Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the Representatives.
Appears in 7 contracts
Sources: Representatives' Warrant Agreement (Flanders Corp), Representatives' Warrant Agreement (Sonic Foundry Inc), Representatives' Warrant Agreement (Integrated Physician Systems Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativesUnderwriter.
Appears in 5 contracts
Sources: Underwriter's Warrant Agreement (Cti Industries Corp), Underwriter's Warrant Agreement (Cumetrix Data Systems Corp), Underwriter's Warrant Agreement (Cti Industries Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the RepresentativesRepresentative.
Appears in 4 contracts
Sources: Representative's Warrant Agreement (Vaso Active Pharmaceuticals Inc), Representative's Warrant Agreement (Vaso Active Pharmaceuticals Inc), Representative's Warrant Agreement (Vaso Active Pharmaceuticals Inc)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the Representatives.
Appears in 3 contracts
Sources: Representative's Warrant Agreement (Dynacs Inc), Representative's Warrant Agreement (Toymax International Inc), Representatives' Warrant Agreement (Asd Group Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the RepresentativesUnderwriters.
Appears in 3 contracts
Sources: Representative's Warrant Agreement (Cumetrix Data Systems Corp), Underwriters' Warrant Agreement (Cumetrix Data Systems Corp), Representative's Warrant Agreement (All Tech Investment Group Inc Et Al)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers employees of the RepresentativesUnderwriter.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed ofof , in whole or in part, for a period of one (1) year from the effective date hereofof the Registration Statement, except to officers and partners of the RepresentativesRepresentatives or to other NASD members participating in the Public Offering (or their officers or partners).
Appears in 1 contract
Sources: Representatives' Warrant Agreement (Galacticomm Technologies Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the RepresentativesJosephthal.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers officers, directors, or partners of the RepresentativesRepresentative and members of the selling group.
Appears in 1 contract
Sources: Representative's Warrant Agreement (Hometown Auto Retailers Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the RepresentativesParticipating Dealer.
Appears in 1 contract
Sources: Participating Dealer's Warrant Agreement (Xenonics Holdings, Inc.)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the RepresentativesRepresentative.
Appears in 1 contract
Sources: Representative's Warrant Agreement (Prospect Medical Holdings Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by its the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof; , and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for to any person (a period of one (1) year from "Permitted Transferee"), provided such transfer, assignment, hypothecation or other disposition is made in accordance with the date hereof, except to officers provisions of the RepresentativesAct.
Appears in 1 contract