause Samples

The "Records Maintained by Transfer Agent" clause defines the responsibility of the transfer agent to keep accurate and up-to-date records related to the ownership and transfer of securities. In practice, this means the transfer agent must document all transactions, maintain lists of current security holders, and ensure that records are accessible for review by the company or regulatory authorities. This clause is essential for ensuring transparency, preventing disputes over ownership, and facilitating smooth securities transfers.
RECORDS MAINTAINED BY TRANSFER AGENT. Account applications
View SourceView Similar (19)
RECORDS MAINTAINED BY TRANSFER AGENT. ▪ Account applications
View SourceView Similar (9)

Related to RECORDS MAINTAINED BY TRANSFER AGENT

  • Records to be Maintained SUBRECIPIENT shall maintain all records required by the Federal regulations specified in 24 CFR 570.506, that are pertinent to the activities to be funded under this Agreement. Such records shall include but not be limited to: a) Records providing a full description of each activity undertaken; b) Records demonstrating that each activity undertaken meets one of the National Objectives of the CDBG Program; c) Records required to determine the eligibility of activities; d) Records required to document the acquisition, improvement, use or disposition of real property acquired or improved with CDBG assistance; e) Records documenting compliance with the fair housing and equal opportunity components of the CDBG Program; f) Financial records as required by 24 CFR 570.502, and 24 CFR 84.21−28; and g) Other records necessary to document compliance with Subpart K of 24 CFR Part 570.