Common use of Representations of Agent Clause in Contracts

Representations of Agent. The Agent represents and warrants to the Trust that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 5 contracts

Sources: Transfer Agent Servicing Agreement (Igam Group Funds), Transfer Agent Servicing Agreement (Olstein Funds), Transfer Agent Servicing Agreement (Homestate Group)

Representations of Agent. The Agent represents and warrants to the Trust Fund that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 4 contracts

Sources: Transfer Agent Servicing Agreement (Leuthold Funds Inc), Transfer Agent Agreement (Burridge Funds), Transfer Agent Agreement (Burridge Funds)

Representations of Agent. The Agent represents and warrants to the Trust that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 1934, as amended.; C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 1933, as amended, and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 2 contracts

Sources: Transfer Agent Agreement (Richardson T O Trust), Transfer Agent Agreement (Richardson T O Trust)

Representations of Agent. The Agent represents and warrants to the Trust that: A. It is a trust company corporation duly organized, existing and in good standing under the laws of WisconsinMichigan; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended.; C. It is duly qualified to carry on its business in the state of WisconsinMichigan; D. It is empowered under applicable laws and by its charter and bylaws operating agreement to enter into and perform this Agreement; E. All requisite corporate company proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 2 contracts

Sources: Transfer Agent and Shareholder Services Agreement (Amway Mutual Fund Inc), Transfer Agent and Shareholder Services Agreement (Amway Mutual Fund Inc)

Representations of Agent. The Agent represents and warrants to the Trust Fund and the Portfolio that: A. It is a trust company Limited Liability Company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws LLC Agreement to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 2 contracts

Sources: Transfer Agent Servicing Agreement (Kinetics Mutual Funds Inc), Transfer Agent Servicing Agreement (Kinetics Mutual Funds Inc)

Representations of Agent. The Agent represents and warrants to the Trust that: A. It is a trust limited liability company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amendedAct. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 19341933, as amendedamended (the "Securities Act"), the Investment Company Act of 1940Exchange Act, as amendedthe 1940 Act, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 2 contracts

Sources: Transfer Agent Agreement (Simms Funds), Transfer Agent Agreement (Simms Funds)

Representations of Agent. The Agent represents and warrants to the Trust Fund that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act and Exchange Acts of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 2 contracts

Sources: Transfer Agent Agreement (Hennessy Funds Inc), Transfer Agent Agreement (Mairs & Power Growth Fund Inc)

Representations of Agent. The Agent represents and warrants to the Trust Funds that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (O Shaughnessy Funds Inc)

Representations of Agent. The Agent represents and warrants to the Trust Funds that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended.; C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and 1933, as amended, the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Tocqueville Trust)

Representations of Agent. The Agent represents and warrants to the Trust Company that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 1934, as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act and Exchange Acts of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Ori Funds Inc)

Representations of Agent. The Agent represents and warrants to the Trust Funds that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, rules and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Hennessy Mutual Funds Inc)

Representations of Agent. The Agent represents and warrants to the Trust Fund that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Tocqueville Trust)

Representations of Agent. The Agent represents and warrants to the Trust Funds that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Tocqueville Trust)

Representations of Agent. The Agent represents and warrants to the Trust Fund that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended.Act; C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 19341933, as amended, the Investment Company 1934 Act, the 1940 Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdictionjurisdiction over its operations.

Appears in 1 contract

Sources: Transfer Agent Agreement (Potomac Funds)

Representations of Agent. The Agent represents and warrants to the Trust Funds that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended.Act; C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 19341933, as amendedamended (the "Securities Act"), the Exchange Act, the Investment Company Act of 1940, as amendedAct, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Bremer Investment Funds Inc)

Representations of Agent. The Agent represents and warrants to the Trust Company that: A. It is a trust Company company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended. C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Servicing Agreement (Jacob Internet Fund Inc)

Representations of Agent. The Agent represents and warrants to the Trust Fund that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amended.; C. It is duly qualified to carry on its business in the state of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and 1933, as amended, the Securities Exchange Act of 1934, as amended, the Investment Company Act of 1940, as amended, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Agreement (Tocqueville Trust)

Representations of Agent. The Agent represents and warrants to the Trust Company that: A. It is a trust company duly organized, existing and in good standing under the laws of Wisconsin; B. It is a registered transfer agent under the Securities Exchange Act of 1934 as amendedAct. C. It is duly qualified to carry on its business in the state State of Wisconsin; D. It is empowered under applicable laws and by its charter and bylaws to enter into and perform this Agreement; E. All requisite corporate proceedings have been taken to authorize it to enter and perform this Agreement; and; F. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.; and G. It will comply with all applicable requirements of the Securities Act of 1933 and the Securities Exchange Act of 19341933, as amended, and the Investment Company Act of 1940Exchange Act, as amendedthe 1940 Act, and any laws, rules, and regulations of governmental authorities having jurisdiction.

Appears in 1 contract

Sources: Transfer Agent Servicing Agreement (Kopp Funds Inc)