Registration as Broker. Dealer and Member of NASD. The Agent ------------------------------------------------ is registered as a broker-dealer with the Commission and is registered as a broker-dealer in each state within the United States in which it will offer the Unsubscribed Shares and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Sources: Placement Agent Agreement (Security Capital Atlantic Inc), Placement Agent Agreement (Security Capital Atlantic Inc)