Restriction on Advertising. Except as may be required by law, neither Pershing nor Broker shall utilize the name of the other in any way without the other’s prior written consent except to disclose the relationship between the parties. Neither party shall employ the other’s name in such a manner as to create the impression that the relationship between them is anything other than that of clearing broker and introducing broker. Broker shall not hold itself out as an agent of Pershing or as a subsidiary or company controlled directly or indirectly by or affiliated with Pershing except as provided in this Paragraph.
Appears in 3 contracts
Sources: Fully Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Restriction on Advertising. Except as may be required by law, neither Neither Pershing nor Broker shall utilize the name of the other in any way without the other’s 's prior written consent except to disclose the relationship between the parties. Neither nor shall either party shall employ the other’s 's name in such a manner as to create the impression that the relationship between them is anything other than that of clearing broker and introducing broker. Broker shall not hold itself out as an agent of Pershing or as a subsidiary or company controlled directly or indirectly by or affiliated with Pershing except as provided in this ParagraphPershing.
Appears in 3 contracts
Sources: Fully Disclosed Clearing Agreement (Pinnacle Global Group Inc), Fully Disclosed Clearing Agreement (Chapman Holdings Inc), Fully Disclosed Clearing Agreement (Echapman Com Inc)
Restriction on Advertising. Except as may be required by law, neither Neither Pershing nor Broker shall utilize the name of the other in any way without the other’s prior written consent except to disclose the relationship between the parties. Neither party shall employ the other’s name in such a manner as to create the impression that the relationship between them is anything other than that of clearing broker and introducing broker. Broker shall not hold itself out as an agent of Pershing or as a subsidiary or company controlled directly or indirectly by or affiliated with Pershing except as provided in this Paragraph.
Appears in 2 contracts
Sources: Fully Disclosed Clearing Agreement, Fully Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Restriction on Advertising. Except as may be required by law, neither Neither Pershing nor Broker shall utilize the name of the other in any way without the other’s 's prior written consent except to disclose the relationship between the parties. Neither party shall employ the other’s 's name in such a manner as to create the impression that the relationship between them is anything other than that of clearing broker and introducing broker. , Broker shall not hold itself out as an agent of Pershing or as a subsidiary or company controlled directly or indirectly by or affiliated with Pershing except as provided in this Paragraphparagraph.
Appears in 2 contracts
Sources: Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc)
Restriction on Advertising. Except as may be required by law, neither Neither Pershing nor Broker shall utilize the name of the other in any way without the other’s 's prior written consent except to disclose the relationship between the parties. Neither party shall employ the other’s 's name in such a manner as to create the impression that the relationship between them is anything other than that of clearing broker and introducing broker. Broker shall not hold itself out as an agent of Pershing or as a subsidiary or company controlled directly or indirectly by or affiliated with Pershing except as provided in this Paragraph.
Appears in 1 contract
Sources: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)
Restriction on Advertising. Except as may be required by law, neither Neither Pershing nor Broker shall utilize the name of the other in any way without the other’s prior written consent except to disclose the relationship between the parties. Neither party shall employ the other’s name in such a manner as to create the impression that the relationship between them is anything other than that of clearing broker and introducing broker. Broker shall not hold itself out as an agent of Pershing or as a subsidiary or company controlled directly or indirectly by or affiliated with Pershing except as provided in this Paragraphparagraph.
Appears in 1 contract
Sources: Fully Disclosed Clearing Agreement (International Assets Holding Corp)