Reporting Responsibility. Any reporting responsibility of or with respect to an Acquired Fund, including, but not limited to, the responsibility for filing of regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (the "SEC"), any state securities commission, and any federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 6 contracts
Sources: Agreement and Plan of Reorganization (Principal Investors Fund Inc), Agreement and Plan of Reorganization (Principal Variable Contracts Fund Inc), Agreement and Plan of Reorganization (Wm Trust I)
Reporting Responsibility. Any reporting responsibility of or with respect to an the Acquired Fund, including, but not limited towithout limitation, the responsibility for filing of regulatory reports, tax returns, returns or other documents with the Securities and Exchange Commission (the "SEC")Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 4 contracts
Sources: Agreement and Plan of Reorganization (Financial Investors Trust), Agreement and Plan of Reorganization (Financial Investors Trust), Merger Agreement (Madison Covered Call & Equity Strategy Fund)
Reporting Responsibility. Any reporting responsibility of or with respect to an the Acquired Fund, including, but not limited to, including the responsibility for filing of regulatory reports, tax returns, or and other documents with the U.S. Securities and Exchange Commission (the "SEC"“Commission”), any state securities commission, and any federal, state or state, and local tax authorities or authorities, and any other relevant regulatory authority, is and shall remain the responsibility of the Acquired FundFund up to and including the date on which it is terminated.
Appears in 2 contracts
Sources: Agreement and Plan of Reorganization (Investment Managers Series Trust), Agreement and Plan of Reorganization (Investment Managers Series Trust)
Reporting Responsibility. Any reporting responsibility of or with respect to an Acquired Fund, including, but not limited towithout limitation, the responsibility for filing of regulatory reports, tax returns, returns or other documents with the Securities and Exchange Commission (the "SEC")Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 1 contract
Sources: Agreement and Plan of Reorganization and Termination (Elevation Series Trust)
Reporting Responsibility. Any reporting responsibility of or with respect to an the Acquired Fund, including, but not limited towithout limitation, the responsibility for filing of regulatory reports, tax returns, returns or other documents with the Securities and Exchange Commission (the "SECCommission"), any state securities commission, and any federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund, or the Corporation on behalf of the Acquired Fund.
Appears in 1 contract
Sources: Agreement and Plan of Reorganization (Sunamerica Equity Funds)