Reporting Issuers Sample Clauses

The 'Reporting Issuers' clause defines which parties to an agreement are considered reporting issuers, typically referring to entities that are required by law to file regular financial and operational disclosures with securities regulators. This clause usually specifies the jurisdictions or regulatory bodies under which the reporting obligations arise, and may outline the types of reports or filings that must be made, such as annual or quarterly financial statements. Its core practical function is to clarify the compliance responsibilities of the parties, ensuring that all involved understand their obligations to maintain transparency and meet regulatory requirements.
Reporting Issuers. A reporting issuer that files its financial statements accompanied by an auditor’s report must have the auditor’s report prepared by a public accounting firm that is, as of the date of the auditor’s report, (a) a participating audit firm, and (b) in compliance with any restrictions or sanctions imposed by the CPAB.
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Reporting Issuers. 9 (bb) Company's Accounting System.............................................................9 (cc) Compliance with Environmental Laws......................................................9 (dd) Periodic Review of Costs of Environmental Compliance...................................10 (ee)
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Reporting Issuers. Each of the Company and the Guarantors is a "reporting issuer," as defined in Rule 902 under the Securities Act.
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Reporting Issuers. The issuer is, and has been for a period of at least 90 days immediately before the sale, subject to the reporting requirements of section 13 or 15(d) of the Exchange Act and has: i. Filed all required reports under section 13 or 15(d) of the Exchange Act, as applicable, during the 12 months preceding such sale (or for such shorter period that the issuer was required to file such reports), other than Form 8-K reports; and ii. Submitted electronically and posted on its corporate Web site, if any, every Interactive Data File (0 232.11 of this chapter) required to be submitted and posted pursuant to Rule 405 of Regulation S-T, during the 12 months preceding such sale (or for such shorter period that the issuer was required to submit and post such files); or
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Related to Reporting Issuers

  • Reporting Issuer As at the date hereof, the Company is a “reporting issuer” in each of the Qualifying Jurisdictions within the meaning of the Canadian Securities Laws in such jurisdictions and is not currently in material default of any requirement of the Applicable Securities Laws and the Company is not included on a list of defaulting reporting issuers maintained by any of the Qualifying Authorities.

  • Reporting Issuer Status The Company is a reporting issuer in the provinces of British Columbia, Alberta and Ontario and is not in default in any material respect of any requirement under the Canadian Securities Laws and is not on the list of defaulting issuers maintained by the applicable Canadian securities regulators.

  • Reporting Company The Company is a publicly-held company subject to reporting obligations pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "1934 Act") and has a class of common shares registered pursuant to Section 12(g) of the 1934 Act. Pursuant to the provisions of the 1934 Act, the Company has timely filed all reports and other materials required to be filed thereunder with the Commission during the preceding twelve months.

  • Procedure for reporting issues (a) If an Employee wishes to raise a health and safety issue in a workplace, that Employee must report it to the Health and Safety Representative or to the Employer’s Site Safety Supervisor or another management representative. (b) An Employee may take all steps that are necessary, including leaving the Employee’s part of the workplace, to report an issue. (c) If the Employer’s Site Safety Supervisor identifies a health and safety issue they must report it to the Health and Safety Representative.

  • Foreign Private Issuer The Company is a “foreign private issuer” within the meaning of Rule 405 under the Securities Act.