Reports by the Trustee. (1) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act. (2) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act. (3) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 35 contracts
Sources: Indenture (Candel Therapeutics, Inc.), Indenture (Serina Therapeutics, Inc.), Indenture (Serina Therapeutics, Inc.)
Reports by the Trustee. (1a) The Trustee shall transmit to Securityholders such reports concerning the Trustee and its actions under this Indenture as may be required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant thereto. If required by Section 313(a) of the Trust Indenture Act, the TrusteeTrustee shall, within sixty (60) 60 days after each May 1, shall transmit by mail, first class postage prepaid, 15 following the date of this Indenture deliver to the Securityholders, as their names and addresses appear upon the Security Register, Securityholders a brief report report, dated as of such May 115, which complies with the provisions of such Section 313(a) of the Trust Indenture Act).
(2) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3b) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Companyeach stock exchange, with each securities exchange if any, upon which any the Securities are listed (if so listed) and also , with the Commission, if required by applicable law, and with the Company. The Company agrees to will promptly notify the Trustee when any the Debt Securities become are listed on any securities stock exchange.
Appears in 8 contracts
Sources: Indenture (Union Planters Corp), Indenture (Marshall & Ilsley Corp/Wi/), Indenture (Mercantile Capital Trust I)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 115, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 115, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Securities and Exchange Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 6 contracts
Sources: Indenture (Trius Therapeutics Inc), Indenture (Trius Therapeutics Inc), Indenture (Senomyx Inc)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, send to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 6 contracts
Sources: Indenture (Zura Bio LTD), Indenture (Oculis Holding AG), Indenture (VectivBio Holding AG)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) 60 days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section Sections 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 6 contracts
Sources: Indenture (FreightCar America, Inc.), Indenture (FreightCar America, Inc.), Indenture (FreightCar America, Inc.)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May July 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May July 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Securities and Exchange Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 4 contracts
Sources: Indenture (Pike Corp), Indenture (Pike Corp), Indenture (Pike Equipment & Supply Company, LLC)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May August 1, commencing August 1, 2012, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May August 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 2 contracts
Sources: Indenture (Chart Industries Inc), Indenture (Chart Industries Inc)
Reports by the Trustee. (1a) If required by Section 313(a) Within 60 days after May 1 of each year in which any of the Trust Indenture ActDebt Securities are Outstanding, the Trustee, within sixty (60) days after each May 1, Trustee shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such the preceding May 115, which complies with if and to the extent required under Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section Sections 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities stock exchange upon which any Debt Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Debt Securities become listed on any securities stock exchange.
Appears in 2 contracts
Sources: Indenture Agreement (Telephone & Data Systems Inc), Indenture (Telephone & Data Systems Inc)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) 60 days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 2 contracts
Sources: Indenture (Bellicum Pharmaceuticals, Inc), Indenture (Bellicum Pharmaceuticals, Inc)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) 60 days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Securities and Exchange Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 2 contracts
Sources: Indenture (Spectrum Pharmaceuticals Inc), Subordinated Debt Securities Indenture (Spectrum Pharmaceuticals Inc)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.upon
Appears in 1 contract
Reports by the Trustee. (1a) If required by Section 313(a) Within 60 days after April 15 of each year commencing with the Trust Indenture Actyear 2001, the Trustee, within sixty (60) days after each May 1, Trustee shall transmit by mail, first class postage prepaid, mail to the Securityholders, as their names and addresses appear upon the Security Registerall Holders of Securities, a brief report dated as of such May 1, which complies with date if and to the extent required under Section 313(a) of the Trust Indenture ActAct .
(2b) The Trustee shall comply with Section Sections 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report described in Section 3.5(a) or referred to in Section 3.5(b) shall, at the time of such its transmission to SecurityholdersHolders, be filed by the Trustee with each securities exchange, if any, upon which the CompanySecurities are then listed, with each the Commission and also with the Issuer. The Issuer shall promptly notify the Trustee of any securities exchange upon which any the Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 1 contract
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.. DB1/ 117518244.2
Appears in 1 contract
Sources: Indenture (Aptevo Therapeutics Inc.)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) 60 days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section Sections 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to shall notify the Trustee when promptly after any Securities become listed on any securities exchange.
Appears in 1 contract
Sources: Indenture (ICO Global Communications (Holdings) LTD)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.. 126534485 v2
Appears in 1 contract
Sources: Indenture (Flex Pharma, Inc.)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) 60 days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2) . The Trustee shall comply with Section Sections 313(b) and 313(c) of the Trust Indenture Act.
(3b) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to shall notify the Trustee when promptly after any Securities become listed on any securities exchange.
Appears in 1 contract
Sources: Indenture (ICO Global Communications (Holdings) LTD)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.and Exchange 20
Appears in 1 contract
Sources: Indenture (Phoenix Technologies LTD)
Reports by the Trustee. β
(1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 1 contract
Sources: Indenture (Aytu Biopharma, Inc)
Reports by the Trustee. (1a) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2) . The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3b) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Securities and Exchange Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 1 contract
Sources: Indenture (Avigen Inc \De)
Reports by the Trustee. (1) If required by Section 313(a) of the Trust Indenture Act, the Trustee, within sixty (60) days after each May 1, shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such May 1, which complies with Section 313(a) of the Trust Indenture Act.
(2) . The Trustee shall comply with Section 313(b) and 313(c) of the Trust Indenture Act.
(3) . A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities exchange upon which any Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Securities become listed on any securities exchange.
Appears in 1 contract
Sources: Indenture (S&W Seed Co)
Reports by the Trustee. (1a) If required by Section 313(a) Within 60 days after May 15 of each year in which any of the Trust Indenture ActDebt Securities are Outstanding, the Trustee, within sixty (60) days after each May 1, Trustee shall transmit by mail, first class postage prepaid, to the Securityholders, as their names and addresses appear upon the Security Register, a brief report dated as of such the preceding May 115, which complies with if and to the extent required under Section 313(a) of the Trust Indenture Act.
(2b) The Trustee shall comply with Section Sections 313(b) and 313(c) of the Trust Indenture Act.
(3c) A copy of each such report shall, at the time of such transmission to Securityholders, be filed by the Trustee with the Company, with each securities stock exchange upon which any Debt Securities are listed (if so listed) and also with the Commission. The Company agrees to notify the Trustee when any Debt Securities become listed on any securities stock exchange.
Appears in 1 contract