Common use of RELATIONSHIP WITH CLIENTS Clause in Contracts

RELATIONSHIP WITH CLIENTS. Advisor shall be primarily responsible to Clients with respect to Client’s Dashboard. Advisor will act as each of its Client’s investment adviser and primary point of contact with respect to Client’s Dashboard. Advisor shall have an advisor-client relationship with each of its Clients that is governed by an investment advisory agreement as required by Section 6.2 of this Agreement. Authority for exercising and processing proxy votes and similar actions with respect to Investments in Platform Accounts shall be as agreed between the Advisor and each of its Clients. In no event shall Altruist be responsible for exercising or advising as to decisions related to proxies or any legal proceedings, including bankruptcies or class actions, involving Securities or other property included or previously included in the Accounts or the issuers of such Securities or other property. In addition, the Advisor shall be responsible for all aspects of Client onboarding, including all know your customer and anti-money laundering requirements and shall, in applicable circumstances, review Client formation and governing documents to determine which individuals possess the requisite authority to act on behalf of a Client (e.g., trustees for a trust) and who should, therefore, have access to the Client Dashboard. Before providing advice regarding an Investment to a Client, Advisor will: (A) review relevant information about the Client and the Investment sufficient to understand the Client’s investment objectives and the nature of the Investment, including the Client’s responses to the Questionnaire; and (B) reasonably believe that the recommendation is in the Client’s best interest in light of the Client’s profile, the Client’s portfolio as managed by Advisor and Advisor’s firm and the potential: (i) risks; (ii) rewards; and (iii) costs associated with the Investment.

RELATIONSHIP WITH CLIENTS. Advisor shall be primarily responsible to Clients with respect to Client’s Clientʼs Dashboard. Advisor will act as each of its Client’s Clientʼs investment adviser and primary point of contact with respect to Client’s Clientʼs Dashboard. Advisor shall have an advisor-client relationship with each of its Clients that is governed by an investment advisory agreement as required by Section 6.2 6.1 of this Agreement. Authority for exercising and processing proxy votes and similar actions with respect to Investments in Platform Accounts shall be as agreed Altruist Corp 3 between the Advisor and each of its Clients. In no event shall Altruist be responsible for exercising or advising as to decisions related to proxies or any legal proceedings, including bankruptcies or class actions, involving Securities or other property included or previously included in the Accounts or the issuers of such Securities or other property. In addition, the Advisor shall be responsible for all aspects of Client onboarding, including all know your customer and anti-money laundering requirements and shall, in applicable circumstances, review Client formation and governing documents to determine which individuals possess the requisite authority to act on behalf of a Client (e.g., trustees for a trust) and who should, therefore, have access to the Client Dashboard. Before providing advice regarding an Investment to a Client, Advisor will: (A) review relevant information about the Client and the Investment sufficient to understand the Client’s Clientʼs investment objectives and the nature of the Investment, including the Client’s Clientʼs responses to the Questionnaire; and (B) reasonably believe that the recommendation is in the Client’s Clientʼs best interest in light of the Client’s Clientʼs profile, the Client’s Clientʼs portfolio as managed by Advisor and Advisor’s Advisorʼs firm and the potential: (i) risks; (ii) rewards; and (iii) costs associated with the Investment.