Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940.
Appears in 80 contracts
Sources: Credit and Security Agreement (XBP Global Holdings, Inc.), Credit and Security Agreement (XBP Global Holdings, Inc.), Credit and Security Agreement (AlerisLife Inc.)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940. No Credit Party is a “holding company”, or a “subsidiary company” of a “holding company”, or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company”, within the meaning of the Public Utility Holding Company Act of 1935.
Appears in 10 contracts
Sources: Credit Agreement (Obagi Medical Products, Inc.), Credit and Security Agreement (Monogram Biosciences, Inc.), Credit and Security Agreement (BioTrove, Inc.)
Regulated Entities. No Credit Loan Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940.
Appears in 9 contracts
Sources: Credit Agreement (Harrow, Inc.), Multi Draw Senior Secured Super Priority Priming Debtor in Possession Credit Agreement and Guaranty (Sientra, Inc.), Multi Draw Senior Secured Super Priority Priming Debtor in Possession Credit Agreement and Guaranty (Sientra, Inc.)
Regulated Entities. No Credit Party is an “"investment company” " or a company “"controlled” " by an “"investment company” " or a “"subsidiary” " of an “"investment company,” " all within the meaning of the Investment Company Act of 1940.
Appears in 7 contracts
Sources: Credit and Security Agreement (Aterian, Inc.), Amendment No. 3 to Credit and Security Agreement (Aterian, Inc.), Credit and Security Agreement (Steel Connect, Inc.)
Regulated Entities. No Credit Party is an “"investment company” " or a company “"controlled” " by an “"investment company” " or a “"subsidiary” " of an “"investment company,” " all within the meaning of the Investment Company Act of 1940. No Credit Party is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company", within the meaning of the Public Utility Holding Company Act of 1935.
Appears in 5 contracts
Sources: Credit and Security Agreement (American Retirement Corp), Credit and Security Agreement (American Retirement Corp), Credit and Security Agreement (American Retirement Corp)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940. No Credit Party is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Public Utility Holding Company Act of 1935.
Appears in 3 contracts
Sources: Term Loan Credit Agreement (Comsys It Partners Inc), Credit Agreement (Comsys It Partners Inc), Credit Agreement (Equinox Group Inc)
Regulated Entities. No Credit Party is regulated as an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940.
Appears in 3 contracts
Sources: Credit and Security Agreement (Revolving Loan) (Invuity, Inc.), Credit and Security Agreement (Term Loan) (Invuity, Inc.), Credit and Security Agreement (Sagent Holding Co.)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940Act.
Appears in 2 contracts
Sources: Credit and Security Agreement (TherapeuticsMD, Inc.), Credit and Security Agreement (Endologix Inc /De/)
Regulated Entities. No Credit Party Party, is (a) an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 19401940 or (b) subject to regulation under the Federal Power Act, the Interstate Commerce Act, any state public utilities code, or any other federal or state statute, rule or regulation limiting its ability to incur Indebtedness, pledge its assets or perform its obligations under the Loan Documents.
Appears in 1 contract
Sources: Credit Agreement (Affymetrix Inc)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940, as amended. No Credit Party is a “holding company”, or a “subsidiary company” of a “holding company”, or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company”, within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Sources: Credit Agreement (Cyberonics Inc)