Reportable Positions Sample Clauses

The "Reportable Positions" clause defines the obligation of a party to disclose certain holdings or positions in financial instruments that meet specified thresholds or criteria. Typically, this clause requires parties to notify the other party or a regulatory authority when their positions in a particular asset, such as shares, derivatives, or commodities, exceed a set limit or become significant under applicable laws. For example, if a party acquires a large percentage of a company's stock, they may be required to report this position to ensure transparency. The core function of this clause is to promote regulatory compliance and market transparency by ensuring that significant positions are disclosed, thereby preventing market manipulation and supporting informed decision-making.
Reportable Positions. 3.1 If you hold or control an open position in futures contracts or stock options contracts in excess of the specific level, the Position Limits and LOPR Rules require you to report that position in writing to the Hong Kong Stock Exchange within one business day following (a) the day of first holding or controlling that position; and
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Reportable Positions. If the Client holds or controls an open position in futures contracts or stock options contracts in excess of the specified level, the Hong Kong Rules require the Client to report that position in writing to the relevant Hong Kong exchange (i) within one day (ignoring Hong Kong public holidays and Saturdays) of first holding or controlling that position, and (ii) on each succeeding day on which the Client continues to hold or control that position. The specified reporting level for each contract traded on the Hong Kong exchanges is set out in the Hong Kong Rules. The report must state:
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Reportable Positions. Performance Bond To Be Determined. Ticker Symbols To Be Determined. eSPEED COVENANTS
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Reportable Positions. If you hold or control an open position in futures contracts or stock options contracts in excess of the specified level, the Rules require you to report that position in writing to the relevant Hong Kong exchange (i) within one day (ignoring Hong Kong public holidays and Saturdays) of first holding or controlling that position, and (ii) on each succeeding day on which you continue to hold or control that position. The specified reporting level for each contract traded on the Hong Kong exchanges is set out in the Rules. Please note that the reportable position limits for certain contracts have changed. For example, the reportable limits for Hang Seng Index futures and options contracts have been increased from 250 open contracts to 500 open contracts. The report must state: the number of contracts held or controlled in respect of the position in each relevant contract month; and if the position is held or controlled for a client, the identity of the client. You should note:
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Reportable Positions. Reportable long and short po- sitions of traders as defined by con- tract market rules and approved by the Commission, separately for each fu- tures commission merchant or member of the contract market.
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Reportable Positions. Performance Bond To Be Determined. Ticker Symbols To Be Determined. eSPEED COVENANTS HOSTED PRODUCTS National Corn Index (NCI) futures and futures options National Soybean Index (NSI) futures and futures options Hard Winter Wheat Index (HWI) futures and futures options Soft Red Wheat Index (SRI) futures and futures options Spring Wheat Index (SWI) futures and futures options Hard Red Spring Wheat (MW) futures and futures options Canola futures and futures options Feed Wheat futures and futures options Western Barley futures and futures options Flaxseed futures and futures options Hard Winter Wheat futures and futures options Value Line® futures and futures options FORM OF GUARANTY GUARANTY This GUARANTY dated as of , 200 (this “Guaranty”), is made by [Board of Trade of the City of Chicago, Inc. / CBOT Holdings, Inc.], a Delaware corporation (the “Guarantor”), for the benefit of LIFFE Administration and Management, a company incorporated in England and Wales (together with its successors and permitted assigns, “LIFFE”).
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Related to Reportable Positions

  • Reportable Transactions Neither Company nor any of its Subsidiaries has been a party to, or a material advisor with respect to, a “reportable transaction” within the meaning of Section 6707A(c)(1) of the Code and Treasury Regulations Section 1.6011-4(b).

  • Excluded Positions When a College temporarily assigns an employee to the duties and responsibilities of a position excluded from the provisions of this Collective Agreement, the employee's obligations to contribute to the regular monthly Union dues under Article 5.4 and his/her seniority shall continue during the period of such temporary assignment up to a maximum period of twelve

  • Reportable Events No such Employee Benefit Plan which is an Employee Pension Benefit Plan has been completely or partially terminated or been the subject of a Reportable Event as to which notices would be required to be filed with the PBGC. No proceeding by the PBGC to terminate any such Employee Pension Benefit Plan has been instituted or threatened; and

  • Prohibited Transactions and Activities None of the Depositor, the Servicer or the Trustee shall sell, dispose of or substitute for any of the Mortgage Loans (except in connection with (i) the foreclosure of a Mortgage Loan, including but not limited to, the acquisition or sale of a Mortgaged Property acquired by deed in lieu of foreclosure, (ii) the bankruptcy of the Trust Fund, (iii) the termination of the Trust Fund pursuant to Article IX of this Agreement, (iv) a substitution pursuant to Article II of this Agreement or (v) a purchase of Mortgage Loans pursuant to Article II or III of this Agreement), nor acquire any assets for any REMIC created hereunder (other than REO Property acquired in respect of a defaulted Mortgage Loan), nor sell or dispose of any investments in the Collection Account or the Distribution Account for gain, nor accept any contributions to any REMIC created hereunder after the Closing Date (other than a Qualified Substitute Mortgage Loan delivered in accordance with Section 2.03), unless it has received an Opinion of Counsel, addressed to the Trustee (at the expense of the party seeking to cause such sale, disposition, substitution, acquisition or contribution but in no event at the expense of the Trustee) that such sale, disposition, substitution, acquisition or contribution will not (a) affect adversely the status of any of any REMIC Regular Interest created hereunder as a REMIC or (b) cause any REMIC Regular Interest created hereunder to be subject to a tax on “prohibited transactions” or “contributions” pursuant to the REMIC Provisions.

  • Reportable Event Reportable Event" means a "reportable event" as defined in Section 4043(b) of ERISA.