Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until the Company has received the opinion of counsel for the Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established to the reasonable satisfaction of the Company.
Appears in 2 contracts
Sources: Selling Agency Agreement (Xspand Products Lab, Inc.), Selling Agency Agreement (Xspand Products Lab, Inc.)
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) the Company has received the opinion of counsel for the Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established to the reasonable satisfaction of the Company.,
Appears in 1 contract
Sources: Underwriting Agreement (Agroz Inc.)
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) the Company has received the opinion of counsel for the Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established to the reasonable satisfaction of the Company, (ii) a Registration Statement relating to the offer and sale of such securities has been filed and declared effective by the Securities and Exchange Commission (the “Commission”) and compliance with applicable state securities law has been established.
Appears in 1 contract
Sources: Underwriter’s Warrant Agreement (Wah Fu Education Group LTD)
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) the Company has received the opinion of counsel for the Holder Holder, in a form reasonably acceptable to the Company, that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established or (ii) a registration statement or a post-effective amendment to the reasonable satisfaction Registration Statement relating to the offer and sale of such securities has been filed by the CompanyCompany and declared effective by the SEC and compliance with applicable state securities law has been established.
Appears in 1 contract
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) the Company has received the opinion of counsel for the Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established or (ii) a registration statement or a post-effective amendment to the reasonable satisfaction Registration Statement relating to the offer and sale of such securities has been filed by the CompanyCompany and declared effective by the Commission and compliance with applicable state securities law has been established.
Appears in 1 contract
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) if required by applicable law, the Company has received the opinion of counsel for the Holder Company that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established or (ii) a registration statement or offering circular relating to the reasonable satisfaction offer and sale of such securities has been filed by the CompanyCompany and declared effective or qualified, respectively, by the Commission and compliance with applicable state securities law has been established.
Appears in 1 contract
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) the Company has received the opinion of counsel for the Holder that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established to the reasonable satisfaction of the Company, or (ii) a registration statement relating to the offer and sale of such securities that includes a current prospectus has been filed and declared effective by the Commission and compliance with applicable state securities law has been established.
Appears in 1 contract
Sources: Financing and Additional Services Agreement (RespireRx Pharmaceuticals Inc.)
Restrictions Imposed by the Act. The securities evidenced by this Purchase Warrant shall not be transferred unless and until until: (i) if required by applicable law, the Company has received the opinion of counsel for the Holder Company that the securities may be transferred pursuant to an exemption from registration under the Act and applicable state securities laws, the availability of which is established or (ii) a offering statement or a post-qualification amendment to the reasonable satisfaction offering Statement relating to the offer and sale of such securities has been filed by the CompanyCompany and declared qualified by the SEC and compliance with applicable state securities law has been established.
Appears in 1 contract
Sources: Purchase Warrant Agreement (IntelGenx Technologies Corp.)