Common use of Reporting Obligation Clause in Contracts

Reporting Obligation. (a) The Company shall deliver to the Trustee, within 15 calendar days after the Company would have been required to file with the SEC, copies of its annual reports and of information, documents and other reports (or copies of such portions of any of the foregoing as the SEC may by rules and regulations prescribe) which the Company is required to file with the SEC pursuant to Section 13 or 15(d) of the Exchange Act; provided, however, that the Company shall not be required to deliver to the Trustee any material for which the Company has sought and received, or is at such time seeking, confidential treatment by the SEC. The Company shall also comply with the other provisions of Section 314(a) of the TIA. The Trustee shall transmit to Holders such reports concerning the Trustee and its actions under this Indenture as may be required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant thereto. If required by Section 313 (a) of the Trust Indenture Act, the Trustee shall, within 60 days after each May 15 following the Issue Date under this Indenture deliver to Holders a brief report, dated as of such May 15, which complies with the provisions of such Section 313(a). A copy of each such report shall, at the time of such transmission to Holders, be filed by the Trustee with each stock exchange, if any, upon which the Notes are listed, with the SEC and with the Company. The Company will promptly notify the Trustee in writing when the Notes are listed on any stock exchange and of any delisting thereof. (b) Delivery of reports, information and other documents under this ‎Section 4.07 to the Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder (as to which the Trustee is entitled to rely exclusively on Officers’ Certificates). The Trustee shall have no responsibility or liability for the filing, timeliness or content of any report required under this ‎Section 4.07 or any other reports, information and documents required under this Indenture (aside from any report that is expressly the responsibility of the Trustee, subject to the terms hereof).

Appears in 1 contract

Sources: Indenture (CME Media Enterprises B.V.)

Reporting Obligation. (a) The Company shall deliver to the Trustee, within 15 calendar days after the Company would have been required to file with the SEC, copies of its annual reports and of information, documents and other reports (or copies of such portions of any of the foregoing as the SEC may by rules and regulations prescribe) which the Company is required to file with the SEC pursuant to Section 13 or 15(d) of the Exchange Act; provided, however, that the Company shall not be required to deliver to the Trustee any material for which the Company has sought and received, or is at such time seeking, confidential treatment by the SEC. The Company shall also comply with the other provisions of Section 314(a) of the TIA. The Trustee shall transmit to Holders such reports concerning the Trustee and its actions under this Indenture as may be required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant thereto. If required by Section 313 (a) of the Trust Indenture Act, the Trustee shall, within 60 days after each May 15 following the Issue Closing Date under this Indenture deliver to Holders a brief report, dated as of such May 15, which complies with the provisions of such Section 313(a). A copy of each such report shall, at the time of such transmission to Holders, be filed by the Trustee with each stock exchange, if any, upon which the Notes are listed, with the SEC and with the Company. The Company will promptly notify the Trustee in writing when the Notes are listed on any stock exchange and of any delisting thereof. (b) Delivery of reports, information and other documents under this ‎Section Section 4.07 to the Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder (as to which the Trustee is entitled to rely exclusively on Officers’ Certificates). The Trustee shall have no responsibility or liability for the filing, timeliness or content of any report required under this ‎Section Section 4.07 or any other reports, information and documents required under this Indenture (aside from any report that is expressly the responsibility of the Trustee, subject to the terms hereof).

Appears in 1 contract

Sources: Senior Convertible Notes Indenture (CME Media Enterprises B.V.)

Reporting Obligation. (a) The Company shall deliver to the Trustee, within 15 calendar days after the Company would have been required to file with the SEC, copies of its annual reports and of information, documents and other reports (or copies of such portions of any of the foregoing as the SEC may by rules and regulations prescribe) which the Company is required to file with the SEC pursuant to Section 13 or 15(d) of the Exchange Act; provided, however, that the Company shall not be required to deliver to the Trustee any material for which the Company has sought and received, or is at such time seeking, confidential treatment by the SEC. The Company shall also comply with the other provisions of Section 314(a) of the TIA. The Trustee shall transmit to Holders such reports concerning the Trustee and its actions under this Indenture as may be required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant thereto. If required by Section 313 (a) of the Trust Indenture Act, the Trustee shall, within 60 days after each May 15 following the Issue Closing Date under this Indenture deliver to Holders a brief report, dated as of such May 15, which complies with the provisions of such Section 313(a). A copy of each such report shall, at the time of such transmission to Holders, be filed by the Trustee with each stock exchange, if any, upon which the Notes are listed, with the SEC and with the Company. The Company will promptly notify the Trustee in writing when the Notes are listed on any stock exchange and of any delisting thereof. (b) Delivery of reports, information and other documents under this ‎Section 4.07 to the Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder (as to which the Trustee is entitled to rely exclusively on Officers’ Certificates). The Trustee shall have no responsibility or liability for the filing, timeliness or content of any report required under this ‎Section 4.07 or any other reports, information and documents required under this Indenture (aside from any report that is expressly the responsibility of the Trustee, subject to the terms hereof).

Appears in 1 contract

Sources: Senior Convertible Notes Indenture (Central European Media Enterprises LTD)

Reporting Obligation. (a) The Company So long as any Note shall deliver remain unpaid or any Lender shall have any Commitment hereunder, the Borrower shall, unless the Majority Lenders shall otherwise consent in writing, furnish or cause to be furnished to the TrusteeAdministrative Agent in sufficient copies for each Lender, the following: (A) as soon as possible and in any event within 15 calendar ten days after the Company would have been required occurrence of each Event of Default or Unmatured Default with respect to file any Covered Person continuing on the date of such statement, a statement of the Chief Financial Officer, Treasurer or Assistant Treasurer of such Person setting forth details of such Event of Default or Unmatured Default and the action which such Person proposes to take with respect thereto; and (B) immediately after the Borrower becomes aware of a failure to comply with the SECconditions of Section 7.03(c) hereof, copies of its annual reports and of information, documents and other reports (or copies notice of such portions failure; (ii) (A) as soon as available and in any event within fifty (50) days after the end of any each of the foregoing as first three Fiscal Quarters of each Fiscal Year of each Covered Person: (1) a copy of such Covered Person's Quarterly Report on Form 10-Q submitted to the SEC may by rules Securities and regulations prescribe) which the Company is required Exchange Commission with respect to file with the SEC pursuant such quarter, or, if such Covered Person ceases to Section 13 or 15(d) of the Exchange Act; provided, however, that the Company shall not be required to deliver submit such report, a consolidated balance sheet of such Covered Person as of the end of such Fiscal Quarter and consolidated statements of income and retained earnings and of cash flows of such Covered Person for the period commencing at the end of the previous Fiscal Year and ending with the end of such Fiscal Quarter, all in reasonable detail and duly certified (subject to year-end audit adjustments) by the Chief Financial Officer, Treasurer, Assistant Treasurer or Comptroller of such Covered Person as having been prepared in accordance with generally accepted accounting principles consistent with those applied in the preparation of the financial statements referred to in Sections 6.01(f); and (2) with respect to the Trustee any material Borrower, an unconsolidated balance sheet of the Borrower as of the end of such Fiscal Quarter and unconsolidated statements of income and retained earnings and of cash flows of the Borrower for which the Company has sought period commencing at the end of the previous Fiscal Year and received, or is at such time seeking, confidential treatment by the SEC. The Company shall also comply ending with the other provisions end of Section 314(a) such Fiscal Quarter, all in reasonable detail and accompanied by a certificate of a duly authorized officer of the TIA. The Trustee shall transmit to Holders Borrower stating that such reports concerning the Trustee and its actions under this Indenture as may be required pursuant to the Trust Indenture Act at the times and financial statements were prepared in accordance with generally accepted accounting principles consistent with those applied in the manner provided pursuant thereto. If required by preparation of financial statements referred to in Section 313 6.01(f) and (ag) of the Trust Indenture Act, the Trustee shall, within 60 days after each May 15 following the Issue Date under this Indenture deliver to Holders a brief report, dated as of such May 15, which complies with the provisions of such Section 313(a). A copy of each such report shall, at the time of such transmission to Holders, be filed by the Trustee with each stock exchange, if any, upon which the Notes are listed, with the SEC and with the Company. The Company will promptly notify the Trustee in writing when the Notes are listed on any stock exchange and of any delisting thereof. (b) Delivery of reports, information and other documents under this ‎Section 4.07 to the Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder (as to which the Trustee is entitled to rely exclusively on Officers’ Certificates). The Trustee shall have no responsibility or liability for the filing, timeliness or content of any report required under this ‎Section 4.07 or any other reports, information and documents required under this Indenture (aside from any report that is expressly the responsibility of the Trustee, subject to the terms hereof).; and

Appears in 1 contract

Sources: Credit Agreement (Northeast Utilities System)