REPRESENTATIONS OF MANAGER. Manager hereby represents that it: a) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; b) is not prohibited by the 1940 Act or the Advisers Act from performing investment advisory services to the Fund; c) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, or the applicable licensing requirements for the use of any trademarks necessary to be met in order to perform investment advisory services for the Fund; and d) will immediately notify the Sub-Adviser of the occurrence of any event that would disqualify the Manager from serving as an investment adviser of an investment company pursuant to Section 9 (a) of the 1940 Act or otherwise.
Appears in 10 contracts
Sources: Investment Sub Advisory Agreement (Nuveen Multi-Asset Income Fund), Investment Sub Advisory Agreement (Nuveen S&P 500 BuyWrite Income Fund), Investment Sub Advisory Agreement (Nuveen Equity Premium Income Fund)
REPRESENTATIONS OF MANAGER. Manager hereby represents that it:
a) is registered as an investment adviser under the Advisers 1940 Act and will continue to be so registered for so long as this Agreement remains in effect;
b) is not prohibited by the 1940 Act or the Advisers Act from performing investment advisory services to the Fund;
c) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, or the applicable licensing requirements for the use of any trademarks necessary to be met in order to perform investment advisory services for the Fund; and
d) will immediately notify the Sub-Adviser of the occurrence of any event that would disqualify the Manager from serving as an investment adviser of an investment company pursuant to Section 9 (a) of the 1940 Act or otherwise.
Appears in 2 contracts
Sources: Investment Sub Advisory Agreement (Nuveen Core Equity Alpha Fund), Investment Sub Advisory Agreement (Nuveen Core Equity Alpha Fund)
REPRESENTATIONS OF MANAGER. Manager hereby represents that it:: --------------------------
a) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect;
b) is not prohibited by the 1940 Act or the Advisers Act from performing investment advisory services to the Fund;
c) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, or the applicable licensing requirements for the use of any trademarks necessary to be met in order to perform investment advisory services for the Fund; and
d) will immediately notify the Sub-Adviser of the occurrence of any event that would disqualify the Manager from serving as an investment adviser of an investment company pursuant to Section 9 (a) of the 1940 Act or otherwise.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Nuveen Equity Premium Advantage Fund)
REPRESENTATIONS OF MANAGER. Manager hereby represents that it:
a) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect;
b) is not prohibited by the 1940 Act or the Advisers Act from performing investment advisory services to the Fund;
c) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, or the applicable licensing requirements for the use of any trademarks necessary to be met in order to perform investment advisory services for the Fund; and
d) will immediately notify the Sub-Adviser of the occurrence of any event that would disqualify the Manager from serving as an investment adviser of an investment company pursuant to Section 9 (a9(a) of the 1940 Act or otherwise.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Access Capital Strategies Community Investment Fund Inc/Ma)
REPRESENTATIONS OF MANAGER. Manager hereby represents that it:: --------------------------
a) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect;
b) is not prohibited by the 1940 Act or the Advisers Act from performing investment advisory services to the Fund;
c) has met, and will continue to meet for so long as this Agreement remains in effect, any applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency, or the applicable licensing requirements for the use of any trademarks necessary to be met in order to perform investment advisory services for the Fund; and
d) will immediately notify the Sub-Adviser of the occurrence of any event that would disqualify the Manager from serving as an investment adviser of an investment company pursuant to Section 9 (a9(a) of the 1940 Act or otherwise.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Nuveen Equity Premium & Growth Fund)