Registration as Broker. Dealer and Member of NASD. Each underwriter is registered as a broker-dealer with the Securities and Exchange Commission and is registered as a broker-dealer in all states in which it conducts business and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Sources: Underwriting Agreement (Bio Aqua Systems Inc), Underwriting Agreement (Bio Aqua Systems Inc)
Registration as Broker. Dealer and Member of NASD. Each underwriter Underwriter is registered as a broker-dealer with the Securities and Exchange Commission and is registered as a broker-dealer in all states in which it conducts business and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 1 contract