Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, as follows:
Appears in 43 contracts
Sources: Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 11 contracts
Sources: Purchase Agreement (SunAmerica Focused Alpha Growth Fund, Inc.), Purchase Agreement (SunAmerica Focused Alpha Large-Cap Fund, Inc.), Purchase Agreement (First Trust/Aberdeen Emerging Opportunity Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each the Underwriter, and in the case of paragraph (iii) also represents to the Fund, as of the date hereof, as of the Applicable Time, Time of Sale and as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each the Underwriter, as follows:
Appears in 9 contracts
Sources: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 8 contracts
Sources: Underwriting Agreement (Nuveen Build America Bond Fund), Underwriting Agreement (Nuveen Build America Bond Fund), Underwriting Agreement (Nuveen California Municipal Value Fund 2)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 6 contracts
Sources: Purchase Agreement (BlackRock Health Sciences Trust), Purchase Agreement (Gabelli Global Utility & Income Trust), Purchase Agreement (Calamos Convertible Opportunities & Income Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 3 contracts
Sources: Purchase Agreement (Gabelli Equity Trust Inc), Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Calamos Convertible Opportunities & Income Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the FundTrust, as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 3 contracts
Sources: Purchase Agreement (Clough Global Equity Fund), Purchase Agreement (Clough Global Opportunities Fund), Purchase Agreement (Clough Global Allocation Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each the Underwriter, and in the case of paragraph (iii) also represents to the FundTrust, as of the date hereof, as of the Applicable Time, hereof and as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, as follows:
Appears in 2 contracts
Sources: Purchase Agreement (Clough Global Equity Fund), Purchase Agreement (Clough Global Allocation Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, Time referred to in Section 1(a)(i) hereof and as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 2 contracts
Sources: Underwriting Agreement (Gabelli Equity Trust Inc), Purchase Agreement (Gabelli Global Gold, Natural Resources & Income Trust)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each [each][the] Underwriter, and in the case of paragraph (iii) also represents to the Fund, as of the date hereof, as of the Applicable Time, Time of Sale and as of the Closing Time referred to in Section 2(c2(b) hereof, [and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, )] and agrees with each [each][the] Underwriter, as follows:
Appears in 2 contracts
Sources: Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, Date and as of each Option Closing Date of Delivery (if any) referred to in Section 2(b) hereof), and agrees with each Underwriter, as follows:
Appears in 2 contracts
Sources: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (Brookfield Mortgage Opportunity Income Fund Inc.)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 2 contracts
Sources: Purchase Agreement (Delaware Enhanced Global Dividend & Income Fund), Purchase Agreement (Alpine Global Premier Properties Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred referenced to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 1 contract
Sources: Purchase Agreement (Pimco Corporate Opportunity Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents represent to the Fund, as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, as follows:
Appears in 1 contract
Sources: Purchase Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) below also represents to the Fund, as of the date hereof, as of the Applicable Time, and as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 1 contract
Sources: Purchase Agreement (Pimco Corporate Opportunity Fund)
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the Fund, Underwriter as of the date hereof, as of the Applicable Time, as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, hereof as follows:
Appears in 1 contract
Representations and Warranties by the Investment Adviser. The Investment Adviser represents and warrants to each Underwriter, and in the case of paragraph (iii) also represents to the FundTrust, as of the date hereof, as of the Applicable Time, hereof and as of the Closing Time referred to in Section 2(c) hereof, and as of each Date of Delivery (if any) referred to in Section 2(b) hereof, and agrees with each Underwriter, as follows:
Appears in 1 contract
Sources: Purchase Agreement (Clough Global Opportunities Fund)