REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12 Section 4.2 Power; Authorization; Enforceable Obligations 12 Section 4.3 No Legal Bar 12 Section 4.4 No Material Litigation 12 Section 4.5 No Default 12 Section 4.6 Use of Proceeds 12 ARTICLE V COVENANTS 13 Section 5.1 Delivery of Financial Information 13 Section 5.2 Notice of Default 13 Section 5.3 Conduct of Business and Maintenance of Existence, etc 13 ARTICLE VI EVENTS OF DEFAULT 13 Section 6.1 Events of Default 13 ARTICLE VII MISCELLANEOUS 15 Section 7.1 Notices. 16 Section 7.2 Waiver; Amendment 16 Section 7.3 Expenses; Indemnification 16 Section 7.4 Successors and Assigns 17 Section 7.5 Governing Law 18 Section 7.6 Counterparts; Integration 18 Section 7.7 Survival 18 Section 7.8 Severability 18 Section 7.9 VENUE; WAIVER OF JURY TRIAL 18 Section 7.10 No Waivers; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Section 8.1 Appointment and Authorization of Agent 19 Section 8.2 Delegation of Duties 20 Section 8.3 Liability of Agent 20 Section 8.4 Reliance by Agent 20 Section 8.5 Notice of Default or Event of Default 21 Section 8.6 Credit Decision 21 Section 8.7 Costs and Expenses; Indemnification 22 Section 8.8 Agent in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO. 26 Section 8.12 Collateral Matters 26
Appears in 1 contract
Sources: Secured Revolving Credit Agreement (AFC Gamma, Inc.)
REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 3.01. Representations and Warranties of the Company 12 Section 4.3 No Legal Bar 12 3.02. Representations and Warranties of the Purchaser 19 ARTICLE IV ADDITIONAL AGREEMENTS 22 Section 4.4 No Material Litigation 12 4.01. Taking of Necessary Action 22 Section 4.5 No Default 12 4.02. Restricted Period; Non-Conversion 22 Section 4.6 Use 4.03. Standstill 24 Section 4.04. Securities Laws 28 Section 4.05. Lost, Stolen, Destroyed or Mutilated Securities 28 Section 4.06. Antitrust Approval 28 Section 4.07. Board Nomination 29 Section 4.08. VCOC Letter 32 Section 4.09. Financing Cooperation 32 Section 4.10. Certain Tax Matters 33 Section 4.11. Section 16 Matters 33 Section 4.12. D&O Indemnification / Insurance Priority Matters 34 Section 4.13. Conversion Price Matters 34 Section 4.14. Transfers of Proceeds 12 SLP Global Securities 35 Section 4.15. Par Value 35 Section 4.16. Participation Rights 35 Section 4.17. Transfer Restrictions 37 Section 4.18. Voting 37 Section 4.19. U.S. Person 37 Section 4.20. Right to Reimbursement for Certain Expenses 37 ARTICLE V COVENANTS 13 REGISTRATION RIGHTS 38 Section 5.1 Delivery 5.01. Registration Statement 38 Section 5.02. Registration Limitations and Obligations 39 Section 5.03. Registration Procedures 41 Section 5.04. Expenses 45 Section 5.05. Registration Indemnification 45 Section 5.06. Facilitation of Financial Information 13 Section 5.2 Notice of Default 13 Section 5.3 Conduct of Business and Maintenance of Existence, etc 13 Sales Pursuant to Rule 144 48 ARTICLE VI EVENTS OF DEFAULT 13 MISCELLANEOUS 48 Section 6.1 Events 6.01. Survival of Default 13 ARTICLE VII MISCELLANEOUS 15 Representations and Warranties 48 Section 7.1 Notices6.02. 16 Notices 48 Section 7.2 Waiver6.03. Entire Agreement; Third Party Beneficiaries; Amendment 16 50 Section 7.3 Expenses; Indemnification 16 6.04. Counterparts 50 Section 7.4 6.05. Public Announcements 50 Section 6.06. Expenses 50 Section 6.07. Successors and Assigns 17 50 Section 7.5 6.08. Governing Law 18 Law; Jurisdiction; Waiver of Jury Trial 51 Section 7.6 Counterparts; Integration 18 6.09. Severability 52 Section 7.7 Survival 18 6.10. Specific Performance 52 Section 7.8 Severability 18 6.11. Headings 52 Section 7.9 VENUE; WAIVER OF JURY TRIAL 18 6.12. Non-Recourse 53 Section 7.10 No Waivers; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 6.13. Termination 53 Exhibit A: Form of Indenture Exhibit B: Form of Joinder Exhibit C: Form of Issuer Agreement Annex A: Plan of Distribution INVESTMENT AGREEMENT This INVESTMENT AGREEMENT (this “Agreement”), dated as of February 3, 2016, is by and among Symantec Corporation, a Delaware corporation (together with any successor or assign pursuant to Section 8.1 Appointment 6.07, the “Company”), and Authorization of Agent 19 Silver Lake Partners IV Cayman (AIV II), L.P., a Cayman Islands exempted limited partnership (together with its successors and any Affiliate that becomes a Purchaser party hereto in accordance with Section 8.2 Delegation of Duties 20 4.02 and Section 8.3 Liability of Agent 20 Section 8.4 Reliance by Agent 20 Section 8.5 Notice of Default or Event of Default 21 Section 8.6 Credit Decision 21 Section 8.7 Costs and Expenses; Indemnification 22 Section 8.8 Agent 6.07, the “Purchaser”). Capitalized terms not otherwise defined where used shall have the meanings ascribed thereto in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO. 26 Section 8.12 Collateral Matters 26Article I.
Appears in 1 contract
Sources: Investment Agreement
REPRESENTATIONS AND WARRANTIES 12. Section 3.1 Representations and Warranties of the Owner 12 Section 3.2 Representations and Warranties of the Contractor 13 Section 4.1 Corporate Existence; Scope of Services 15 Section 4.2 Extra Services 16 Section 4.3 Change in Services 17 Section 4.4 Reduction of Extension of Services 17 Section 4.5 Reduction in Scope of Services 18 Section 4.6 Project Schedule and Timing of Services 18 ARTICLE V CONTRACTOR’S PERFORMANCE OF SERVICES 18 Section 5.1 Obligations of the Contractor 18 Section 5.2 Information 21 Section 5.3 Hazardous Materials 22 Section 5.4 Owner Corrective Action 22 Section 5.5 Conditions for Subcontract of Services 22 Section 5.6 Compliance with Contract Standards 23 Section 5.7 Compliance with Applicable Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 12 Section 4.3 No Legal Bar 12 Section 4.4 No Material Litigation 12 Section 4.5 No Default 12 Section 4.6 Use of Proceeds 12 ARTICLE V COVENANTS 13 Section 5.1 Delivery of Financial Information 13 Section 5.2 Notice of Default 13 Section 5.3 Conduct of Business and Maintenance of Existence, etc 13 23 ARTICLE VI EVENTS OWNER’S OBLIGATIONS FOR THE PERFORMANCE OF DEFAULT 13 CONTRACTOR’S SERVICES 24 Section 6.1 Designated Personnel 24 Section 6.2 Determination of Extra Services 24 Section 6.3 Publications and Data 24 Section 6.4 Owner’s Design and Construction Professionals 25 Section 6.5 Finder’s Fees 25 Section 6.6 Access, Inspection And Visitation 25 Section 6.7 Progress Payments 25 Section 6.8 Final Payment 25 ARTICLE VII COMPENSATION 25 Section 7.1 Compensation 25 Section 7.2 Withholding of Payment 28 Section 7.4 Fee Adjustment 29 Section 7.5 Conversion to Federal Aid 29 Section 7.6 State of Connecticut Taxes 29 Section 7.7 Covenant Against Contingency Fees 29 ARTICLE VIII BREACH, DEFAULT, TERMINATION FOR CAUSE AND FORUM FOR DISPUTE RESOLUTION 30 Section 8.1 Remedies for Breach 30 Section 8.2 Events of Default 13 ARTICLE VII MISCELLANEOUS 15 Section 7.1 Notices. 16 Section 7.2 Waiver; Amendment 16 Section 7.3 Expenses; Indemnification 16 Section 7.4 Successors and Assigns 17 Section 7.5 Governing Law 18 Section 7.6 Counterparts; Integration 18 Section 7.7 Survival 18 Section 7.8 Severability 18 Section 7.9 VENUE; WAIVER OF JURY TRIAL 18 Section 7.10 No Waivers; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Section 8.1 Appointment and Authorization of Agent 19 Section 8.2 Delegation of Duties 20 by the Contractor 30 Section 8.3 Liability Events of Agent 20 Default by the Owner 31 Section 8.4 Reliance by Agent 20 Procedure for Termination for Cause 31 Section 8.5 Notice Certain Obligations of Default or Event of Default 21 the Contractor Upon Termination 32 Section 8.6 Credit Decision 21 No Waivers 33 Section 8.7 Costs Applicable Law, Forum for Dispute Resolution and Expenses; Indemnification 22 Waiver of Jury Trial 33 Section 8.8 Agent in Individual Capacity 22 Limitation on Liability 33 ARTICLE IX TERM AND SURVIVAL OF CERTAIN PROVISIONS 33 Section 8.9 Successor Agent 22 9.1 Term of Agreement 33 Section 8.10 Lender in Individual Capacity 23 9.2 Survival 34 ARTICLE X GENERAL 34 Section 8.11 Withholding Taxes. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND 10.1 Ownership and Sources of Payment of Compensation 34 Section 10.2 Prevailing Wages 34 Section 10.3 Uncontrollable Circumstances Generally 34 Section 10.4 Indemnification 35 Section 10.5 Setoff 36 Section 10.6 Contractor Insurance 36 Section 10.7 Intellectual Property Rights 36 Section 10.8 Relationship of the Parties 37 Section 10.9 Third Parties 37 Section 10.10 Repair of Owner and Private Property 37 Section 10.11 Owner Approval of Subcontractors 38 Section 10.12 Non-Discrimination 38 Section 10.13 Whistleblower Protection 39 Section 10.14 Campaign Contribution And Solicitation Prohibitions 39 Section 10.15 Affidavit of Third Party Fees 39 Section 10.16 Affidavit Concerning Nondiscrimination 39 Section 10.17 Affidavit Concerning Consulting Fees 40 Section 10.18 Contractor’s Certification Concerning Gifts 40 Section 10.19 Executive Director’s Certification Concerning Gifts 40 Section 10.20 Assignment and Transfer 40 Section 10.21 Binding Effect 40 Section 10.22 Amendments; Waiver 40 Section 10.23 Notices 40 Section 10.24 Further Assurances 41 Section 10.25 Arbitration 41 Section 10.26 Non-Binding Mediation; Jurisdiction and Venue; Waiver of Trial by Jury 42 Section 10.27 Confidentiality 42 Section 10.28 Recourse under This Agreement 42 SCHEDULE A -- Scope of Services to be performed SCHEDULE B -- Payment for Extra Services SCHEDULE C -- Subcontractors SCHEDULE D -- Contractor Insurance EXHIBIT A -- Contractor’s Designated Personnel EXHIBIT B -- Preliminary Development Schedule EXHIBIT C -- SEEC Form 10 EXHIBIT D -- Affidavit Concerning Third Party Fees EXHIBIT E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO. 26 Section 8.12 Collateral Matters 26-- Affidavit Concerning Non-discrimination EXHIBIT F -- Affidavit Concerning Consulting Fees EXHIBIT G -- Contractor’s Certification Concerning Gifts EXHIBIT H -- Executive Director’s Certification Concerning Gifts
Appears in 1 contract
Sources: Professional Services
REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 5.1 Representations and Warranties of the Company and EFIH 12 Section 4.3 No Legal Bar 12 5.2 Representations and Warranties of the Purchasers 35 Section 4.4 No Material Litigation 12 6.1 Interim Operations 40 Section 4.5 No Default 12 6.2 Alternative Proposals 44 Section 4.6 Use 6.3 Filings; Other Actions; Notification 46 Section 6.4 Access and Reports 51 Section 6.5 Publicity 52 Section 6.6 Employee Benefits 52 Section 6.7 WARN Act 54 Section 6.8 Expenses 54 Section 6.9 Indemnification; Directors’ and Officers’ Insurance 54 Section 6.10 Resignation of Proceeds 12 ARTICLE V COVENANTS 13 Directors and Officers 57 Section 5.1 Delivery of Financial Information 13 6.11 Takeover Statutes 57 Section 5.2 6.12 Notice of Default 13 Current Events 57 Section 5.3 Conduct 6.13 Bankruptcy Court Matters 57 Section 6.14 Parent and OV2 Waiver 58 Section 6.15 Tax-Free Reorganization Treatment 59 Section 6.16 Issuance of Business Equity and Maintenance Repayment of Existence, etc 13 ARTICLE VI EVENTS OF DEFAULT 13 Indebtedness 59 Section 6.1 Events 6.17 Debt Financing 59 Section 6.18 Tax Matters 65 Section 6.19 IPO Conversion Plan; Oncor Restructuring 66 Section 6.20 Drag-Along Rights 67 Section 6.21 Transition Services Agreement 67 Section 6.22 Enforcement of Default 13 ARTICLE VII MISCELLANEOUS 15 Certain Investor Rights 68 Section 6.23 Oncor Actions 71 Section 6.24 Purchaser Liabilities 71 Section 6.25 Transaction Expenses 71 Section 6.26 Rejection of Certain Contracts 73 Section 7.1 Notices. 16 Conditions to All Parties’ Obligations 73 Section 7.2 Waiver; Amendment 16 Conditions to Obligations of the Purchasers 75 Section 7.3 Expenses; Indemnification 16 Conditions to Obligations of the Company and EFIH 77 Section 7.4 Successors 8.1 Termination by Mutual Consent 79 Section 8.2 Termination by Either Parent or the Company/EFIH 79 Section 8.3 Termination by the Company and/or EFIH 79 Section 8.4 Termination by Parent 81 Section 8.5 Effect of Termination and Assigns 17 Abandonment 82 Section 7.5 Governing Law 18 9.1 Survival 83 Section 7.6 Counterparts; Integration 18 9.2 Modification or Amendment 83 Section 7.7 Survival 18 9.3 Waiver of Conditions 83 Section 7.8 Severability 18 9.4 Counterparts 83 Section 7.9 9.5 GOVERNING LAW AND VENUE; WAIVER OF JURY TRIAL 18 84 Section 7.10 9.6 Notices 85 Section 9.7 Entire Agreement 87 Section 9.8 No WaiversThird Party Beneficiaries 88 Section 9.9 Specific Performance 88 Section 9.10 Transfer Taxes 89 Section 9.11 Definitions 89 Section 9.12 Severability 90 Section 9.13 Interpretation; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Construction 90 Section 8.1 Appointment 9.14 Assignment 91 Section 9.15 Financing Sources Arrangements 91 Exhibit A Plan of Reorganization Exhibit B IPO Conversion Plan Exhibit C Form of Offer Exhibit D Plan Support Agreement Exhibit E Equity Commitment Parties Exhibit F Key Regulatory Terms Exhibit G Amended and Authorization Restated Split Participant Agreement Exhibit H Private Letter Ruling Exhibit I Form of Agent 19 Section 8.2 Delegation of Duties 20 Section 8.3 Liability of Agent 20 Section 8.4 Reliance by Agent 20 Section 8.5 Notice of Default or Event of Default 21 Section 8.6 Credit Decision 21 Section 8.7 Costs and Expenses; Indemnification 22 Section 8.8 Agent in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO. 26 Section 8.12 Collateral Tax Matters 26Agreement Schedule 6.4 Requests for Information Annex 1 Backstop Purchasers
Appears in 1 contract
Sources: Purchase Agreement (Energy Future Competitive Holdings Co LLC)
REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 4.01. Representations and Warranties of Purchaser 12 Section 4.3 No Legal Bar 12 4.02. Representations and Warranties of Sellers 13 Section 4.4 No Material Litigation 12 4.03. Additional Representations and Warranties of ▇▇▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇ Section 4.5 No Default 12 5.01. Confidentiality 16 Section 4.6 5.02. Further Assurances 17 Section 5.03. Operation of Business of Company Prior to Closing 17 Section 5.04. Non-Compete 17 Section 5.05. Use of Proceeds 12 ARTICLE V COVENANTS 13 Company Name 17 Section 5.1 Delivery of Financial Information 13 Section 5.2 Notice of Default 13 Section 5.3 Conduct of Business 5.06. Director and Maintenance of Existence, etc 13 Officer Indemnification 18 ARTICLE VI EVENTS PURPOSE OF DEFAULT 13 THE ACQUISITION OF THE SHARES 18 Section 6.1 Events 6.01. Purpose of Default 13 the Purchase of Shares 18 ARTICLE VII INDEMNIFICATION 18 Section 7.01. Survival 18 Section 7.02. Indemnification by the Seller and the Seller's Guarantors 18 Section 7.03. Indemnification by the Purchaser 18 ARTICLE VIII MISCELLANEOUS 15 19 Section 7.1 Notices8.01. 16 Release of Claims 19 Section 7.2 Waiver8.02. Governing Law 19 Section 8.03. Jurisdiction; Amendment 16 Waiver of Jury Trial 19 Section 7.3 Expenses; Indemnification 16 Section 7.4 8.04. Successors and Assigns 17 19 Section 7.5 Governing Law 18 8.05. No Third Party Beneficiaries 20 Section 7.6 Counterparts; Integration 18 8.06. Entire Agreement 20 Section 7.7 Survival 18 8.07. Notices, etc 20 Section 7.8 Severability 18 Section 7.9 VENUE; WAIVER OF JURY TRIAL 18 Section 7.10 No 8.08. Amendments and Waivers; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Section 8.1 Appointment Delays and Authorization of Agent 19 Section 8.2 Delegation of Duties Omissions 20 Section 8.3 Liability of Agent 8.09. Expenses and Taxes 20 Section 8.4 Reliance by Agent 8.10. Severability 20 Section 8.5 Notice of Default or Event of Default 8.11. Language 20 Section 8.12. Entire Agreement 21 Section 8.6 Credit Decision 8.13. Counterparts 21 Section 8.7 Costs Exhibit A Description of Concession Rights Exhibit B Description of Sellers' Shares and ExpensesAllocation of Purchase Price Exhibit C Wire Instructions Exhibit D Form of Guarantee Exhibit E Form of Arbitration Resolution Documents Exhibit F Form of IB Mutual Warranties Exhibit G Form of Certificate of Sellers' Representations and Warranties Exhibit H Form of Certificate of Purchaser's Representations and Warranties Exhibit I-1 Form of Certificate of Secretary of Gulfstream Exhibit I-2 Form of Certificate of Secretary of Guarantor Exhibit J Form of Certificate of Secretary of Purchaser Exhibit K Form of Certificate of Satisfaction of Conditions Precedent to Purchaser's Obligations Exhibit L Form of Certificate of Satisfaction of Conditions Precedent to Sellers' Obligations Exhibit M Addresses for Notices Exhibit N Form of Assignment of Intercompany Debt Exhibit O Financial Statements Exhibit P Seller Share Transfer Forms THIS SHARE PURCHASE AGREEMENT (this "Agreement"), dated as of August 16, 2013 (the "Execution Date"), is entered into by and among GULFSTREAM CAPITAL PARTNERS LTD., a company duly incorporated and existing under the laws of the Republic of Seychelles, whose domicile is located at 1st Floor, #5 ▇▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇▇▇▇▇ of Seychelles ("Gulfstream"); Indemnification 22 Section 8.8 Agent in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, an individual whose domicile is located at ▇▇ ▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇ ("▇▇▇▇▇▇▇"), and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, an individual whose domicile is located at ▇▇. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO▇▇▇▇▇ ▇, ▇▇▇. 26 Section 8.12 Collateral Matters 26102. Monterrico Chico, Surco, Lima, Peru ("Samanez" and together with Gulfstream and ▇▇▇▇▇▇▇, collectively, the "Sellers"); FIRST GLOBAL PROJECTS MANAGEMENT INC., a company duly incorporated and existing under the laws of British Virgin Islands, whose domicile is located at ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇.▇. ▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇ ("▇▇▇▇▇▇▇▇▇"); and, solely for the purposes of Sections 5.04 and 5.05 of this Agreement, VelaTel Global Communications, Inc., a US (Nevada) corporation ("Guarantor").
Appears in 1 contract
Sources: Share Purchase Agreement (VelaTel Global Communications, Inc.)
REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 3.01. Representations and Warranties of the Company and the Guarantor 12 Section 4.3 No Legal Bar 12 3.02. Representations and Warranties of Each Investor 23 ADDITIONAL AGREEMENTS 26 Section 4.4 No Material Litigation 12 4.01. Taking of Necessary Action 26 Section 4.5 No Default 12 4.02. Securities Laws 26 Section 4.6 Use 4.03. Antitrust Approval 26 Section 4.04. Conversion Price Matters 27 Section 4.05. Nasdaq Approval 27 Section 4.06. DTC Eligibility 27 Section 4.07. Authorized and Reserved Company Common Stock 27 Section 4.08. Agreement to Amend Existing Indenture 27 Section 4.09. Indemnifications. 28 Section 4.10. Certain Tax Matters 29 REGISTRATION RIGHTS 30 Section 5.01. New Notes 30 Section 5.02. Registration Statement 30 Section 5.03. Registration Limitations and Obligations 31 Section 5.04. Registration Procedures 33 Section 5.05. Expenses 37 Section 5.06. Registration Indemnification 37 Section 5.07. Facilitation of Proceeds 12 ARTICLE V COVENANTS 13 Sales Pursuant to Rule 144 39 MISCELLANEOUS 40 Section 5.1 Delivery 6.01. Survival of Financial Information 13 Representations and Warranties 40 Section 5.2 Notice of Default 13 6.02. Notices 40 Section 5.3 Conduct of Business and Maintenance of Existence, etc 13 ARTICLE VI EVENTS OF DEFAULT 13 Section 6.1 Events of Default 13 ARTICLE VII MISCELLANEOUS 15 Section 7.1 Notices6.03. 16 Section 7.2 WaiverEntire Agreement; Third Party Beneficiaries; Amendment 16 41 Section 7.3 Expenses; Indemnification 16 6.04. Counterparts 41 Section 7.4 6.05. Public Announcements 41 Section 6.06. [Reserved.] 42 Section 6.07. Successors and Assigns 17 42 Section 7.5 6.08. Governing Law 18 Law; Jurisdiction; Waiver of Jury Trial 42 Section 7.6 Counterparts; Integration 18 6.09. Severability 43 Section 7.7 Survival 18 6.10. Specific Performance 43 Section 7.8 Severability 18 6.11. Headings 44 Section 7.9 VENUE; WAIVER OF JURY TRIAL 18 6.12. Non-Recourse 44 Schedule 1: Investors Exhibit A: Form of Joinder Exhibit B: Settlement Instructions and Exchange Procedures Exhibit C: Form of Supplemental Indenture Exhibit D: Form of New Indenture This EXCHANGE AND INVESTMENT AGREEMENT (this “Agreement”), dated as of March 29, 2023 by and between Nikola Corporation, a Delaware corporation (together with any successor or assign pursuant to Section 7.10 No Waivers; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Section 8.1 Appointment 6.07, the “Company”), and Authorization of Agent 19 Section 8.2 Delegation of Duties 20 Section 8.3 Liability of Agent 20 Section 8.4 Reliance by Agent 20 Section 8.5 Notice of Default or Event of Default 21 Section 8.6 Credit Decision 21 Section 8.7 Costs the several Investors listed on Schedule 1 hereto (together with their successors and Expenses; Indemnification 22 Section 8.8 Agent permitted assigns, each an “Investor” and, collectively, the “Investors”). Capitalized terms not otherwise defined where used shall have the meanings ascribed thereto in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO. 26 Section 8.12 Collateral Matters 26Article 1.
Appears in 1 contract
REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 5.1 Representations and Warranties of the Company and EFIH 12 Section 4.3 No Legal Bar 12 5.2 Representations and Warranties of the Purchasers 35 Section 4.4 No Material Litigation 12 6.1 Interim Operations 40 Section 4.5 No Default 12 6.2 Alternative Proposals 44 Section 4.6 Use 6.3 Filings; Other Actions; Notification 46 Section 6.4 Access and Reports 51 Section 6.5 Publicity 52 Section 6.6 Employee Benefits 52 Section 6.7 WARN Act 54 Section 6.8 Expenses 54 Section 6.9 Indemnification; Directors’ and Officers’ Insurance 54 Section 6.10 Resignation of Proceeds 12 ARTICLE V COVENANTS 13 Directors and Officers 57 Section 5.1 Delivery of Financial Information 13 6.11 Takeover Statutes 57 Section 5.2 6.12 Notice of Default 13 Current Events 57 Section 5.3 Conduct 6.13 Bankruptcy Court Matters 57 Section 6.14 Parent and OV2 Waiver 58 Section 6.15 Tax-Free Reorganization Treatment 59 Section 6.16 Issuance of Business Equity and Maintenance Repayment of Existence, etc 13 ARTICLE VI EVENTS OF DEFAULT 13 Indebtedness 59 Section 6.1 Events 6.17 Debt Financing 59 Section 6.18 Tax Matters 65 Section 6.19 IPO Conversion Plan; Oncor Restructuring 66 Section 6.20 Drag-Along Rights 67 Section 6.21 Transition Services Agreement 67 Section 6.22 Enforcement of Default 13 ARTICLE VII MISCELLANEOUS 15 Certain Investor Rights 68 Section 6.23 Oncor Actions 71 Section 6.24 Purchaser Liabilities 71 Section 6.25 Transaction Expenses 71 Section 6.26 Rejection of Certain Contracts 72 Section 7.1 Notices. 16 Conditions to All Parties’ Obligations 73 Section 7.2 Waiver; Amendment 16 Conditions to Obligations of the Purchasers 75 Section 7.3 Expenses; Indemnification 16 Conditions to Obligations of the Company and EFIH 77 Section 7.4 Successors 8.1 Termination by Mutual Consent 79 Section 8.2 Termination by Either Parent or the Company/EFIH 79 Section 8.3 Termination by the Company and/or EFIH 79 Section 8.4 Termination by Parent 80 Section 8.5 Effect of Termination and Assigns 17 Abandonment 82 Section 7.5 Governing Law 18 9.1 Survival 83 Section 7.6 Counterparts; Integration 18 9.2 Modification or Amendment 83 Section 7.7 Survival 18 9.3 Waiver of Conditions 83 Section 7.8 Severability 18 9.4 Counterparts 83 Section 7.9 9.5 GOVERNING LAW AND VENUE; WAIVER OF JURY TRIAL 18 84 Section 7.10 9.6 Notices 85 Section 9.7 Entire Agreement 87 Section 9.8 No WaiversThird Party Beneficiaries 88 Section 9.9 Specific Performance 88 Section 9.10 Transfer Taxes 89 Section 9.11 Definitions 89 Section 9.12 Severability 90 Section 9.13 Interpretation; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Construction 90 Section 8.1 Appointment 9.14 Assignment 91 Section 9.15 Financing Sources Arrangements 91 Exhibit A Plan of Reorganization Exhibit B IPO Conversion Plan Exhibit C Form of Offer Exhibit D Plan Support Agreement Exhibit E Equity Commitment Parties Exhibit F Key Regulatory Terms Exhibit G Amended and Authorization Restated Split Participant Agreement Exhibit H Private Letter Ruling Exhibit I Form of Agent 19 Section 8.2 Delegation of Duties 20 Section 8.3 Liability of Agent 20 Section 8.4 Reliance by Agent 20 Section 8.5 Notice of Default or Event of Default 21 Section 8.6 Credit Decision 21 Section 8.7 Costs and Expenses; Indemnification 22 Section 8.8 Agent in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO. 26 Section 8.12 Collateral Tax Matters 26Agreement Schedule 6.4 Requests for Information Annex 1 Backstop Purchasers
Appears in 1 contract
REPRESENTATIONS AND WARRANTIES 12. Section 4.1 Corporate Existence; Compliance with Law 12
Section 4.2 Power; Authorization; Enforceable Obligations 4.01. Representations and Warranties of Purchaser 12 Section 4.3 No Legal Bar 12 4.02. Representations and Warranties of Sellers 13 Section 4.4 No Material Litigation 12 4.03. Additional Representations and Warranties of ▇▇▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇ Section 4.5 No Default 12 5.01. Confidentiality 16 Section 4.6 5.02. Further Assurances 17 Section 5.03. Operation of Business of Company Prior to Closing 17 Section 5.04. Non-Compete 17 Section 5.05. Use of Proceeds 12 ARTICLE V COVENANTS 13 Company Name 17 Section 5.1 Delivery of Financial Information 13 Section 5.2 Notice of Default 13 Section 5.3 Conduct of Business 5.06. Director and Maintenance of Existence, etc 13 Officer Indemnification 18 ARTICLE VI EVENTS PURPOSE OF DEFAULT 13 THE ACQUISITION OF THE SHARES 18 Section 6.1 Events 6.01. Purpose of Default 13 the Purchase of Shares 18 ARTICLE VII INDEMNIFICATION 18 Section 7.01. Survival 18 Section 7.02. Indemnification by the Seller and the Seller's Guarantors 18 Section 7.03. Indemnification by the Purchaser 18 ARTICLE VIII MISCELLANEOUS 15 19 Section 7.1 Notices8.01. 16 Release of Claims 19 Section 7.2 Waiver8.02. Governing Law 19 Section 8.03. Jurisdiction; Amendment 16 Waiver of Jury Trial 19 Section 7.3 Expenses; Indemnification 16 Section 7.4 8.04. Successors and Assigns 17 19 Section 7.5 Governing Law 18 8.05. No Third Party Beneficiaries 20 Section 7.6 Counterparts; Integration 18 8.06. Entire Agreement 20 Section 7.7 Survival 18 8.07. Notices, etc 20 Section 7.8 Severability 18 Section 7.9 VENUE; WAIVER OF JURY TRIAL 18 Section 7.10 No 8.08. Amendments and Waivers; Cumulative Remedies 19 ARTICLE VIII THE AGENT 19 Section 8.1 Appointment Delays and Authorization of Agent 19 Section 8.2 Delegation of Duties Omissions 20 Section 8.3 Liability of Agent 8.09. Expenses and Taxes 20 Section 8.4 Reliance by Agent 8.10. Severability 20 Section 8.5 Notice of Default or Event of Default 8.11. Language 20 Section 8.12. Entire Agreement 21 Section 8.6 Credit Decision 8.13. Counterparts 21 Section 8.7 Costs Exhibit A Description of Concession Rights Exhibit B Description of Sellers' Shares and ExpensesAllocation of Purchase Price Exhibit C Wire Instructions Exhibit D Form of Guarantee Exhibit E Form of Arbitration Resolution Documents Exhibit F Form of IB Mutual Warranties Exhibit G Form of Certificate of Sellers' Representations and Warranties Exhibit H Form of Certificate of Purchaser's Representations and Warranties Exhibit I-1 Form of Certificate of Secretary of Gulfstream Exhibit I-2 Form of Certificate of Secretary of Guarantor Exhibit J Form of Certificate of Secretary of Purchaser Exhibit K Form of Certificate of Satisfaction of Conditions Precedent to Purchaser's Obligations Exhibit L Form of Certificate of Satisfaction of Conditions Precedent to Sellers' Obligations Exhibit M Addresses for Notices Exhibit N Form of Assignment of Intercompany Debt Exhibit O Financial Statements Exhibit P Seller Share Transfer Forms SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this "Agreement"), dated as of August 16, 2013 (the "Execution Date"), is entered into by and among GULFSTREAM CAPITAL PARTNERS LTD., a company duly incorporated and existing under the laws of the Republic of Seychelles, whose domicile is located at 1st Floor, #5 ▇▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇▇▇▇▇ of Seychelles ("Gulfstream"); Indemnification 22 Section 8.8 Agent in Individual Capacity 22 Section 8.9 Successor Agent 22 Section 8.10 Lender in Individual Capacity 23 Section 8.11 Withholding Taxes▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, an individual whose domicile is located at ▇▇ ▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇ ("▇▇▇▇▇▇▇"), and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, an individual whose domicile is located at ▇▇. 23 EACH LENDER AGREES THAT IF ANY FORM OR CERTIFICATION IT PREVIOUSLY DELIVERED EXPIRES OR BECOMES OBSOLETE OR INACCURATE IN ANY RESPECT▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇, IT SHALL UPDATE SUCH FORM OR CERTIFICATION OR PROMPTLY NOTIFY THE BORROWER AND E AGENT IN WRITING OF ITS LEGAL INABILITY TO DO SO▇▇▇▇▇ ▇, ▇▇▇. 26 Section 8.12 Collateral Matters 26102. Monterrico Chico, Surco, Lima, Peru ("Samanez" and together with Gulfstream and ▇▇▇▇▇▇▇, collectively, the "Sellers"); FIRST GLOBAL PROJECTS MANAGEMENT INC., a company duly incorporated and existing under the laws of British Virgin Islands, whose domicile is located at ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇.▇. ▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇ ("▇▇▇▇▇▇▇▇▇"); and, solely for the purposes of Sections 5.04 and 5.05 of this Agreement, VelaTel Global Communications, Inc., a US (Nevada) corporation ("Guarantor").
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Sources: Share Purchase Agreement