Common use of Representation of the Underwriters Clause in Contracts

Representation of the Underwriters. Each of the Underwriters ---------------------------------- represents and warrants to, and agrees with, the Bank that (w) it has only issued or passed on and shall only issue or pass on in the United Kingdom any document received by it in connection with the issue of the Certificates to a person who is of a kind described in Article 11(3) of the Financial Services ▇▇▇ ▇▇▇▇ (Investment Advertisements) (Exemptions) Order 1996 (as amended) or who is a person to whom the document may otherwise lawfully be issued or passed on, (x) it has complied and shall comply with all applicable provisions of the Financial Services ▇▇▇ ▇▇▇▇ and other applicable laws and regulations with respect to anything done by it in relation to the Certificates in, from or otherwise involving the United Kingdom and (y) if that Underwriter is an authorized person under the Financial Services ▇▇▇ ▇▇▇▇, it has only promoted and shall only promote (as that term is defined in Regulation 1.02 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991) to any person in the United Kingdom the scheme described in the Prospectus if that person is of a kind described either in Section 76(2) of the Financial Services ▇▇▇ ▇▇▇▇ or in Regulation 1.04 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991.

Appears in 6 contracts

Sources: Underwriting Agreement (First Usa Credit Card Master Trust), Underwriting Agreement (First Usa Credit Card Master Trust), Underwriting Agreement (First Usa Bank National Association)

Representation of the Underwriters. Each of the ---------------------------------- Underwriters ---------------------------------- represents and warrants to, and agrees with, the Bank that (w) it has only issued or passed on and shall only issue or pass on in the United Kingdom any document received by it in connection with the issue of the Certificates to a person who is of a kind described in Article 11(3) of the Financial Services ▇▇▇ ▇▇▇▇ (Investment Advertisements) (Exemptions) Order 1996 (as amended) or who is a person to whom the document may otherwise lawfully be issued or passed on, (x) it has complied and shall comply with all applicable provisions of the Financial Services ▇▇▇ ▇▇▇▇ and other applicable laws and regulations with respect to anything done by it in relation to the Certificates in, from or otherwise involving the United Kingdom and (y) if that Underwriter is an authorized person under the Financial Services ▇▇▇ ▇▇▇▇, it has only promoted and shall only promote (as that term is defined in Regulation 1.02 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991) to any person in the United Kingdom the scheme described in the Prospectus if that person is of a kind described either in Section 76(2) of the Financial Services ▇▇▇ ▇▇▇▇ or in Regulation 1.04 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991.

Appears in 3 contracts

Sources: Underwriting Agreement (First Usa Credit Card Master Trust), Underwriting Agreement (First Usa Bank National Association), Underwriting Agreement (First Usa Credit Card Master Trust)

Representation of the Underwriters. Each of the Underwriters ---------------------------------- represents and warrants to, and agrees with, the Bank Transferor that (w) it has only issued or passed on and shall only issue or pass on in the United Kingdom any document received by it in connection with the issue of the Certificates to a person who is of a kind described in Article 11(3) of the Financial Services ▇▇▇ ▇▇▇▇ (Investment Advertisements) (Exemptions) Order 1996 (as amended) or who is a person to whom the document may otherwise lawfully be issued or passed on, (x) it has complied and shall comply with all applicable provisions of the Financial Services ▇▇▇ ▇▇▇▇ and other applicable laws and regulations with respect to anything done by it in relation to the Certificates in, from or otherwise involving the United Kingdom and (y) if that Underwriter is an authorized person under the Financial Services ▇▇▇ ▇▇▇▇, it has only promoted and shall only promote (as that term is defined in Regulation 1.02 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991) to any person in the United Kingdom the scheme described in the Prospectus if that person is of a kind described either in Section 76(2) of the Financial Services ▇▇▇ ▇▇▇▇ or in Regulation 1.04 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991.

Appears in 2 contracts

Sources: Underwriting Agreement (Saks Credit Corp), Underwriting Agreement (Proffitts Credit Corp)

Representation of the Underwriters. Each of the Underwriters ---------------------------------- represents and warrants to, and agrees with, the Bank that (w) it has only issued or passed on and shall only issue or pass on in the United Kingdom any document received by it in connection with the issue of the Certificates to a person who is of a kind described in Article 11(3) of the Financial Services ▇▇▇ ▇▇▇▇ (Investment Advertisements) (ExemptionsAdvertisements)(Exemptions) Order 1996 (as amended) or who is a person to whom the document may otherwise lawfully be issued or passed on, (x) it has complied and shall comply with all applicable provisions of the Financial Services ▇▇▇ ▇▇▇▇ and other applicable laws and regulations of Great Britain with respect to anything done by it in relation to the Certificates in, from or otherwise involving the United Kingdom and (y) if that Underwriter is an authorized person under the Financial Services ▇▇▇ ▇▇▇▇, it has only promoted and shall only promote (as that term is defined in Regulation 1.02 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991) to any person in the United Kingdom the scheme described in the Prospectus if that person is of a kind described either in Section 76(2) of the Financial Services ▇▇▇ ▇▇▇▇ or in Regulation 1.04 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991.

Appears in 1 contract

Sources: Underwriting Agreement (First Usa Inc)

Representation of the Underwriters. Each of the Underwriters ---------------------------------- represents and warrants to, and agrees with, the Bank that (w) it has only issued or passed on and shall only issue or pass on in the United Kingdom any document received by it in connection with the issue of the Certificates to a person who is of a kind described in Article 11(3) of the Financial Services ▇▇▇ ▇▇▇▇ (Investment Advertisements) (Exemptions) Order 1996 (as amended) or who is a person to whom the document may otherwise lawfully be issued or passed on, (x) it has complied and shall comply with all applicable provisions of the Financial Services ▇▇▇ ▇▇▇▇ and other applicable laws and regulations with respect to anything done by it in relation to the Certificates in, from or otherwise involving the United Kingdom and (y) if that Underwriter is an authorized person under the Financial Services ▇▇▇ ▇▇▇▇, it has only promoted and shall only promote (as that term is defined in Regulation 1.02 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991) to any person in the United Kingdom the scheme described in the Prospectus if that person is of a kind described either in Section 76(2) of the Financial Services ▇▇▇ ▇▇▇▇ or in Regulation 1.04 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991.

Appears in 1 contract

Sources: Underwriting Agreement (First Usa Credit Card Master Trust)

Representation of the Underwriters. Each of the Underwriters ---------------------------------- represents and warrants to, and agrees with, the Bank that (w) it has only issued or passed on and shall only issue or pass on in the United Kingdom any document received by it in connection with the issue of the Certificates to a person who is of a kind described in Article 11(3) of the Financial Services ▇▇▇ Act ▇▇▇▇ (Investment ▇▇vestment Advertisements) (Exemptions) Order 1996 (as amended) or who is a person to whom the document may otherwise lawfully be issued or passed on, (x) it has complied and shall comply with all applicable provisions of the Financial Services Act ▇▇▇▇ ▇▇and other applicable laws and regulations with respect to anything done by it in relation to the Certificates in, from or otherwise involving the United Kingdom and (y) if that Underwriter is an authorized person under the Financial Services ▇▇▇ Act ▇▇▇▇, it ▇▇ has only promoted and shall only promote (as that term is defined in Regulation 1.02 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991) to any person in the United Kingdom the scheme described in the Prospectus if that person is of a kind described either in Section 76(2) of the Financial Services Act ▇▇▇▇ ▇▇▇or in Regulation 1.04 of the Financial Services (Promotion of Unregulated Schemes) Regulations 1991.

Appears in 1 contract

Sources: Underwriting Agreement (First Usa Credit Card Master Trust)